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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 3-D SYS CORP DEL 88,192 1,364 0.63%
2 3M CO 6,650 1,108 0.51%
3 ABBOTT LABS 1,316 55 0.03%
4 ABBVIE INC 61,515 3,514 1.63%
5 ACCURAY INCORPORATED COM 96,450 557 0.26%
6 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
7 ADVANTAGE OIL & GAS LTD 1,500 8 0.00%
8 AEGON N V 1,465 8 0.00%
9 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 12,300 172 0.08%
10 AIRGAS INC 6,000 850 0.39%
11 AIXTRON SE 59,150 287 0.13%
12 ALERE INC 24,000 1,215 0.56%
13 ALIBABA GROUP HLDG LTD 200 16 0.01%
14 ALKERMES PLC 1,000 34 0.02%
15 ALLEGION PUB LTD CO 999 64 0.03%
16 ALLERGAN PLC 4,411 1,182 0.55%
17 ALLETE INC COM NEW 166 9 0.00%
18 ALPHABET INC 40 31 0.01%
19 ALPHABET INC 140 104 0.05%
20 ALTRIA GROUP INC 1,700 107 0.05%
21 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
22 AMERICAN ELEC PWR INC 22,650 1,504 0.70%
23 AMERICAN EXPRESS CO 200 12 0.01%
24 ANALOG DEVICES INC 17,524 1,037 0.48%
25 APACHE CORP 450 22 0.01%
26 APIGEE CORP 16,600 138 0.06%
27 APOLLO GLOBAL MGMT LLC 1,500 26 0.01%
28 APPLE INC 2,310 252 0.12%
29 APPLIED MATLS INC 12 0 0.00%
30 ARI Network Services Inc 1,446,800 6,351 2.94%
31 AT&T INC 22,269 872 0.40%
32 AVENUE FINL HLDGS INC 11,112 215 0.10%
33 Adt Corp 31,000 1,279 0.59%
34 Alcoa 1,000 10 0.00%
35 Apollo Residentail Mtg Inc 30,005 403 0.19%
36 BANK AMER CORP 761 10 0.00%
37 BANK MONTREAL QUE 753 46 0.02%
38 BANKRATE INC DEL COM 295,800 2,712 1.26%
39 BAXALTA INC COM 23,513 950 0.44%
40 BERKSHIRE HATHAWAY INC DEL 17,354 2,462 1.14%
41 BJS RESTAURANTS INC COM 560 23 0.01%
42 BLACKROCK CR ALLOCATION INCO 5,000 63 0.03%
43 BLACKSTONE GROUP L P 5,500 154 0.07%
44 BOINGO WIRELESS INC COM 1,168,100 9,018 4.18%
45 BONANZA CREEK ENERGY INC 3,600 6 0.00%
46 BRISTOL MYERS SQUIBB CO 8,800 562 0.26%
47 BROADVISION INC 4 0 0.00%
48 BROCADE COMMUNICATIONS SYS I 51,650 546 0.25%
49 BRT APARTMENTS CORP 16,025 111 0.05%
50 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 25,500 842 0.39%
Page 1 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
151 OCCIDENTAL PETE CORP DEL 550 42 0.02%
152 SANOFI 1,000 42 0.02%
153 TICC CAPITAL CORP 7,200 38 0.02%
154 SYNGENTA AG 500 38 0.02%
155 PAYPAL HLDGS INC 1,015 37 0.02%
156 Northstar Realty Fin REIT 3,250 37 0.02%
157 VENTAS INC 500 36 0.02%
158 ISHARES TR 110 32 0.02%
159 PPG INDS INC 292 30 0.01%
160 ALPHABET INC 40 28 0.01%
161 AGNICO EAGLE MINES LTD 500 27 0.01%
162 SANCHEZ ENERGY CORP COM 3,600 25 0.01%
163 ROYAL BK SCOTLND 6.125% 1,000 25 0.01%
164 EOG RES INC 300 25 0.01%
165 Old PSG Wind-down Ltd. 8,400 25 0.01%
166 APACHE CORP 450 25 0.01%
167 CORNING INC 1,150 24 0.01%
168 EBAY INC 1,019 24 0.01%
169 MERCK & CO INC 400 23 0.01%
170 APOLLO GLOBAL MGMT LLC 1,500 23 0.01%
171 GAP 1,022 22 0.01%
172 WILLIAMS COS INC DEL 1,000 22 0.01%
173 SPDR GOLD TR 160 20 0.01%
174 HSBC HLDGS PLC 775 20 0.01%
175 KINDER MORGAN INC DEL 1,000 19 0.01%
176 TARGA RES CORP 434 18 0.01%
177 ZIOPHARM ONCOLOGY INC 3,200 18 0.01%
178 NETFLIX INC 200 18 0.01%
179 DEVON ENERGY CORP NEW 450 16 0.01%
180 ORACLE CORP 394 16 0.01%
181 DARDEN RESTAURANTS INC 250 16 0.01%
182 ALIBABA GROUP HLDG LTD 200 16 0.01%
183 BOVIE MEDICAL CORP COM 9,100 15 0.01%
184 DOMINOS PIZZA INC 100 13 0.01%
185 GENPACT LIMITED 500 13 0.01%
186 SHIRE PLC 73 13 0.01%
187 AMERICAN EXPRESS CO 200 12 0.01%
188 TESLA INC 50 11 0.01%
189 ALLETE INC COM NEW 166 11 0.01%
190 COBALT INTL ENERGY INC 7,200 10 0.00%
191 NORTHSTAR REALTY EUROPE CORPORATION 1,083 10 0.00%
192 BANK AMER CORP 761 10 0.00%
193 LEE ENTERPRISES INC 5,000 10 0.00%
194 CBIZ INC 1,000 10 0.00%
195 NAUTILUS INC 500 9 0.00%
196 Alcoa 1,000 9 0.00%
197 VistaPrint NV 100 9 0.00%
198 NOBLE CORP PLC 800 7 0.00%
199 ADVANTAGE OIL & GAS LTD 1,000 6 0.00%
200 AEGON N V 1,465 6 0.00%
Page 4 of 5