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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 250 5,408 1.68% Put
2 WESTAR ENERGY 282 1,600 0.50% Call
3 PRICELINE GRP INC SR CONV NT0.9 21 299 440 0.14%
4 SPDR S&P 500 ETF TR 500 10,815 3.36% Put
5 SPDR S&P 500 ETF TR 500 10,815 3.36% Put
6 LOCKHEED MARTIN CORP 1,057 253 0.08%
7 CHARTER COMMUNICATIONS INC N 1,154 312 0.10%
8 MARTIN MARIETTA MATLS INC 1,161 208 0.06%
9 AUTOZONE INC 1,185 910 0.28%
10 BROADCOM LTD 1,235 213 0.07%
11 PANERA BREAD CO 1,289 251 0.08%
12 INTERCONTINENTAL EXCHANGE IN 1,327 357 0.11%
13 ALPHABET INC 1,382 1,111 0.35%
14 CONCHO RESOURCES 1,462 201 0.06%
15 RAYTHEON CO 1,519 207 0.06%
16 BIOGEN INC 1,606 503 0.16%
17 BERKSHIRE HATHAWAY INC DEL 1,650 238 0.07%
18 DUN & BRADSTREET CORP DEL NE 1,727 236 0.07%
19 MADISON SQUARE GARDEN CO NEW 1,956 331 0.10%
20 S&P GLOBAL INC 2,066 261 0.08%
21 ALEXION PHARMACEUTIC 2,116 259 0.08%
22 NEXTERA ENERGY INC 2,126 260 0.08%
23 IDEXX LAB 2,137 241 0.07%
24 PALO ALTO NETWORKS INC 2,156 344 0.11%
25 INTERNATIONAL BUSINESS MACHS 2,184 347 0.11%
26 ULTIMATE SOFTWARE GROUP INCORPORATED 2,204 450 0.14%
27 AMAZON COM INC 2,241 1,876 0.58%
28 AETNA INC NEW 2,266 262 0.08%
29 CHURCHILL DOWNS INC 2,280 334 0.10%
30 CVS HEALTH CORP 2,383 212 0.07%
31 CELGENE CORP 2,398 251 0.08%
32 ALPHABET INC 2,399 1,865 0.58%
33 MOHAWK INDS 2,402 481 0.15%
34 FEDEX CORP 2,411 421 0.13%
35 MID AMER APT CMNTYS INC 2,452 230 0.07%
36 ISHARES TR 2,510 202 0.06%
37 CORE LABORATORIES N V 2,541 285 0.09%
38 COSTCO WHSL CORP NEW 2,556 390 0.12%
39 DANAHER CORP DEL 2,561 201 0.06%
40 GOLDMAN SACHS GROUP INC 2,574 415 0.13%
41 Intuit Inc 2,629 502 0.16%
42 THOR INDS INC 2,651 225 0.07%
43 EAGLE MATERIALS INC 2,721 210 0.07%
44 AFFILIATED MANAGERS GROUP 2,747 397 0.12%
45 MCDONALDS CORP 2,747 317 0.10%
46 COOPER STD HLDGS INC 2,766 273 0.08%
47 INTUIT 2,791 307 0.10%
48 ATMOS ENERGY CORP 2,792 208 0.06%
49 PIONEER NAT RES CO 2,802 520 0.16%
50 CARTERS INC 2,877 249 0.08%
Page 1 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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