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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 CELANESE CORP DEL 4,407 293 0.09%
102 AMEREN CORP 4,422 217 0.07%
103 CHEVRON CORP NEW 4,434 456 0.14%
104 BAXTER INTL INC 4,482 213 0.07%
105 NUVASIVE INC 4,487 299 0.09%
106 MARRIOTT INTL INC NEW 4,526 305 0.09%
107 AGCO CORP 4,555 225 0.07%
108 UNITED PARCEL SERVICE INC 4,627 506 0.16%
109 SYNOPSYS INC 4,669 277 0.09%
110 COPART INC 4,701 252 0.08%
111 KELLOGG CO 4,717 365 0.11%
112 LILLY ELI & CO 4,730 380 0.12%
113 MICROCHIP TECHNOLOGY 4,731 294 0.09%
114 TEMPUR SEALY INTL INC 4,778 271 0.08%
115 SEMPRA ENERGY 4,831 518 0.16%
116 AIR PRODS & CHEMS INC 4,843 728 0.23%
117 DUKE ENERGY CORP NEW 4,904 393 0.12%
118 JPMORGAN CHASE & CO 4,944 329 0.10%
119 STATE STR CORP 4,955 345 0.11%
120 TJX COS INC NEW 4,997 374 0.12%
121 CHENIERE ENERGY INC 5,000 218 0.07%
122 AMC NETWORKS INC CL A 5,002 259 0.08%
123 FACEBOOK INC 5,062 649 0.20%
124 TABLEAU SOFTWARE INC 5,121 283 0.09%
125 BIOSPECIFICS TECHNOLOGIES CO 5,204 238 0.07%
126 SKYWORKS SOLUTIONS INC 5,235 399 0.12%
127 AT&T INC 5,253 213 0.07%
128 MANPOWERGROUP INC 5,276 381 0.12%
129 KANSAS CITY SOUTHERN 5,335 498 0.15%
130 CYRUSONE INC 5,353 255 0.08%
131 WILEY JOHN SONS INC 5,390 278 0.09%
132 PG&E CORP 5,586 342 0.11%
133 IAC INTERACTIVECORP 5,588 349 0.11%
134 SCANA 5,639 408 0.13%
135 Silicon Laboratories Inc 5,650 332 0.10%
136 HOLOGIC INC 5,698 221 0.07%
137 PINNACLE FOODS INC DEL 5,715 287 0.09%
138 WASTE MGMT INC DEL 5,717 365 0.11%
139 BAIDU INC 5,740 1,045 0.32%
140 MAGELLAN HEALTH INC COM NEW 5,778 310 0.10%
141 JACK IN THE BOX INC 5,851 561 0.17%
142 OWENS & MINOR INC NEW 5,861 204 0.06%
143 EPLUS INC COM 5,923 559 0.17%
144 FRANKLIN RESOURCES INC 5,973 212 0.07%
145 TORO CO 6,080 285 0.09%
146 ALLIANT ENERGY CORP 6,103 234 0.07%
147 PAYCHEX INC 6,135 355 0.11%
148 ZIMMER BIOMET HLDGS INC 6,147 799 0.25%
149 HERTZ GLOBAL HLDGS INC 6,153 247 0.08%
150 DENTSPLY SIRONA INC 6,183 367 0.11%
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New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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