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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 590 holdings with a total value of $295,463,000.
#
Name
Shares
Value ($)
%
Options
Notes
401 WABASH NATL CORP 31,631 418,000 0.14%
402 SCANA 5,976 419,000 0.14%
403 AT&T INC 10,785 422,000 0.14%
404 TESARO INCORPORATED 9,600 423,000 0.14% Call
405 AUTONATION INC 9,107 425,000 0.14%
406 NACCO INDS INC 7,408 425,000 0.14%
407 RED ROBIN GOURMET BURGERS INC COM 6,601 426,000 0.14%
408 PINNACLE WEST 5,693 427,000 0.14%
409 INTERNATIONAL GAME TECHNOLOG 23,435 428,000 0.14%
410 WEBSITE PROS INC COM 21,749 431,000 0.15%
411 MICROSOFT CORP 7,816 432,000 0.15%
412 NISOURCE 18,398 433,000 0.15%
413 SELECT SECTOR SPDR TR 6,404 434,000 0.15%
414 CLOROX CO DEL 3,449 435,000 0.15%
415 GREIF INC 13,355 437,000 0.15%
416 BROCADE COMMUNICATIONS SYS I 41,462 439,000 0.15%
417 ALLIED WRLD ASSUR COM HLDG A 12,703 444,000 0.15%
418 FARMER BROS CO 15,931 444,000 0.15%
419 JOHNSON & JOHNSON 4,135 447,000 0.15%
420 ACACIA RESH CORP ACACIA TCH COM 118,259 448,000 0.15%
421 PEPSICO INC 4,377 449,000 0.15%
422 TESARO INCORPORATED 10,400 458,000 0.16% Put
423 GREENBRIER COS INC 16,690 461,000 0.16%
424 PITNEY BOWES INC 21,422 461,000 0.16%
425 SONY GROUP CORP 18,000 463,000 0.16% Call
426 SIGMA DESIGNS INC COM 68,103 463,000 0.16%
427 BOB EVANS FARMS INC COM 9,923 463,000 0.16%
428 AMERICAN ELEC PWR INC 7,010 465,000 0.16%
429 EMCORE CORP 92,964 465,000 0.16%
430 FEDERAL SIGNAL CORP 35,201 467,000 0.16%
431 DUKE ENERGY CORP NEW 5,793 467,000 0.16%
432 SEMPRA ENERGY 4,533 472,000 0.16%
433 COOPER STD HLDGS INC 6,582 473,000 0.16%
434 BLUEBIRD BIO INC COM 11,200 476,000 0.16% Call
435 EPLUS INC COM 5,999 483,000 0.16%
436 BAXALTA INC COM 12,000 485,000 0.16%
437 DISNEY WALT CO 4,886 485,000 0.16%
438 HEICO CORP NEW 10,229 487,000 0.16%
439 VANTIV INC 9,100 490,000 0.17% Call
440 EXXON MOBIL CORP 5,868 491,000 0.17%
441 DYCOM INDS INC 7,588 491,000 0.17%
442 KIMBERLY CLARK CORP 3,654 491,000 0.17%
443 REGENCY CTRS CORP 6,587 493,000 0.17%
444 JACK IN THE BOX INC 7,800 498,000 0.17%
445 MORGAN STANLEY 19,482 499,000 0.17%
446 VALIDUS HOLDINGS LTD 10,580 499,000 0.17%
447 SALESFORCE COM INC 6,800 502,000 0.17% Put
448 SONY GROUP CORP 19,556 503,000 0.17%
449 SPDR SER TR 13,517 509,000 0.17%
450 HELEN OF TROY CORP LTD 4,934 512,000 0.17%
Page 9 of 12

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-065560, filed 2016.05.16), can't normalized (skipped) (0001493152-17-007919, filed 2017.07.18), can't normalized (skipped) (0001493152-17-007917, filed 2017.07.18), New Holdings filing (0001493152-16-010688, filed 2016.06.09). and can't normalized (skipped) (0001493152-16-010686, filed 2016.06.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.