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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 47,432 9,936 4.73%
2 KLR ENERGY ACQUISITION CORP 365,165 3,703 1.76%
3 KLR ENERGY ACQUISITION CORP 268,565 2,686 1.28%
4 FIDELITY NATL INFORMATION SV 34,141 2,516 1.20%
5 JENSYN ACQUISITION CORP 246,817 2,436 1.16%
6 FLEETCOR TECHNOLOGIES INC 16,565 2,371 1.13%
7 BROADCOM LTD 15,151 2,354 1.12%
8 JENSYN ACQUISITION CORP 218,373 2,203 1.05%
9 VANECK ETF TRUST 75,000 2,078 0.99%
10 QLOGIC CORP 138,700 2,044 0.97%
11 SHUTTERFLY INC 43,453 2,025 0.96%
12 VISA INC 23,498 1,743 0.83%
13 RMR GROUP INC 56,159 1,739 0.83%
14 APPLIED MATLS INC 70,779 1,697 0.81%
15 LEVEL 3 COMM 32,966 1,697 0.81%
16 CONSOLIDATED TOMOKA LD CO 35,362 1,679 0.80%
17 PACIFIC SPL ACQUISITION CORP 150,000 1,533 0.73%
18 OWENS RLTY MTG INC 91,516 1,523 0.72%
19 YELP INC 50,061 1,520 0.72%
20 IHS INC A 12,800 1,480 0.70%
21 QTS RLTY TR INC 26,359 1,476 0.70%
22 Red Lion Hotels 202,962 1,474 0.70%
23 QLIK TECHNOLOGIES INC COM 49,400 1,461 0.70%
24 MCKESSON CORP 7,804 1,457 0.69%
25 AV HOMES INC 111,614 1,364 0.65%
26 FOUR CORNERS PPTY TR INC COM 65,393 1,346 0.64%
27 ALLIANCE DATA SYSTEMS CORP 6,773 1,327 0.63%
28 EASTERLY GOVT PPTYS INC 65,413 1,291 0.61%
29 CINTAS CORP 13,106 1,286 0.61%
30 E M C CORP MASS COM 46,898 1,274 0.61%
31 APARTMENT INVT & MGMT CO 27,715 1,224 0.58%
32 TAIWAN SEMICONDUCTOR MFG LTD 46,219 1,212 0.58%
33 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 14,000 1,186 0.56%
34 TWENTY FIRST CENTY FOX INC 43,725 1,183 0.56%
35 Northstar Realty Fin REIT 103,137 1,179 0.56%
36 ARGAN INC 27,431 1,144 0.54%
37 ANDINA ACQUISITION CORP II 117,115 1,140 0.54%
38 COMCAST CORP NEW 16,913 1,103 0.52%
39 KITE RLTY GROUP TR 38,829 1,088 0.52%
40 NORTHSTAR REALTY EUROPE CORPORATION 114,000 1,055 0.50%
41 AUTODESK INC 19,113 1,035 0.49%
42 COMMSCOPE HLDG COMPANY INCORPORATED 33,022 1,025 0.49%
43 EMCORE CORP 172,035 1,022 0.49%
44 EXPEDIA INC DEL 9,563 1,017 0.48%
45 ZAYO GROUP HOLDINGS 36,400 1,017 0.48%
46 PIONEER NAT RES CO 6,660 1,007 0.48%
47 AMDOCS LTD 17,429 1,006 0.48%
48 DDR CORP 54,884 996 0.47%
49 LAM RESEARCH CORP 11,761 989 0.47%
50 NETEASE INC 5,000 966 0.46%
Page 1 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 MELLANOX TECHNOLOGIES LTD 10,839 520 0.92%
2 EATON CORP PLC 7,847 469 0.83%
3 TRINSEO S A 9,741 418 0.74%
4 COCA COLA EUROPEAN PARTNERS 10,954 391 0.69%
5 NXP SEMICONDUCTORS N V 4,608 361 0.64%
6 CANADIAN NATL RY CO 9,868 291 0.51%
7 MEDTRONIC PLC 2,970 258 0.45%
8 ROYAL BK CDA MONTREAL QUE 7,650 226 0.40%
9 Nomad Hldgs Ltd 22,263 178 0.31%
10 NORTH ATLANTIC DRILLING LTD COM 10,798 73 0.13%
11 PROSHARES TR II 25,000 5,888 10.38% Call
12 VISA INC 28,400 2,106 3.71% Call
13 Linear Technology Corp 30,800 1,433 2.53% Call
14 F5 NETWORKS INC 12,300 1,400 2.47% Call
15 F5 NETWORKS INC 7,100 808 1.42% Call
16 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
17 LIGHT & WONDER INC COM 59,900 550 0.97% Call
18 SONY GROUP CORP 18,000 528 0.93% Call
19 WORKDAY INC 7,000 523 0.92% Call
20 COCA COLA CO 11,400 517 0.91% Call
21 ARM HOLDINGS PLC ADR 11,300 514 0.91% Call
22 CBS CORP NEW 9,200 501 0.88% Call
23 VERISK ANALYTICS INC 6,000 486 0.86% Call
24 VERISIGN INC 5,500 476 0.84% Call
25 WORKDAY INC 6,100 455 0.80% Call
26 CHECK POINT SOFTWARE TECH LT 5,500 438 0.77% Call
27 OPHTHOTECH CORP 8,500 434 0.77% Call
28 BIOGEN INC 1,600 356 0.63% Call
29 HD SUPPLY HLDGS INCORPORATED 10,100 352 0.62% Call
30 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Call
31 BORGWARNER INC 10,700 316 0.56% Call
32 WESCO INTL INC 6,100 314 0.55% Call
33 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
34 WESCO INTL INC 5,300 273 0.48% Call
35 Linear Technology Corp 5,200 242 0.43% Call
36 EBAY INC 10,300 241 0.42% Call
37 F5 NETWORKS INC 2,100 239 0.42% Call
38 BORGWARNER INC 7,800 230 0.41% Call
39 ARM HOLDINGS PLC ADR 5,000 228 0.40% Call
40 SABRE CORP 8,500 228 0.40% Call
41 KEYSIGHT TECHNOLOGIES INC COM 7,300 212 0.37% Call
42 SPDR S&P 500 ETF TR 38,000 7,960 14.03% Put
43 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
44 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
45 ISHARES TR 32,100 3,691 6.51% Put
46 SPDR S&P 500 ETF TR 10,000 2,095 3.69% Put
47 SPDR S&P 500 ETF TR 7,900 1,655 2.92% Put
48 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
49 AMAZON COM INC 1,100 787 1.39% Put
50 ISHARES TR 19,500 778 1.37% Put
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 47,432 9,936 4.91%
2 FIDELITY NATL INFORMATION SV 34,141 2,516 1.24%
3 JENSYN ACQUISITION CORP 246,817 2,436 1.20%
4 FLEETCOR TECHNOLOGIES INC 16,565 2,371 1.17%
5 BROADCOM LTD 15,151 2,354 1.16%
6 JENSYN ACQUISITION CORP 218,373 2,203 1.09%
7 VANECK ETF TRUST 75,000 2,078 1.03%
8 QLOGIC CORP 138,700 2,044 1.01%
9 SHUTTERFLY INC 43,453 2,025 1.00%
10 VISA INC 23,498 1,743 0.86%
11 RMR GROUP INC 56,159 1,739 0.86%
12 LEVEL 3 COMM 32,966 1,697 0.84%
13 APPLIED MATLS INC 70,779 1,697 0.84%
14 CONSOLIDATED TOMOKA LD CO 35,362 1,679 0.83%
15 PACIFIC SPL ACQUISITION CORP 150,000 1,533 0.76%
16 OWENS RLTY MTG INC 91,516 1,523 0.75%
17 YELP INC 50,061 1,520 0.75%
18 IHS INC A 12,800 1,480 0.73%
19 QTS RLTY TR INC 26,359 1,476 0.73%
20 Red Lion Hotels 202,962 1,474 0.73%
21 QLIK TECHNOLOGIES INC COM 49,400 1,461 0.72%
22 MCKESSON CORP 7,804 1,457 0.72%
23 AV HOMES INC 111,614 1,364 0.67%
24 FOUR CORNERS PPTY TR INC COM 65,393 1,346 0.67%
25 ALLIANCE DATA SYSTEMS CORP 6,773 1,327 0.66%
26 EASTERLY GOVT PPTYS INC 65,413 1,291 0.64%
27 CINTAS CORP 13,106 1,286 0.64%
28 E M C CORP MASS COM 46,898 1,274 0.63%
29 APARTMENT INVT & MGMT CO 27,715 1,224 0.61%
30 TAIWAN SEMICONDUCTOR MFG LTD 46,219 1,212 0.60%
31 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 14,000 1,186 0.59%
32 TWENTY FIRST CENTY FOX INC 43,725 1,183 0.59%
33 Northstar Realty Fin REIT 103,137 1,179 0.58%
34 ARGAN INC 27,431 1,144 0.57%
35 ANDINA ACQUISITION CORP II 117,115 1,140 0.56%
36 COMCAST CORP NEW 16,913 1,103 0.55%
37 KITE RLTY GROUP TR 38,829 1,088 0.54%
38 NORTHSTAR REALTY EUROPE CORPORATION 114,000 1,055 0.52%
39 AUTODESK INC 19,113 1,035 0.51%
40 COMMSCOPE HLDG COMPANY INCORPORATED 33,022 1,025 0.51%
41 EMCORE CORP 172,035 1,022 0.51%
42 EXPEDIA INC DEL 9,563 1,017 0.50%
43 ZAYO GROUP HOLDINGS 36,400 1,017 0.50%
44 PIONEER NAT RES CO 6,660 1,007 0.50%
45 AMDOCS LTD 17,429 1,006 0.50%
46 DDR CORP 54,884 996 0.49%
47 LAM RESEARCH CORP 11,761 989 0.49%
48 NETEASE INC 5,000 966 0.48%
49 EQUITY COMWLTH COM SH BEN INT 32,869 957 0.47%
50 AMERISOURCEBERGEN CORP 11,862 941 0.47%
Page 1 of 10