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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
101 CVS HEALTH CORP 5,626 539 0.26%
102 TIER REIT INC 35,146 539 0.26%
103 KAR AUCTION SVCS INC 12,678 529 0.25%
104 NAUTILUS INC 29,306 523 0.25%
105 PEPSICO INC 4,934 523 0.25%
106 PATTERN ENERGY GROUP INC 22,562 518 0.25%
107 T MOBILE US INC 11,921 516 0.25%
108 INTERNATIONAL GAME TECHNOLOG 27,359 513 0.24%
109 PNC FINL SVCS GROUP INC 6,083 495 0.24%
110 CARNIVAL CORP 11,210 495 0.24%
111 DELPHI AUTOMOTIVE PLC 7,892 494 0.23%
112 BAIDU INC 2,994 494 0.23%
113 RAMCO-GERSHENSON PPTYS TR 25,056 491 0.23%
114 DIAMONDBACK ENERGY INC 5,376 490 0.23%
115 WENDYS CO 50,715 488 0.23%
116 WILLIAMS COS INC DEL 22,221 481 0.23%
117 DELTA AIRLINES INC DEL 13,205 481 0.23%
118 RSP PERMIAN INC COM 13,717 479 0.23%
119 CONSTELLATION BRANDS INC 2,888 478 0.23%
120 CONAGRA BRANDS INC 9,981 477 0.23%
121 JACK IN THE BOX INC 5,478 471 0.22%
122 EZCORP INC CL A NON VTG 61,255 463 0.22%
123 FARMER BROS CO 14,352 460 0.22%
124 ENTERGY CORP NEW 5,631 458 0.22%
125 CHEVRON CORP NEW 4,369 458 0.22%
126 TRAVELPORT WORLDWIDE LTD SHS 35,478 457 0.22%
127 NORTEK INC COM NEW 7,466 443 0.21%
128 XYLEM INC 9,923 443 0.21%
129 WELLS FARGO & CO NEW 9,358 443 0.21%
130 COOPER STD HLDGS INC 5,584 441 0.21%
131 MOHAWK INDS 2,307 438 0.21%
132 AMEREN CORP 8,120 435 0.21%
133 ON SEMICONDUCTOR CORP 49,226 434 0.21%
134 INTERACTIVE BROKERS GROUP IN 12,220 433 0.21%
135 ISHARES TR 12,954 431 0.21%
136 DISH NETWORK A 8,166 428 0.20%
137 INVESCO LTD 16,692 426 0.20%
138 BROOKDALE SR LIVING INC 27,394 423 0.20%
139 AMERIPRISE FINANCIAL, INC. 19,828 422 0.20%
140 WEBSITE PROS INC COM 22,939 417 0.20%
141 KEYCORP 37,478 414 0.20%
142 ENERNOC INC 65,274 413 0.20%
143 CONTINENTAL BLDG PRODS INC COM 18,544 412 0.20%
144 Carriage Services Inc. 17,189 407 0.19%
145 HEWLETT PACKARD ENTERPRISE C 22,070 403 0.19%
146 GULFPORT ENERGY CORP 12,717 398 0.19%
147 NUANCE COMM 25,343 396 0.19%
148 FORWARD AIR CORP COM 8,882 396 0.19%
149 EPLUS INC COM 4,835 395 0.19%
150 SKYWORKS SOLUTIONS INC 6,234 394 0.19%
Page 3 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 MELLANOX TECHNOLOGIES LTD 10,839 520 0.92%
2 EATON CORP PLC 7,847 469 0.83%
3 TRINSEO S A 9,741 418 0.74%
4 COCA COLA EUROPEAN PARTNERS 10,954 391 0.69%
5 NXP SEMICONDUCTORS N V 4,608 361 0.64%
6 CANADIAN NATL RY CO 9,868 291 0.51%
7 MEDTRONIC PLC 2,970 258 0.45%
8 ROYAL BK CDA MONTREAL QUE 7,650 226 0.40%
9 Nomad Hldgs Ltd 22,263 178 0.31%
10 NORTH ATLANTIC DRILLING LTD COM 10,798 73 0.13%
11 PROSHARES TR II 25,000 5,888 10.38% Call
12 VISA INC 28,400 2,106 3.71% Call
13 Linear Technology Corp 30,800 1,433 2.53% Call
14 F5 NETWORKS INC 12,300 1,400 2.47% Call
15 F5 NETWORKS INC 7,100 808 1.42% Call
16 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
17 LIGHT & WONDER INC COM 59,900 550 0.97% Call
18 SONY GROUP CORP 18,000 528 0.93% Call
19 WORKDAY INC 7,000 523 0.92% Call
20 COCA COLA CO 11,400 517 0.91% Call
21 ARM HOLDINGS PLC ADR 11,300 514 0.91% Call
22 CBS CORP NEW 9,200 501 0.88% Call
23 VERISK ANALYTICS INC 6,000 486 0.86% Call
24 VERISIGN INC 5,500 476 0.84% Call
25 WORKDAY INC 6,100 455 0.80% Call
26 CHECK POINT SOFTWARE TECH LT 5,500 438 0.77% Call
27 OPHTHOTECH CORP 8,500 434 0.77% Call
28 BIOGEN INC 1,600 356 0.63% Call
29 HD SUPPLY HLDGS INCORPORATED 10,100 352 0.62% Call
30 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Call
31 BORGWARNER INC 10,700 316 0.56% Call
32 WESCO INTL INC 6,100 314 0.55% Call
33 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
34 WESCO INTL INC 5,300 273 0.48% Call
35 Linear Technology Corp 5,200 242 0.43% Call
36 EBAY INC 10,300 241 0.42% Call
37 F5 NETWORKS INC 2,100 239 0.42% Call
38 BORGWARNER INC 7,800 230 0.41% Call
39 ARM HOLDINGS PLC ADR 5,000 228 0.40% Call
40 SABRE CORP 8,500 228 0.40% Call
41 KEYSIGHT TECHNOLOGIES INC COM 7,300 212 0.37% Call
42 SPDR S&P 500 ETF TR 38,000 7,960 14.03% Put
43 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
44 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
45 ISHARES TR 32,100 3,691 6.51% Put
46 SPDR S&P 500 ETF TR 10,000 2,095 3.69% Put
47 SPDR S&P 500 ETF TR 7,900 1,655 2.92% Put
48 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
49 AMAZON COM INC 1,100 787 1.39% Put
50 ISHARES TR 19,500 778 1.37% Put
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 47,432 9,936 4.91%
2 FIDELITY NATL INFORMATION SV 34,141 2,516 1.24%
3 JENSYN ACQUISITION CORP 246,817 2,436 1.20%
4 FLEETCOR TECHNOLOGIES INC 16,565 2,371 1.17%
5 BROADCOM LTD 15,151 2,354 1.16%
6 JENSYN ACQUISITION CORP 218,373 2,203 1.09%
7 VANECK ETF TRUST 75,000 2,078 1.03%
8 QLOGIC CORP 138,700 2,044 1.01%
9 SHUTTERFLY INC 43,453 2,025 1.00%
10 VISA INC 23,498 1,743 0.86%
11 RMR GROUP INC 56,159 1,739 0.86%
12 LEVEL 3 COMM 32,966 1,697 0.84%
13 APPLIED MATLS INC 70,779 1,697 0.84%
14 CONSOLIDATED TOMOKA LD CO 35,362 1,679 0.83%
15 PACIFIC SPL ACQUISITION CORP 150,000 1,533 0.76%
16 OWENS RLTY MTG INC 91,516 1,523 0.75%
17 YELP INC 50,061 1,520 0.75%
18 IHS INC A 12,800 1,480 0.73%
19 QTS RLTY TR INC 26,359 1,476 0.73%
20 Red Lion Hotels 202,962 1,474 0.73%
21 QLIK TECHNOLOGIES INC COM 49,400 1,461 0.72%
22 MCKESSON CORP 7,804 1,457 0.72%
23 AV HOMES INC 111,614 1,364 0.67%
24 FOUR CORNERS PPTY TR INC COM 65,393 1,346 0.67%
25 ALLIANCE DATA SYSTEMS CORP 6,773 1,327 0.66%
26 EASTERLY GOVT PPTYS INC 65,413 1,291 0.64%
27 CINTAS CORP 13,106 1,286 0.64%
28 E M C CORP MASS COM 46,898 1,274 0.63%
29 APARTMENT INVT & MGMT CO 27,715 1,224 0.61%
30 TAIWAN SEMICONDUCTOR MFG LTD 46,219 1,212 0.60%
31 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 14,000 1,186 0.59%
32 TWENTY FIRST CENTY FOX INC 43,725 1,183 0.59%
33 Northstar Realty Fin REIT 103,137 1,179 0.58%
34 ARGAN INC 27,431 1,144 0.57%
35 ANDINA ACQUISITION CORP II 117,115 1,140 0.56%
36 COMCAST CORP NEW 16,913 1,103 0.55%
37 KITE RLTY GROUP TR 38,829 1,088 0.54%
38 NORTHSTAR REALTY EUROPE CORPORATION 114,000 1,055 0.52%
39 AUTODESK INC 19,113 1,035 0.51%
40 COMMSCOPE HLDG COMPANY INCORPORATED 33,022 1,025 0.51%
41 EMCORE CORP 172,035 1,022 0.51%
42 EXPEDIA INC DEL 9,563 1,017 0.50%
43 ZAYO GROUP HOLDINGS 36,400 1,017 0.50%
44 PIONEER NAT RES CO 6,660 1,007 0.50%
45 AMDOCS LTD 17,429 1,006 0.50%
46 DDR CORP 54,884 996 0.49%
47 LAM RESEARCH CORP 11,761 989 0.49%
48 NETEASE INC 5,000 966 0.48%
49 EQUITY COMWLTH COM SH BEN INT 32,869 957 0.47%
50 AMERISOURCEBERGEN CORP 11,862 941 0.47%
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