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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
451 CYRUSONE INC COM 5,353 255 0.08%
452 CVS HEALTH CORP 2,383 212 0.07%
453 CTRIP COM INTL LTD 9,000 419 0.13%
454 CSW INDUSTRIALS INC COM 10,256 332 0.10%
455 CSG SYS INTL INC 7,499 310 0.10%
456 CROWN CASTLE INTL CORP NEW 14,113 1,330 0.41%
457 CROSS CTRY HEALTHCARE INC COM 10,075 119 0.04%
458 CPI CARD GROUP INC COM 14,414 87 0.03%
459 COTY INC 10,975 258 0.08%
460 COSTCO WHSL CORP NEW 2,556 390 0.12%
461 COSAN LTD SHS A 41,795 299 0.09%
462 CORE LABORATORIES N V 2,541 285 0.09%
463 COPART INC 4,701 252 0.08%
464 COOPER STD HLDGS INC 2,766 273 0.08%
465 CONVERGYS CORP 7,705 234 0.07%
466 CONTINENTAL RESOURE 13,471 700 0.22%
467 CONTINENTAL BLDG PRODS INC COM 18,220 382 0.12%
468 CONTANGO OIL & GAS CO COM NEW 16,802 172 0.05%
469 CONSOLIDATED TOMOKA LD CO 38,082 1,949 0.61%
470 CONSOL ENERGY INC 19,506 375 0.12%
471 CONCHO RESOURCES 1,462 201 0.06%
472 CONAGRA BRANDS INC 10,310 486 0.15%
473 COMPANHIA ENERGETICA DE MINA 21,764 56 0.02%
474 COMMERCIAL VEH GROUP INC COM 38,847 225 0.07%
475 COMCAST CORP NEW 13,198 876 0.27%
476 COLGATE PALMOLIVE CO 6,358 471 0.15%
477 COGNIZANT TECHNOLOGY SOLUTIO 14,294 682 0.21%
478 COEUR MNG INC 32,034 379 0.12%
479 CLOUD PEAK ENERGY INC COM 12,724 69 0.02%
480 CLEAN ENERGY FUELS CORPORATION COM 63,832 285 0.09%
481 CLAYMORE EXCHANGE TRD FD TR 15,830 679 0.21%
482 CIVEO CORP CDA 26,880 31 0.01%
483 CITIGROUP INC 8,664 409 0.13%
484 CIT GROUP INC 8,281 301 0.09%
485 CISCO SYS INC 7,055 224 0.07%
486 CIMAREX ENERGY 14,781 1,986 0.62%
487 CIENA CORP 18,294 399 0.12%
488 CHURCHILL DOWNS INC 2,280 334 0.10%
489 CHURCH & DWIGHT 4,357 209 0.06%
490 CHEVRON CORP NEW 4,434 456 0.14%
491 CHENIERE ENERGY INC 5,000 218 0.07%
492 CHEGG INC 23,670 168 0.05%
493 CHEESECAKE FACTORY INC 20,669 1,035 0.32%
494 CHECK POINT SOFTWARE TECH LT 6,405 497 0.15%
495 CHARTER COMMUNICATIONS INC N 1,154 312 0.10%
496 CHARLES RIV LABS INTL INC 8,086 674 0.21%
497 CENTRAL GARDEN & PET CO COM 8,672 225 0.07%
498 CENTRAL GARDEN & PET CO 15,733 390 0.12%
499 CENTERPOINT ENERGY INC 9,427 219 0.07%
500 CEMEX SAB DE CV 12,828 102 0.03%
Page 10 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC COM 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURENCYSHARES EURO TR EURO SHS 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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