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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
401 NORTH ATLANTIC DRILLING LTD COM 12,104 37 0.01%
402 NORTHERN TRUST 3,295 224 0.07%
403 NORTHSTAR REALTY EUROPE CORPORATION 97,500 1,068 0.33%
404 NRG ENERGY INC 35,937 403 0.13%
405 NRG YIELD INC 13,951 228 0.07%
406 NUTRI SYS INC NEW 9,864 293 0.09%
407 NUVASIVE INC 4,487 299 0.09%
408 Nomad Hldgs Ltd 35,606 421 0.13%
409 Nomura Holdings Inc 15,432 69 0.02%
410 OASIS PETE INC NEW 65,308 749 0.23%
411 OCCIDENTAL PETE CORP DEL 4,199 306 0.10%
412 OLD REP INTL CORP 14,068 248 0.08%
413 OLIN CORP 16,471 338 0.11%
414 ON SEMICONDUCTOR CORP 71,843 885 0.28%
415 ORACLE CORP 6,260 246 0.08%
416 ORBITAL ATK INC 4,228 322 0.10%
417 OWENS & MINOR INC NEW 5,861 204 0.06%
418 OWENS RLTY MTG INC 99,373 1,721 0.54%
419 OncoGenex Pharmaceuticals Inc 60,638 31 0.01%
420 PACIFIC SPL ACQUISITION CORP 151,680 1,555 0.48%
421 PALO ALTO NETWORKS INC 2,156 344 0.11%
422 PANERA BREAD CO 1,289 251 0.08%
423 PARSLEY ENERGY CLA A 17,458 585 0.18%
424 PATRICK INDS INC 10,878 674 0.21%
425 PATTERN ENERGY GROUP INC 18,671 420 0.13%
426 PAYCHEX INC 6,135 355 0.11%
427 PDC ENERGY INC 11,883 797 0.25%
428 PENN ENTERTAINMENT INC COM 23,584 320 0.10%
429 PENNEY J C 66,441 613 0.19%
430 PEPSICO INC 3,473 378 0.12%
431 PERSHING GOLD CORP 13,153 60 0.02%
432 PFIZER INC 10,032 340 0.11%
433 PG&E CORP 5,586 342 0.11%
434 PHI NON VTNG 26,589 483 0.15%
435 PHILIP MORRIS INTL INC 3,032 295 0.09%
436 PHILLIPS 66 2,892 233 0.07%
437 PIER 1 IMPORTS INC 15,923 68 0.02%
438 PILGRIMS PRIDE CORP NEW 12,839 271 0.08%
439 PINNACLE ENTMT INC NEW COM 12,489 154 0.05%
440 PINNACLE FOODS INC DEL 5,715 287 0.09%
441 PINNACLE WEST 8,909 677 0.21%
442 PIONEER NAT RES CO 2,802 520 0.16%
443 PITNEY BOWES INC 13,793 250 0.08%
444 PLATFORM SPECIALTY PRODS COR 14,100 114 0.04%
445 PNM RES INC 7,530 246 0.08%
446 POST HLDGS INC 3,207 247 0.08%
447 POTBELLY CORP 11,451 142 0.04%
448 POWERSHARES QQQ TRUST 3,085 366 0.11%
449 PRICELINE GRP INC SR CONV NT0.9 21 299 440 0.14%
450 PRIMORIS SVCS CORP 12,256 252 0.08%
Page 9 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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