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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 SIRIUS XM HOLDINGS INC 9 0 0.00%
2 RR DONNELLEY & SONS CO 3 0 0.00%
3 BROADVISION INC 4 0 0.00%
4 INTERSIL CORP 1 0 0.00%
5 APPLIED MATLS INC 12 0 0.00%
6 EATON VANCE LTD DURATION INC 2 0 0.00%
7 MEDTRONIC PLC 3 0 0.00%
8 WESTROCK CO 2 0 0.00%
9 LILLY ELI & CO 5 0 0.00%
10 LEAPFROG ENTERPRISES INC 5 0 0.00%
11 LABORATORY CORP AMER HLDGS 2 0 0.00%
12 KINDRED HEALTHCARE INC 7 0 0.00%
13 KKR & CO L P DEL 1 0 0.00%
14 JUNIPER NETWORKS INC 4 0 0.00%
15 LIBERTY GLOBAL PLC 2 0 0.00%
16 FASTENAL CO 6 0 0.00%
17 California Res Corp 270 0 0.00%
18 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
19 ENCANA CORP 4 0 0.00%
20 UNITED BANKSHARES INC COM 1 0 0.00%
21 CENOVUS ENERGY INC 4 0 0.00%
22 UNION PAC CORP 4 0 0.00%
23 SYMANTEC CORP 1 0 0.00%
24 FAIR ISAAC CORP 3 0 0.00%
25 CISCO SYS INC 38 1 0.00%
26 DETERMINE INC 700 1 0.00%
27 ZILLOW GROUP INC 40 1 0.00%
28 ZILLOW GROUP INC 20 1 0.00%
29 VALEANT PHARMACEUTICALS INTL CALL 5 1 0.00%
30 WELLS FARGO CO NEW 19 1 0.00%
31 VALEANT PHARMACEUTICALS INTL 26 1 0.00%
32 UNITED TECHNOLOGIES CORP 11 1 0.00%
33 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
34 SUNEDISON INC 1,000 1 0.00%
35 SELECT SECTOR SPDR TR 22 1 0.00%
36 NOKIA CORP 166 1 0.00%
37 Market Vector Junior 35 1 0.00%
38 LOWES COS INC 16 1 0.00%
39 FOUR CORNERS PPTY TR INC COM 30 1 0.00%
40 FORD MTR CO DEL 51 1 0.00%
41 ENZO BIOCHEM INC 242 1 0.00%
42 CHEMOURS CO 200 1 0.00%
43 WALGREENS BOOTS ALLIANCE INC 23 2 0.00%
44 FRONTIER COMMUNICATIONS CORP 439 2 0.00%
45 HP INC 200 2 0.00%
46 DISNEY WALT CO 34 3 0.00%
47 Energy XXI LTD 5,300 3 0.00%
48 HEWLETT PACKARD ENTERPRISE C 200 4 0.00%
49 PARKERVISION INC 1,350 4 0.00%
50 Check Point Software Technologies Ltd 400 4 0.00%
Page 1 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
151 OCCIDENTAL PETE CORP DEL 550 42 0.02%
152 SANOFI 1,000 42 0.02%
153 TICC CAPITAL CORP 7,200 38 0.02%
154 SYNGENTA AG 500 38 0.02%
155 PAYPAL HLDGS INC 1,015 37 0.02%
156 Northstar Realty Fin REIT 3,250 37 0.02%
157 VENTAS INC 500 36 0.02%
158 ISHARES TR RUSSELL 2000 ETF US 09/15/17 P140 110 32 0.02%
159 PPG INDS INC 292 30 0.01%
160 ALPHABET INC 40 28 0.01%
161 AGNICO EAGLE MINES LTD 500 27 0.01%
162 SANCHEZ ENERGY CORP COM 3,600 25 0.01%
163 ROYAL BK SCOTLND 6.125% 1,000 25 0.01%
164 EOG RES INC 300 25 0.01%
165 Old PSG Wind-down Ltd. 8,400 25 0.01%
166 APACHE CORP 450 25 0.01%
167 CORNING INC 1,150 24 0.01%
168 EBAY INC 1,019 24 0.01%
169 MERCK & CO INC 400 23 0.01%
170 APOLLO GLOBAL MGMT LLC 1,500 23 0.01%
171 GAP 1,022 22 0.01%
172 WILLIAMS COS INC DEL 1,000 22 0.01%
173 SPDR GOLD TR 160 20 0.01%
174 HSBC HLDGS PLC 775 20 0.01%
175 KINDER MORGAN INC DEL 1,000 19 0.01%
176 TARGA RES CORP 434 18 0.01%
177 ZIOPHARM ONCOLOGY INC 3,200 18 0.01%
178 NETFLIX INC 200 18 0.01%
179 DEVON ENERGY CORP NEW 450 16 0.01%
180 ORACLE CORP 394 16 0.01%
181 DARDEN RESTAURANTS INC 250 16 0.01%
182 ALIBABA GROUP HLDG LTD 200 16 0.01%
183 BOVIE MEDICAL CORPORATION 9,100 15 0.01%
184 DOMINOS PIZZA (USD) 100 13 0.01%
185 GENPACT LIMITED 500 13 0.01%
186 SHIRE PLC 73 13 0.01%
187 AMERICAN EXPRESS CO 200 12 0.01%
188 TESLA INC 50 11 0.01%
189 ALLETE INC COM NEW 166 11 0.01%
190 COBALT INTL ENERGY INC 7,200 10 0.00%
191 NORTHSTAR REALTY EUROPE CORP 1,083 10 0.00%
192 BANK AMER CORP 761 10 0.00%
193 LEE ENTERPRISES INC 5,000 10 0.00%
194 CBIZ INC 1,000 10 0.00%
195 NAUTILUS INC COM 500 9 0.00%
196 Alcoa 1,000 9 0.00%
197 VistaPrint NV 100 9 0.00%
198 NOBLE CORP PLC 800 7 0.00%
199 ADVANTAGE OIL & GAS LTD 1,000 6 0.00%
200 AEGON N V 1,465 6 0.00%
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