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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 PHILLIPS 66 2,892 233 0.07%
52 DISNEY WALT CO 2,921 271 0.08%
53 MSCI INC 2,934 246 0.08%
54 AMERICAN WTR WKS CO INC NEW 2,987 224 0.07%
55 SPDR GOLD TR 3,000 377 0.12%
56 PHILIP MORRIS INTL INC 3,032 295 0.09%
57 MONSANTO CO NEW 3,039 311 0.10%
58 AMGEN INC 3,046 508 0.16%
59 POWERSHARES QQQ TRUST 3,085 366 0.11%
60 EAGLE PHARMACEUTICALS INC COM 3,146 220 0.07%
61 ALASKA AIR GROUP INC 3,156 208 0.06%
62 MOTOROLA SOLUTIONS INC 3,163 241 0.07%
63 TEXAS INSTRS INC 3,176 223 0.07%
64 VERISIGN INC 3,200 250 0.08%
65 POST HLDGS INC 3,207 247 0.08%
66 NORTHERN TRUST 3,295 224 0.07%
67 HARMAN INTL INDS INC 3,346 283 0.09%
68 HEICO CORP NEW 3,428 237 0.07%
69 WEC ENERGY GROUP INC 3,437 206 0.06%
70 PEPSICO INC 3,473 378 0.12%
71 RELIANCE STEEL & ALUMINUM CO 3,480 251 0.08%
72 EXXON MOBIL CORP 3,529 308 0.10%
73 DR PEPPER SNAPPLE GROUP INC 3,541 323 0.10%
74 RYDER SYS INC 3,544 234 0.07%
75 ZEBRA TECHNOLOGIES CORPORATION CL A 3,595 250 0.08%
76 ISHARES 20 YEAR TREASURY BOND ETF 3,602 495 0.15%
77 LAM RESEARCH CORP 3,625 343 0.11%
78 NASDAQ OMX GROUP 3,659 247 0.08%
79 PROTO LABS INC COM 3,661 219 0.07%
80 VERISK ANALYTICS INC 3,700 301 0.09%
81 ABBVIE INC 3,781 238 0.07%
82 NACCO INDS INC 3,809 259 0.08%
83 IPG PHOTONICS CORP 3,810 314 0.10%
84 WYNN RESORTS LTD 3,881 378 0.12%
85 RALPH LAUREN CORP 3,928 397 0.12%
86 SCHLUMBERGER LTD 3,948 310 0.10%
87 QORVO INC 3,989 222 0.07%
88 EDGEWELL PERS CARE CO 3,992 317 0.10%
89 DOVER CORP 4,002 295 0.09%
90 FISERV INC 4,053 403 0.13%
91 NEENAH INC COM 4,101 324 0.10%
92 OCCIDENTAL PETE CORP DEL 4,199 306 0.10%
93 ORBITAL ATK INC 4,228 322 0.10%
94 ISHARES TR 4,246 638 0.20%
95 YUM BRANDS INC 4,256 386 0.12%
96 ANIKA THERAPEUTICS INC 4,298 206 0.06%
97 AMPHENOL CORP NEW 4,300 279 0.09%
98 WORLD ACCEP CORPORATION COM 4,305 211 0.07%
99 HOME DEPOT INC 4,311 555 0.17%
100 CHURCH & DWIGHT 4,357 209 0.06%
Page 2 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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