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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 MONSANTO CO NEW 3,039 311 0.10%
302 LKQ CORP 8,746 310 0.10%
303 MAGELLAN HEALTH INC COM NEW 5,778 310 0.10%
304 SCHLUMBERGER LTD 3,948 310 0.10%
305 CSG SYS INTL INC 7,499 310 0.10%
306 ALLEGHENY TECHNOLOGIES INC 17,140 310 0.10%
307 EXXON MOBIL CORP 3,529 308 0.10%
308 INTUIT 2,791 307 0.10%
309 OCCIDENTAL PETE CORP DEL 4,199 306 0.10%
310 MARRIOTT INTL INC NEW 4,526 305 0.09%
311 AXALTA COATING SYS LTD 10,764 304 0.09%
312 MUELLER WTR PRODUCTS INCORPORATED COM SER A 24,185 304 0.09%
313 CIT GROUP INC 8,281 301 0.09%
314 KOSMOS ENERGY LTD SHS 46,944 301 0.09%
315 VERISK ANALYTICS INC 3,700 301 0.09%
316 KENNEDY-WILSON HLDGS INCORPORATED 13,285 300 0.09%
317 NUVASIVE INC 4,487 299 0.09%
318 COSAN LTD 41,795 299 0.09%
319 TPG SPECIALTY LENDING INC 16,410 297 0.09%
320 PHILIP MORRIS INTL INC 3,032 295 0.09%
321 DOVER CORP 4,002 295 0.09%
322 MICROCHIP TECHNOLOGY 4,731 294 0.09%
323 CELANESE CORP DEL 4,407 293 0.09%
324 NUTRI SYS INC NEW 9,864 293 0.09%
325 DIAMOND OFFSHR DRILLING 16,583 292 0.09%
326 AVISTA CORP 6,976 292 0.09%
327 MICRON TECHNOLOGY INC 16,322 290 0.09%
328 TELEPHONE DATA SYS INC 10,640 289 0.09%
329 PINNACLE FOODS INC DEL 5,715 287 0.09%
330 AECOM 9,665 287 0.09%
331 CORE LABORATORIES N V 2,541 285 0.09%
332 APPLIED MATLS INC 9,464 285 0.09%
333 TORO CO 6,080 285 0.09%
334 CLEAN ENERGY FUELS CORPORATION COM 63,832 285 0.09%
335 TABLEAU SOFTWARE INC 5,121 283 0.09%
336 HARMAN INTL INDS INC 3,346 283 0.09%
337 RITE AID CORP 36,779 283 0.09%
338 BANKUNITED INC 9,342 282 0.09%
339 ARCHROCK INC COM 21,507 281 0.09%
340 SCHWAB CHARLES CORP 8,828 279 0.09%
341 AMPHENOL CORP NEW 4,300 279 0.09%
342 WILEY JOHN SONS INC 5,390 278 0.09%
343 SYNOPSYS INC 4,669 277 0.09%
344 AQUA AMERICA INC 8,980 274 0.09%
345 HERC HLDGS INC 8,099 273 0.08%
346 ACCELERATE DIAGNOSTICS INC 10,002 273 0.08%
347 COOPER STD HLDGS INC 2,766 273 0.08%
348 EZCORP INC CL A NON VTG 24,580 272 0.08%
349 DISNEY WALT CO 2,921 271 0.08%
350 PILGRIMS PRIDE CORP NEW 12,839 271 0.08%
Page 7 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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