Dark
Light
System
Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 SIRIUS XM HOLDINGS INC 9 0 0.00%
2 RR DONNELLEY & SONS CO 3 0 0.00%
3 BROADVISION INC 4 0 0.00%
4 INTERSIL CORP 1 0 0.00%
5 APPLIED MATLS INC 12 0 0.00%
6 EATON VANCE LTD DURATION INC 2 0 0.00%
7 MEDTRONIC PLC 3 0 0.00%
8 WESTROCK CO 2 0 0.00%
9 LILLY ELI & CO 5 0 0.00%
10 LEAPFROG ENTERPRISES INC 5 0 0.00%
11 LABORATORY CORP AMER HLDGS 2 0 0.00%
12 KINDRED HEALTHCARE INC 7 0 0.00%
13 KKR & CO L P DEL 1 0 0.00%
14 JUNIPER NETWORKS INC 4 0 0.00%
15 LIBERTY GLOBAL PLC 2 0 0.00%
16 FASTENAL CO 6 0 0.00%
17 California Res Corp 270 0 0.00%
18 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
19 ENCANA CORP 4 0 0.00%
20 UNITED BANKSHARES INC COM 1 0 0.00%
21 CENOVUS ENERGY INC 4 0 0.00%
22 UNION PAC CORP 4 0 0.00%
23 SYMANTEC CORP 1 0 0.00%
24 FAIR ISAAC CORP 3 0 0.00%
25 CISCO SYS INC 38 1 0.00%
26 DETERMINE INC 700 1 0.00%
27 ZILLOW GROUP INC 40 1 0.00%
28 ZILLOW GROUP INC 20 1 0.00%
29 VALEANT PHARMACEUTICALS INTL CALL 5 1 0.00%
30 WELLS FARGO CO NEW 19 1 0.00%
31 VALEANT PHARMACEUTICALS INTL 26 1 0.00%
32 UNITED TECHNOLOGIES CORP 11 1 0.00%
33 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
34 SUNEDISON INC 1,000 1 0.00%
35 SELECT SECTOR SPDR TR 22 1 0.00%
36 NOKIA CORP 166 1 0.00%
37 Market Vector Junior 35 1 0.00%
38 LOWES COS INC 16 1 0.00%
39 FOUR CORNERS PPTY TR INC COM 30 1 0.00%
40 FORD MTR CO DEL 51 1 0.00%
41 ENZO BIOCHEM INC 242 1 0.00%
42 CHEMOURS CO 200 1 0.00%
43 WALGREENS BOOTS ALLIANCE INC 23 2 0.00%
44 FRONTIER COMMUNICATIONS CORP 439 2 0.00%
45 HP INC 200 2 0.00%
46 DISNEY WALT CO 34 3 0.00%
47 Energy XXI LTD 5,300 3 0.00%
48 HEWLETT PACKARD ENTERPRISE C 200 4 0.00%
49 PARKERVISION INC 1,350 4 0.00%
50 Check Point Software Technologies Ltd 400 4 0.00%
Page 1 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PDF SOLUTIONS INC COM 1,343,640 18,798 9.13%
2 DIGIMARC CORP 499,072 15,950 7.75%
3 REIS INC 439,800 10,951 5.32%
4 BOINGO WIRELESS INC COM 1,034,100 9,224 4.48%
5 NEOGENOMICS INC 1,018,126 8,186 3.98%
6 TEVA PHARMACEUTICAL INDS LTD 137,339 6,899 3.35%
7 ARI NETWORK SVCS INC 1,505,250 6,322 3.07%
8 PFIZER INC 171,679 6,045 2.94%
9 LIONBRIDGE TECHNOLOGIES ORD 1,517,035 5,992 2.91%
10 SHORETEL INC 803,800 5,377 2.61%
11 LUMINEX CORP DEL 254,345 5,145 2.50%
12 INTERMOLECULAR INC 2,884,209 4,269 2.07%
13 DOW CHEM CO 85,000 4,225 2.05%
14 GENERAL ELECTRIC CO 123,170 3,877 1.88%
15 EHEALTH INC COM 257,300 3,607 1.75%
16 ABBVIE INC 56,600 3,504 1.70%
17 SCIQUEST INC NEW 187,900 3,318 1.61%
18 KRAFT HEINZ CO 37,200 3,291 1.60%
19 CROWN CASTLE INTL CORP NEW 30,950 3,139 1.52%
20 CHATHAM LODGING TR COM 135,000 2,967 1.44%
21 EXELON CORP 81,000 2,945 1.43%
22 VANECK ETF TRUST 104,315 2,891 1.40%
23 EASTERLY GOVT PPTYS INC 141,500 2,792 1.36%
24 YUM BRANDS INC 32,050 2,658 1.29%
25 BERKSHIRE HATHAWAY INC DEL 16,754 2,426 1.18%
26 PTC INC 64,050 2,407 1.17%
27 CVS HEALTH CORP 23,250 2,226 1.08%
28 BLUCORA INC 206,700 2,141 1.04%
29 ZOETIS INC 39,100 1,856 0.90%
30 ZIX CORP COM 482,200 1,808 0.88%
31 TRANSACT TECHNOLOGIES INC COM 224,903 1,804 0.88%
32 DUKE ENERGY CORP NEW 19,600 1,681 0.82%
33 CEVA INC 60,953 1,656 0.80%
34 JOHNSON & JOHNSON 13,498 1,637 0.80%
35 NATIONAL INFO CONSORTIUM INC 68,600 1,505 0.73%
36 SENOMYX INC 541,786 1,490 0.72%
37 MARVELL TECHNOLOGY GROUP LTD 153,900 1,467 0.71%
38 AMERICAN ELEC PWR INC 20,750 1,454 0.71%
39 SONUS NETWORKS INC 147,231 1,279 0.62%
40 3M CO 6,750 1,182 0.57%
41 UNITED PARCEL SERVICE INC 10,730 1,156 0.56%
42 3-D SYS CORP DEL 82,216 1,126 0.55%
43 VIRGIN AMERICA ORD 20,000 1,124 0.55%
44 WEYERHAEUSER CO 35,827 1,067 0.52%
45 EXAR CORP 123,530 994 0.48%
46 ANALOG DEVICES INC 17,524 993 0.48%
47 Agnico Eagle 35,500 965 0.47%
48 AT&T INC 22,269 962 0.47%
49 Intuit Inc 4,900 927 0.45%
50 DIAMOND RESORTS INTL INC COM 30,000 899 0.44%
Page 1 of 5