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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 APACHE CORP 6,900 441 0.14%
202 PRICELINE GRP INC SR CONV NT0.9 21 299 440 0.14%
203 CARNIVAL CORP 9,000 439 0.14%
204 WAYFAIR INC CL A 11,145 439 0.14%
205 SOUTHWEST AIRLS CO 11,114 432 0.13%
206 BARRETT BUSINESS SERVICES IN COM 8,700 432 0.13%
207 LENDINGCLUB CORP 69,380 429 0.13%
208 BEAZER HOMES USA INC 36,664 428 0.13%
209 BRISTOL MYERS SQUIBB CO 7,878 425 0.13%
210 SONY GROUP CORP 12,774 424 0.13%
211 SELECT SECTOR SPDR TR 7,230 422 0.13%
212 LEGG MASON INC 12,568 421 0.13%
213 NOMAD HOLDINGS 35,606 421 0.13%
214 FEDEX CORP 2,411 421 0.13%
215 PATTERN ENERGY GROUP INC 18,671 420 0.13%
216 CTRIP COM INTL LTD 9,000 419 0.13%
217 ACADIA COMPANY COM 8,427 418 0.13%
218 DISH NETWORK A 7,636 418 0.13%
219 CBL & ASSOC PPTYS INC 34,340 417 0.13%
220 ComScore Inc 13,521 415 0.13%
221 GOLDMAN SACHS GROUP INC 2,574 415 0.13%
222 CITIGROUP INC 8,664 409 0.13%
223 WELLS FARGO CO NEW 9,231 409 0.13%
224 SCANA 5,639 408 0.13%
225 BROADSOFT INC 8,771 408 0.13%
226 SHOPIFY INC 9,503 408 0.13%
227 Carriage Services Inc. 17,189 407 0.13%
228 MANHATTAN ASSOCS INC 7,054 406 0.13%
229 FISERV INC 4,053 403 0.13%
230 NRG ENERGY INC 35,937 403 0.13%
231 BROWN FORMAN CORP 8,474 402 0.12%
232 SKYWORKS SOLUTIONS INC 5,235 399 0.12%
233 CIENA CORP 18,294 399 0.12%
234 AFFILIATED MANAGERS GROUP 2,747 397 0.12%
235 RALPH LAUREN CORP 3,928 397 0.12%
236 INTEGRATED DEVICE TECHNOLOGY 17,086 395 0.12%
237 DUKE ENERGY CORP NEW 4,904 393 0.12%
238 CENTRAL GARDEN & PET CO 15,733 390 0.12%
239 COSTCO WHSL CORP NEW 2,556 390 0.12%
240 MDU RES GROUP INC 15,347 390 0.12%
241 YUM BRANDS INC 4,256 386 0.12%
242 CONTINENTAL BLDG PRODS INC COM 18,220 382 0.12%
243 MANPOWERGROUP INC 5,276 381 0.12%
244 LILLY ELI & CO 4,730 380 0.12%
245 JUNIPER NETWORKS INC 15,802 380 0.12%
246 COEUR MNG INC 32,034 379 0.12%
247 PEPSICO INC 3,473 378 0.12%
248 WYNN RESORTS LTD 3,881 378 0.12%
249 BERRY GLOBAL GROUP INC 8,611 378 0.12%
250 SPDR GOLD TR 3,000 377 0.12%
Page 5 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 VERISK ANALYTICS INC 6,400 520 0.37% Call
2 VERISIGN 3,700 289 0.21% Call
3 VANTIV INC 11,100 625 0.45% Call
4 VANGUARD INTL EQUITY INDEX F 7,100 267 0.19% Put
5 TWITTER INC 15,700 362 0.26% Put
6 TRIMBLE INC 41,400 1,182 0.85% Call
7 TOTAL SYS SVCS INC 8,100 382 0.27% Call
8 TIME WARNER INC 6,800 541 0.39% Call
9 TESLA INC 1,800 367 0.26% Put
10 TESARO 8,000 802 0.57% Put
11 SPDR SERIES TRUST 8,500 225 0.16% Put
12 SPDR SERIES TRUST 10,700 363 0.26% Put
13 SPDR SERIES TRUST 16,500 438 0.31% Put
14 SPDR SERIES TRUST 26,200 889 0.64% Put
15 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
16 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
17 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
18 SPDR S&P 500 ETF TR 1,600 346 0.25% Call
19 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
20 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
21 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
22 SPDR S&P 500 ETF TR 2,100 454 0.33% Call
23 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
24 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
25 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
26 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
27 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
28 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
29 SPDR GOLD TR 2,300 289 0.21% Call
30 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
31 SOUTHWEST GAS HOLDINGS INC 4,000 279 0.20% Call
32 SENSATA TECHNOLOGIES HLDG NV 14,200 551 0.39% Call
33 SELECT SECTOR SPDR TR 11,600 554 0.40% Call
34 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
35 SELECT SECTOR SPDR TR 5,800 339 0.24% Put
36 SELECT SECTOR SPDR TR 5,500 293 0.21% Call
37 SELECT SECTOR SPDR TR 5,100 408 0.29% Put
38 SELECT SECTOR SPDR TR 7,400 523 0.37% Call
39 SELECT SECTOR SPDR TR 5,800 410 0.29% Call
40 SELECT SECTOR SPDR TR 8,600 502 0.36% Put
41 SCRIPPS NETWORKS INTERACT IN 8,400 533 0.38% Call
42 SAP SE 11,100 1,015 0.73% Put
43 SALESFORCE COM INC 13,500 963 0.69% Call
44 S&P GLOBAL INC 4,400 557 0.40% Put
45 QUALCOMM INC 27,100 1,856 1.33% Call
46 QUALCOMM INC 29,300 2,007 1.44% Call
47 ProShares Ultra VIX S T Futures 3,100 258 0.18% Put
48 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
49 ProShares Ultra VIX S T Futures 5,000 416 0.30% Put
50 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
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