Dark
Light
System
Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 3-D SYS CORP DEL 88,192 1,364 0.63%
2 3M CO 6,650 1,108 0.51%
3 ABBOTT LABS 1,316 55 0.03%
4 ABBVIE INC 61,515 3,514 1.63%
5 ACCURAY INCORPORATED COM 96,450 557 0.26%
6 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
7 ADVANTAGE OIL & GAS LTD 1,500 8 0.00%
8 AEGON N V 1,465 8 0.00%
9 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 12,300 172 0.08%
10 AIRGAS INC 6,000 850 0.39%
11 AIXTRON SE 59,150 287 0.13%
12 ALERE INC 24,000 1,215 0.56%
13 ALIBABA GROUP HLDG LTD 200 16 0.01%
14 ALKERMES PLC 1,000 34 0.02%
15 ALLEGION PUB LTD CO 999 64 0.03%
16 ALLERGAN PLC 4,411 1,182 0.55%
17 ALLETE INC COM NEW 166 9 0.00%
18 ALPHABET INC 40 31 0.01%
19 ALPHABET INC 140 104 0.05%
20 ALTRIA GROUP INC 1,700 107 0.05%
21 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
22 AMERICAN ELEC PWR INC 22,650 1,504 0.70%
23 AMERICAN EXPRESS CO 200 12 0.01%
24 ANALOG DEVICES INC 17,524 1,037 0.48%
25 APACHE CORP 450 22 0.01%
26 APIGEE CORP 16,600 138 0.06%
27 APOLLO GLOBAL MGMT LLC 1,500 26 0.01%
28 APPLE INC 2,310 252 0.12%
29 APPLIED MATLS INC 12 0 0.00%
30 ARI Network Services Inc 1,446,800 6,351 2.94%
31 AT&T INC 22,269 872 0.40%
32 AVENUE FINL HLDGS INC 11,112 215 0.10%
33 Adt Corp 31,000 1,279 0.59%
34 Alcoa 1,000 10 0.00%
35 Apollo Residentail Mtg Inc 30,005 403 0.19%
36 BANK AMER CORP 761 10 0.00%
37 BANK MONTREAL QUE 753 46 0.02%
38 BANKRATE INC DEL COM 295,800 2,712 1.26%
39 BAXALTA INC COM 23,513 950 0.44%
40 BERKSHIRE HATHAWAY INC DEL 17,354 2,462 1.14%
41 BJS RESTAURANTS INC COM 560 23 0.01%
42 BLACKROCK CR ALLOCATION INCO 5,000 63 0.03%
43 BLACKSTONE GROUP L P 5,500 154 0.07%
44 BOINGO WIRELESS INC COM 1,168,100 9,018 4.18%
45 BONANZA CREEK ENERGY INC 3,600 6 0.00%
46 BRISTOL MYERS SQUIBB CO 8,800 562 0.26%
47 BROADVISION INC 4 0 0.00%
48 BROCADE COMMUNICATIONS SYS I 51,650 546 0.25%
49 BRT APARTMENTS CORP 16,025 111 0.05%
50 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 25,500 842 0.39%
Page 1 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
201 BONANZA CREEK ENERGY INC 2,600 5 0.00%
202 REX ENERGY CORPORATION 7,200 5 0.00%
203 HEWLETT PACKARD ENTERPRISE C 200 4 0.00%
204 DISNEY WALT CO 34 3 0.00%
205 HP INC 200 3 0.00%
206 CHEMOURS CO 200 2 0.00%
207 WALGREENS BOOTS ALLIANCE INC 23 2 0.00%
208 PARKERVISION INC 600 2 0.00%
209 FRONTIER COMMUNICATIONS CORP 439 2 0.00%
210 CISCO SYS INC 38 1 0.00%
211 ENZO BIOCHEM INC 242 1 0.00%
212 LOWES COS INC 16 1 0.00%
213 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
214 UNITED TECHNOLOGIES CORP 11 1 0.00%
215 VALEANT PHARMACEUTICALS INTL 26 1 0.00%
216 FORD MTR CO DEL 51 1 0.00%
217 SELECT SECTOR SPDR TR 22 1 0.00%
218 FOUR CORNERS PPTY TR INC COM 30 1 0.00%
219 DETERMINE INC 700 1 0.00%
220 NOKIA CORP 166 1 0.00%
221 WELLS FARGO & CO NEW 20 1 0.00%
222 TARGET CORP 11 1 0.00%
223 LABORATORY CORP AMER HLDGS 2 0 0.00%
224 JUNIPER NETWORKS 4 0 0.00%
225 ENCANA CORP 4 0 0.00%
226 National Interstate Corp 0 0 0.00%
227 LILLY ELI & CO 5 0 0.00%
228 APPLIED MATLS INC 12 0 0.00%
229 LIBERTY GLOBAL PLC 2 0 0.00%
230 UNITED BANKSHARES INC WEST VA COM 1 0 0.00%
231 MEDTRONIC PLC 1 0 0.00%
232 WESTROCK CO 1 0 0.00%
233 UNION PAC CORP 4 0 0.00%
234 BROADVISION INC 4 0 0.00%
235 INTERSIL CORP 1 0 0.00%
236 VALEANT PHARMACEUTICALS INTL 5 0 0.00%
237 CALIFORNIA RES CORP 26 0 0.00%
238 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
239 CENOVUS ENERGY INC 4 0 0.00%
240 FAIR ISAAC CORP 3 0 0.00%
241 KINDRED HEALTHCARE INC 7 0 0.00%
242 EATON VANCE LTD DURATION INC 2 0 0.00%
243 FASTENAL CO 6 0 0.00%
244 KKR & CO LP COMMON UNITS 1 0 0.00%
245 RR DONNELLEY & SONS CO 3 0 0.00%
246 SIRIUS XM HOLDINGS INC 9 0 0.00%
Page 5 of 5