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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
351 TEMPUR SEALY INTL INC 4,778 271 0.08%
352 VERINT SYS INC 7,200 271 0.08%
353 GENERAC HLDGS INC 7,443 270 0.08%
354 SMITH & WESSON HLDG 10,119 269 0.08%
355 Servicemaster Global Hldgs I 7,962 268 0.08%
356 ROBERT HALF INTL INC 7,018 266 0.08%
357 BRINKS CO 7,112 264 0.08%
358 RICHARDSON ELECTRS LTD 38,908 264 0.08%
359 DEL FRISCOS RESTAURANT GROUP COM 19,626 264 0.08%
360 AETNA INC NEW 2,266 262 0.08%
361 S&P GLOBAL INC 2,066 261 0.08%
362 NEXTERA ENERGY INC 2,126 260 0.08%
363 ALEXION PHARMACEUTIC 2,116 259 0.08%
364 NACCO INDS INC 3,809 259 0.08%
365 AMC NETWORKS INC CL A 5,002 259 0.08%
366 COTY INC 10,975 258 0.08%
367 CYRUSONE INC 5,353 255 0.08%
368 DONNELLEY R R & SONS CO 16,135 254 0.08%
369 LOCKHEED MARTIN CORP 1,057 253 0.08%
370 VIACOM INC NEW 6,642 253 0.08%
371 PRIMORIS SVCS CORP 12,256 252 0.08%
372 WABASH NATL CORP 17,695 252 0.08%
373 COPART INC 4,701 252 0.08%
374 PANERA BREAD CO 1,289 251 0.08%
375 HILTON WORLDWIDE 10,949 251 0.08%
376 JD COM INC 9,608 251 0.08%
377 ARRIS INTL INC 8,852 251 0.08%
378 CELGENE CORP 2,398 251 0.08%
379 RELIANCE STEEL & ALUMINUM CO 3,480 251 0.08%
380 VERISIGN INC 3,200 250 0.08%
381 ZEBRA TECHNOLOGIES CORPORATION CL A 3,595 250 0.08%
382 PITNEY BOWES INC 13,793 250 0.08%
383 CARTERS INC 2,877 249 0.08%
384 UNDER ARMOUR INC 6,424 248 0.08%
385 OLD REP INTL CORP 14,068 248 0.08%
386 8X8 INC NEW COM 16,057 248 0.08%
387 HERTZ GLOBAL HLDGS INC 6,153 247 0.08%
388 POST HLDGS INC 3,207 247 0.08%
389 NASDAQ OMX GROUP 3,659 247 0.08%
390 ORACLE CORP 6,260 246 0.08%
391 PNM RES INC 7,530 246 0.08%
392 ALLSCRIPTS HEALTHCARE SOLUTN 18,657 246 0.08%
393 MSCI INC 2,934 246 0.08%
394 ZAGG INCORPORATED 30,224 245 0.08%
395 IDEXX LAB 2,137 241 0.07%
396 MOTOROLA SOLUTIONS INC 3,163 241 0.07%
397 BROCADE COMMUNICATIONS SYS I 26,101 241 0.07%
398 FORTINET INC 6,538 241 0.07%
399 STRATASYS LTD 9,920 239 0.07%
400 BERKSHIRE HATHAWAY INC DEL 1,650 238 0.07%
Page 8 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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