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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 435 holdings with a total value of $394,911,000.
#
Name
Shares
Value ($)
%
Options
Notes
401 GIGPEAK INC 51,423 87,000 0.02%
402 PDL BIOPHARMA INC 13,106 84,000 0.02%
403 HUDSON TECHNOLOGIES INC 23,548 82,000 0.02%
404 ALLOT COMMUNICATIONS LTD 11,000 79,000 0.02%
405 AVON PRODS INC 11,891 74,000 0.02%
406 Nomura Holdings Inc 10,491 71,000 0.02%
407 XENOPORT INC 11,278 69,000 0.02%
408 Violin Memory, Inc. 28,336 69,000 0.02%
409 WI-LAN INC 28,881 67,000 0.02%
410 MAXWELL TECHNOLOGIES INC 11,027 66,000 0.02%
411 ECLIPSE RES CORP COM 12,022 63,000 0.02%
412 SFX ENTMT INC 12,856 58,000 0.01%
413 COMPANHIA DE SANEAMENTO BASI 11,051 57,000 0.01%
414 MERGE HEALTHCARE INC 10,832 52,000 0.01%
415 FIRST BANCORP P R COM NEW 10,236 49,000 0.01%
416 ELDORADO GOLD CORP NEW 11,133 46,000 0.01%
417 NEVSUN RES LTD 11,362 43,000 0.01%
418 Verso Corp 63,305 42,000 0.01%
419 NEW GOLD INC CDA 15,074 41,000 0.01%
420 TeleCommunication Systems Inc. 12,170 40,000 0.01%
421 HUANENG POWER INTL INC ADR SPONSORED 66,263 37,000 0.01%
422 RIGEL PHARMACEUTICAL INC 11,360 36,000 0.01%
423 VIVUS INC 14,120 33,000 0.01%
424 Rubicon Technology 12,940 31,000 0.01%
425 KINROSS GOLD CORP 13,158 31,000 0.01%
426 HECLA MNG CO 10,169 27,000 0.01%
427 GLOBALSTAR INC 11,727 25,000 0.01%
428 B2GOLD CORP 13,947 21,000 0.01%
429 BALL CORP 58,472 7,000 0.00%
430 Vantage Drilling Company 24,377 5,000 0.00%
431 ALPHA NATURAL RESOURCES 13,461 4,000 0.00%
432 Capstone Turbine 10,114 4,000 0.00%
433 WALTER ENERGY INC COM 18,765 4,000 0.00%
434 ParkerVision Inc. (PRKR) 10,255 4,000 0.00%
435 Miller Energy Resources, Inc. 11,327 4,000 0.00%
Page 9 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-15-031976, filed 2015.08.14), New Holdings filing (0001493152-17-007910, filed 2017.07.18), New Holdings filing (0001493152-16-010676, filed 2016.06.09), can't normalized (skipped) (0001493152-16-010674, filed 2016.06.09). and can't normalized (skipped) (0001140361-15-032461, filed 2015.08.17).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.