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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 8X8 INC NEW COM 16,057 248 0.08%
2 A O SMITH 8,803 870 0.27%
3 ABBVIE INC 3,781 238 0.07%
4 ABERCROMBIE FITCH CO 35,891 570 0.18%
5 ACACIA RESH CORP 149,341 974 0.30%
6 ACADIA HEALTHCARE COMPANY IN 8,427 418 0.13%
7 ACCELERATE DIAGNOSTICS INC 10,002 273 0.08%
8 ACCO BRANDS CORPORATION COM 13,392 129 0.04%
9 ADOBE INC 11,830 1,284 0.40%
10 ADTRAN INC COM 10,145 194 0.06%
11 ADVANCED MICRO DEVICES INC COM 31,738 219 0.07%
12 AECOM 9,665 287 0.09%
13 AEGEAN MARINE PETROLEUM NETW SHS 13,201 132 0.04%
14 AETNA INC NEW 2,266 262 0.08%
15 AFFILIATED MANAGERS GROUP 2,747 397 0.12%
16 AGCO 4,555 225 0.07%
17 AIR PRODS & CHEMS INC 4,843 728 0.23%
18 ALASKA AIR GROUP INC COM 3,156 208 0.06%
19 ALEXION PHARMACEUTIC 2,116 259 0.08%
20 ALIBABA GROUP HLDG LTD 6,808 720 0.22%
21 ALLEGHENY TECHNOLOGIES INC 17,140 310 0.10%
22 ALLIANCE DATA SYSTEM 7,224 1,550 0.48%
23 ALLIANT ENERGY CORP 6,103 234 0.07%
24 ALLOT COMMUNICATIONS LTD 12,130 64 0.02%
25 ALLSCRIPTS HEALTHCARE 18,657 246 0.08%
26 ALPHA PRO TECH LTD 15,689 56 0.02%
27 ALPHABET INC 2,399 1,865 0.58%
28 ALPHABET INC 1,382 1,111 0.35%
29 AMAZON COM INC 2,241 1,876 0.58%
30 AMC NETWORKS INC CL A 5,002 259 0.08%
31 AMDOCS LTD 27,669 1,601 0.50%
32 AMEREN CORP 4,422 217 0.07%
33 AMERESCO INC 10,107 53 0.02%
34 AMERICAN AXLE & MFG HLDGS INC COM 11,645 201 0.06%
35 AMERICAN ELEC P 8,000 514 0.16%
36 AMERICAN INTL GROUP INC 9,937 590 0.18%
37 AMERICAN WTR WKS CO INC NEW 2,987 224 0.07%
38 AMGEN INC 3,046 508 0.16%
39 AMPHENOL CORP NEW CL A 4,300 279 0.09%
40 ANADARKO PETR 27,941 1,770 0.55%
41 ANALOG DEVICES INC 9,229 595 0.19%
42 ANDINA ACQUISITION CORP II 117,115 1,161 0.36%
43 ANIKA THERAPEUTICS INC COM 4,298 206 0.06%
44 AON PLC 8,400 945 0.29%
45 APACHE CORP 6,900 441 0.14%
46 APARTMENT INVT & MGMT CO 13,193 606 0.19%
47 APOLLO COML REAL EST FIN INC 14,124 231 0.07%
48 APPLE INC 11,384 1,287 0.40%
49 APPLIED MATLS INC 9,464 285 0.09%
50 AQUA AMERICA INC 8,980 274 0.09%
Page 1 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INC 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO SHS 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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