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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 APACHE CORP 6,900 441 0.14%
202 PRICELINE GRP INC SR CONV NT0.9 21 299 440 0.14%
203 CARNIVAL CORP 9,000 439 0.14%
204 WAYFAIR INC 11,145 439 0.14%
205 SOUTHWEST AIRLS CO 11,114 432 0.13%
206 BARRETT BUSINESS SERVICES IN COM 8,700 432 0.13%
207 LENDINGCLUB CORP 69,380 429 0.13%
208 BEAZER HOMES USA INC COM NEW 36,664 428 0.13%
209 BRISTOL MYERS SQUIBB CO 7,878 425 0.13%
210 SONY GROUP CORP 12,774 424 0.13%
211 SELECT SECTOR SPDR TR 7,230 422 0.13%
212 LEGG MASON INC 12,568 421 0.13%
213 Nomad Hldgs Ltd 35,606 421 0.13%
214 FEDEX CORP 2,411 421 0.13%
215 PATTERN ENERGY GROUP INC 18,671 420 0.13%
216 CTRIP COM INTL LTD 9,000 419 0.13%
217 ACADIA COMPANY COM 8,427 418 0.13%
218 DISH NETWORK A 7,636 418 0.13%
219 CBL & ASSOC PPTYS INC 34,340 417 0.13%
220 COMSCORE INC 13,521 415 0.13%
221 GOLDMAN SACHS GROUP INC 2,574 415 0.13%
222 CITIGROUPINC 8,664 409 0.13%
223 WELLS FARGO & CO NEW 9,231 409 0.13%
224 SCANA 5,639 408 0.13%
225 BROADSOFT INC 8,771 408 0.13%
226 SHOPIFY INC 9,503 408 0.13%
227 Carriage Services Inc. 17,189 407 0.13%
228 MANHATTAN ASSOCIATES INC 7,054 406 0.13%
229 FISERV INC 4,053 403 0.13%
230 NRG ENERGY INC 35,937 403 0.13%
231 BROWN FORMAN CORP 8,474 402 0.12%
232 SKYWORKS SOLUTIONS INC 5,235 399 0.12%
233 CIENA CORP 18,294 399 0.12%
234 AFFILIATED MANAGERS GROUP 2,747 397 0.12%
235 RALPH LAUREN CORP 3,928 397 0.12%
236 INTEGRATED DEVICE TECHNOLOGY 17,086 395 0.12%
237 DUKE ENERGY CORP NEW 4,904 393 0.12%
238 CENTRAL GARDEN & PET CO 15,733 390 0.12%
239 COSTCO WHSL CORP NEW 2,556 390 0.12%
240 MDU RES GROUP INC 15,347 390 0.12%
241 YUM BRANDS INC 4,256 386 0.12%
242 CONTINENTAL BLDG PRODS INC COM 18,220 382 0.12%
243 MANPOWERGROUP INC 5,276 381 0.12%
244 LILLY ELI & CO 4,730 380 0.12%
245 JUNIPER NETWORKS 15,802 380 0.12%
246 COEUR MNG INC 32,034 379 0.12%
247 PEPSICO INC 3,473 378 0.12%
248 WYNN RESORTS LTD 3,881 378 0.12%
249 BERRY PLASTICS GROUP INC 8,611 378 0.12%
250 SPDR GOLD TR 3,000 377 0.12%
Page 5 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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