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ROCKWELL AUTOMATION INC
ROCKWELL AUTOMATION INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 594 Institutional holders with a total value of $11,885,294,696.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital World Investors 9,865,000 1,144,241,000 9.63%
2 VANGUARD GROUP INC 7,381,580 856,189,000 7.20%
3 STATE STREET CORP 5,773,946 669,722,000 5.63%
4 UBS Group AG 3,813,097 442,282,000 3.72%
5 BlackRock Institutional Trust Company, N.A. 3,678,962 426,723,000 3.59%
6 Alecta Tjanstepension Omsesidigt 2,756,000 319,668,000 2.69%
7 LAZARD ASSET MANAGEMENT LLC 2,588,514 300,241,000 2.53%
8 PRIMECAP MANAGEMENT CO/CA/ 2,536,110 294,163,000 2.48%
9 HARRIS ASSOCIATES L P 2,268,796 263,158,000 2.21%
10 BLACKROCK ADVISORS LLC 2,193,529 254,427,000 2.14%
11 FMR LLC 1,975,001 229,080,000 1.93%
12 BlackRock Fund Advisors 1,966,739 228,122,000 1.92%
13 NORTHERN TRUST CORP 1,782,257 206,725,000 1.74%
14 AMERIPRISE FINANCIAL INC 1,760,274 204,178,000 1.72%
15 Capital International Investors 1,715,900 199,027,000 1.67%
16 Bank of New York Mellon Corp 1,666,115 193,252,000 1.63%
17 BlackRock Group LTD 1,500,341 174,024,000 1.46%
18 BANK OF AMERICA CORP /DE/ 1,460,082 169,354,000 1.42%
19 DEUTSCHE BANK AG\ 1,383,119 160,424,000 1.35%
20 WELLS FARGO & COMPANY/MN 1,162,243 134,809,000 1.13%
21 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,128,093 130,847,507 1.10%
22 FRANKLIN RESOURCES INC 1,083,241 125,646,000 1.06%
23 GEODE CAPITAL MANAGEMENT, LLC 1,055,682 122,254,000 1.03%
24 Capital Research Global Investors 954,000 110,654,000 0.93%
25 VIRTUS CAPITAL ADVISERS, LLC 886,700 102,848,000 0.87%
26 SCHRODER INVESTMENT MANAGEMENT GROUP 908,486 102,787,000 0.86%
27 Grantham, Mayo, Van Otterloo & Co. LLC 769,100 89,208,000 0.75%
28 NORGES BANK 767,280 88,997,000 0.75%
29 CLEARBRIDGE, LLC 738,070 85,609,000 0.72%
30 GOLDMAN SACHS GROUP INC 660,476 76,608,000 0.64%
31 WADDELL & REED FINANCIAL INC 605,800 70,267,000 0.59%
32 GABELLI FUNDS LLC 603,100 69,954,000 0.59%
33 Gotham Asset Management, LLC 585,988 67,969,000 0.57%
34 Neuberger Berman Group LLC 576,366 66,853,000 0.56%
35 TIAA CREF INVESTMENT MANAGEMENT LLC 553,627 64,215,000 0.54%
36 CREDIT SUISSE AG/ 550,959 63,906,000 0.54%
37 Legal & General Group Plc 527,364 61,165,000 0.51%
38 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 505,474 58,630,000 0.49%
39 BESSEMER GROUP INC 472,117 54,761,000 0.46%
40 ALLIANCEBERNSTEIN L.P. 462,896 53,691,000 0.45%
41 Marketfield Asset Management LLC 459,414 53,288,000 0.45%
42 VICTORY CAPITAL MANAGEMENT INC 447,325 51,885,000 0.44%
43 BlackRock Investment Management, LLC 445,680 51,694,000 0.43%
44 Champlain Investment Partners, LLC 439,660 50,996,000 0.43%
45 Calamos Advisors LLC 425,020 49,298,000 0.41%
46 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 424,991 49,295,000 0.41%
47 DEPRINCE RACE & ZOLLO INC 410,533 47,618,000 0.40%
48 WELLINGTON MANAGEMENT GROUP LLP 386,275 44,804,000 0.38%
49 GAMCO INVESTORS, INC. ET AL 385,580 44,723,000 0.38%
50 NEW YORK STATE COMMON RETIREMENT FUND 377,722 43,812,000 0.37%
Page 1 of 12

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.