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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 FIRST BANCORP P R COM NEW 44,746 233 0.07%
52 FITBIT INC 42,759 635 0.20%
53 RMR GROUP INC 41,854 1,588 0.49%
54 STAPLES INC 41,841 358 0.11%
55 COSAN LTD SHS A 41,795 299 0.09%
56 VIVUS INC 41,740 48 0.01%
57 ASTROTECH CORP 41,268 68 0.02%
58 ELDORADO RESORTS INC COM 41,217 580 0.18%
59 HP INC 41,150 639 0.20%
60 RENTECH INC 40,952 120 0.04%
61 Pandora Media 40,500 580 0.18%
62 FIDELITY NATL INFORMATION SV 40,430 3,114 0.97%
63 B2GOLD CORP 40,394 106 0.03%
64 TERADYNE INC 39,622 855 0.27%
65 RICHARDSON ELECTRS LTD 38,908 264 0.08%
66 COMMERCIAL VEH GROUP INC COM 38,847 225 0.07%
67 SIRIUS XM HOLDINGS INC 38,153 159 0.05%
68 CONSOLIDATED TOMOKA LD CO 38,082 1,949 0.61%
69 ARC DOCUMENT SOLUTIONS INC COM 38,017 142 0.04%
70 RSP PERMIAN INC COM 37,712 1,462 0.45%
71 RITE AID CORP 36,779 283 0.09%
72 SUPERVALU INC 36,664 183 0.06%
73 BEAZER HOMES USA INC 36,664 428 0.13%
74 FIVE STAR SENIOR LIVING INC 36,318 69 0.02%
75 NRG ENERGY INC 35,937 403 0.13%
76 ABERCROMBIE & FITCH CO 35,891 570 0.18%
77 TIER REIT INC 35,828 553 0.17%
78 NOMAD HOLDINGS 35,606 421 0.13%
79 EASTERLY GOVT PPTYS INC 35,413 676 0.21%
80 YELP INC 34,729 1,448 0.45%
81 CBL & ASSOC PPTYS INC 34,340 417 0.13%
82 VAALCO ENERGY INC 34,300 32 0.01%
83 SUNOPTA INC 33,495 236 0.07%
84 ENERNOC INC 32,917 178 0.06%
85 EXFO INC 32,790 122 0.04%
86 COEUR MNG INC 32,034 379 0.12%
87 VERIFONE SYS INC 32,008 504 0.16%
88 ADVANCED MICRO DEVICES INC 31,738 219 0.07%
89 EQUITY COMWLTH COM SH BEN INT 31,733 959 0.30%
90 XENIA HOTELS & RESORTS INC COM 31,671 481 0.15%
91 HECLA MNG CO 31,441 179 0.06%
92 AROWANA INC 30,867 315 0.10%
93 THERAPEUTICSMD INC 30,572 208 0.06%
94 ZAGG INCORPORATED 30,224 245 0.08%
95 KITE RLTY GROUP TR 30,200 837 0.26%
96 INTEL CORP 30,059 1,135 0.35%
97 WEBSITE PROS INC COM 30,044 519 0.16%
98 INTERNATIONAL GAME TECHNOLOG 29,491 719 0.22%
99 CANADIAN NAT RES LTD 29,082 932 0.29%
100 LIBERTY INTERACTIVE CORP 28,450 569 0.18%
Page 2 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC COM 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURENCYSHARES EURO TR EURO SHS 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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