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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 DIGIMARC CORP 630,561 19,106 8.86%
2 PDF SOLUTIONS INC COM 1,424,540 19,060 8.84%
3 REIS INC 590,500 13,906 6.45%
4 NEOGENOMICS INC 1,481,626 9,986 4.63%
5 BOINGO WIRELESS INC COM 1,168,100 9,018 4.18%
6 LIONBRIDGE TECHNOLOGIES ORD 1,529,035 7,737 3.59%
7 INTERMOLECULAR INC 3,027,800 7,660 3.55%
8 TEVA PHARMACEUTICAL INDS LTD 137,539 7,360 3.41%
9 ARI NETWORK SVCS INC 1,446,800 6,351 2.94%
10 SHORETEL INC 851,600 6,336 2.94%
11 PFIZER INC 174,629 5,176 2.40%
12 LUMINEX CORP DEL 252,845 4,905 2.27%
13 DOW CHEM CO 86,100 4,379 2.03%
14 EASTERLY GOVT PPTYS INC 234,100 4,336 2.01%
15 CROWN CASTLE INTL CORP NEW 44,000 3,806 1.76%
16 GENERAL ELECTRIC CO 117,470 3,734 1.73%
17 ABBVIE INC 61,515 3,514 1.63%
18 EXELON CORP 95,100 3,410 1.58%
19 KRAFT HEINZ CO 39,900 3,135 1.45%
20 ZIX CORP COM 748,100 2,940 1.36%
21 BANKRATE INC DEL COM 295,800 2,712 1.26%
22 YUM BRANDS INC 32,350 2,648 1.23%
23 SCIQUEST INC NEW 188,800 2,621 1.22%
24 BERKSHIRE HATHAWAY INC DEL 17,354 2,462 1.14%
25 CVS HEALTH CORP 23,450 2,432 1.13%
26 PTC INC 64,450 2,137 0.99%
27 TRANSACT TECHNOLOGIES INC COM 240,603 1,959 0.91%
28 DUKE ENERGY CORP NEW 19,600 1,581 0.73%
29 CEVA INC 67,453 1,518 0.70%
30 AMERICAN ELEC PWR INC 22,650 1,504 0.70%
31 JOHNSON & JOHNSON 13,498 1,460 0.68%
32 SENOMYX INC 542,786 1,411 0.65%
33 3-D SYS CORP DEL 88,192 1,364 0.63%
34 Adt Corp 31,000 1,279 0.59%
35 NATIONAL INFO CONSORTIUM INC 70,100 1,264 0.59%
36 ALERE INC 24,000 1,215 0.56%
37 ALLERGAN PLC 4,411 1,182 0.55%
38 SONUS NETWORKS INC 152,731 1,150 0.53%
39 POWERSECURE INTL INC 60,000 1,121 0.52%
40 WEYERHAEUSER CO 35,826 1,110 0.51%
41 3M CO 6,650 1,108 0.51%
42 InterDigital Inc 30,000 1,077 0.50%
43 ANALOG DEVICES INC 17,524 1,037 0.48%
44 CAMERON INTERNATIONAL COMPANY 15,371 1,031 0.48%
45 JARDEN CORP 16,251 958 0.44%
46 BAXALTA INC COM 23,513 950 0.44%
47 Agnico Eagle 35,500 946 0.44%
48 FIDELITY AND GTY LIFE COM 35,119 922 0.43%
49 AT&T INC 22,269 872 0.40%
50 VALSPAR CORP 7,950 851 0.39%
Page 1 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
51 CBIZ INC 1,000 10 0.00%
52 CEDAR FAIR L P 10,850 627 0.30%
53 CELGENE CORP 2,000 197 0.10%
54 CENOVUS ENERGY INC 4 0 0.00%
55 CEVA INC 60,953 1,656 0.80%
56 CHATHAM LODGING TR COM 135,000 2,967 1.44%
57 CHEMOURS CO 200 2 0.00%
58 CISCO SYS INC 38 1 0.00%
59 COBALT INTL ENERGY INC 7,200 10 0.00%
60 COCA COLA CO 7,522 341 0.17%
61 COLGATE PALMOLIVE CO 4,011 294 0.14%
62 CORNING INC 1,150 24 0.01%
63 CROWN CASTLE INTL CORP NEW 30,950 3,139 1.52%
64 CVS HEALTH CORP 23,250 2,226 1.08%
65 DARDEN RESTAURANTS INC 250 16 0.01%
66 DCP MIDSTREAM LP 1,600 55 0.03%
67 DEERE & CO 2,011 163 0.08%
68 DETERMINE INC 700 1 0.00%
69 DEVON ENERGY CORP NEW 450 16 0.01%
70 DIAMOND RESORTS INTL INC COM 30,000 899 0.44%
71 DIGIMARC CORP 499,072 15,950 7.75%
72 DISNEY WALT CO 34 3 0.00%
73 DOMINION ENERGY INC 2,000 156 0.08%
74 DOMINOS PIZZA (USD) 100 13 0.01%
75 DOW CHEM CO 85,000 4,225 2.05%
76 DREAMWORKS ANIMATION SKG INC 14,000 572 0.28%
77 DU PONT E I DE NEMOURS & CO 1,000 65 0.03%
78 DUKE ENERGY CORP NEW 19,600 1,681 0.82%
79 Durect Corp Com 85,328 104 0.05%
80 Dycom Industries Inc 31,091 822 0.40%
81 EASTERLY GOVT PPTYS INC 141,500 2,792 1.36%
82 EATON VANCE LTD DURATION INC 2 0 0.00%
83 EBAY INC 1,019 24 0.01%
84 EHEALTH INC COM 257,300 3,607 1.75%
85 EMERSON ELEC CO 1,300 68 0.03%
86 EMPIRE STATE REALTY OP LP 12,904 245 0.12%
87 ENCANA CORP 4 0 0.00%
88 ENTERPRISE PRODS PARTNERS L 8,600 252 0.12%
89 ENZO BIOCHEM INC 242 1 0.00%
90 EOG RES INC 300 25 0.01%
91 EXAR CORP 123,530 994 0.48%
92 EXELON CORP 81,000 2,945 1.43%
93 EXXON MOBIL CORP 5,610 526 0.26%
94 FACEBOOK INC 500 57 0.03%
95 FAIR ISAAC CORP 3 0 0.00%
96 FALCONSTOR SOFTWARE INC 170,163 179 0.09%
97 FASTENAL CO 6 0 0.00%
98 FIRST NIAGARA FINL GP INC 19,123 186 0.09%
99 FORD MTR CO DEL 51 1 0.00%
100 FORMFACTOR INC COM 11,457 103 0.05%
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