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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 250 5,408 1.68% Put
2 WESTAR ENERGY 282 1,600 0.50% Call
3 PRICELINE GRP INC SR CONV NT0.9 21 299 440 0.14%
4 SPDR S&P 500 ETF TR 500 10,815 3.36% Put
5 SPDR S&P 500 ETF TR 500 10,815 3.36% Put
6 LOCKHEED MARTIN CORP 1,057 253 0.08%
7 CHARTER COMMUNICATIONS INC N 1,154 312 0.10%
8 MARTIN MARIETTA MATLS INC 1,161 208 0.06%
9 AUTOZONE INC 1,185 910 0.28%
10 BROADCOM LTD 1,235 213 0.07%
11 PANERA BREAD CO 1,289 251 0.08%
12 INTERCONTINENTAL EXCHANGE IN 1,327 357 0.11%
13 ALPHABET INC 1,382 1,111 0.35%
14 CONCHO RESOURCES 1,462 201 0.06%
15 RAYTHEON CO 1,519 207 0.06%
16 BIOGEN INC 1,606 503 0.16%
17 BERKSHIRE HATHAWAY INC DEL 1,650 238 0.07%
18 DUN & BRADSTREET CORP DEL NE 1,727 236 0.07%
19 MADISON SQUARE GARDEN CO NEW 1,956 331 0.10%
20 S&P GLOBAL INC 2,066 261 0.08%
21 ALEXION PHARMACEUTIC 2,116 259 0.08%
22 NEXTERA ENERGY INC 2,126 260 0.08%
23 IDEXX LAB 2,137 241 0.07%
24 PALO ALTO NETWORKS INC 2,156 344 0.11%
25 INTERNATIONAL BUSINESS MACHS 2,184 347 0.11%
26 ULTIMATE SOFTWARE GROUP INCORPORATED 2,204 450 0.14%
27 AMAZON COM INC 2,241 1,876 0.58%
28 AETNA INC NEW 2,266 262 0.08%
29 CHURCHILL DOWNS INC 2,280 334 0.10%
30 CVS HEALTH CORP 2,383 212 0.07%
31 CELGENE CORP 2,398 251 0.08%
32 ALPHABET INC 2,399 1,865 0.58%
33 MOHAWK INDS 2,402 481 0.15%
34 FEDEX CORP 2,411 421 0.13%
35 MID AMER APT CMNTYS INC 2,452 230 0.07%
36 ISHARES TR 2,510 202 0.06%
37 CORE LABORATORIES N V 2,541 285 0.09%
38 COSTCO WHSL CORP NEW 2,556 390 0.12%
39 DANAHER CORP DEL 2,561 201 0.06%
40 GOLDMAN SACHS GROUP INC 2,574 415 0.13%
41 Intuit Inc 2,629 502 0.16%
42 THOR INDS INC 2,651 225 0.07%
43 EAGLE MATERIALS INC 2,721 210 0.07%
44 AFFILIATED MANAGERS GROUP 2,747 397 0.12%
45 MCDONALDS CORP 2,747 317 0.10%
46 COOPER STD HLDGS INC 2,766 273 0.08%
47 INTUIT 2,791 307 0.10%
48 ATMOS ENERGY CORP 2,792 208 0.06%
49 PIONEER NAT RES CO 2,802 520 0.16%
50 CARTERS INC 2,877 249 0.08%
Page 1 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
101 CBS CORP NEW 5,500 301 0.22% Call
102 ALEXION PHARMACEUTIC 2,400 294 0.21% Call
103 SELECT SECTOR SPDR TR 5,500 293 0.21% Call
104 SPDR GOLD TR 2,300 289 0.21% Call
105 VERISIGN INC 3,700 289 0.21% Call
106 AMERICAN EXPRESS CO 4,400 282 0.20% Call
107 SOUTHWEST GAS HOLDINGS INC 4,000 279 0.20% Call
108 ISHARES TR 3,400 274 0.20% Call
109 CURRENCYSHARES EURO TR 2,500 273 0.20% Put
110 ACCELERATE DIAGNOSTICS INC 10,000 273 0.20% Put
111 CIMAREX ENERGY 2,000 269 0.19% Put
112 VANGUARD INTL EQUITY INDEX F 7,100 267 0.19% Put
113 PAYCHEX INC 4,600 266 0.19% Call
114 GOLAR LNG LTD 12,500 265 0.19% Put
115 CHENIERE ENERGY INC 6,000 262 0.19% Call
116 ProShares Ultra VIX S T Futures 3,100 258 0.18% Put
117 PROSHARES TR II 3,400 249 0.18% Put
118 ISHARES TR 2,900 234 0.17% Call
119 BIOGEN INC 800 231 0.17% Call
120 AVALONBAY COMM 1,300 231 0.17% Call
121 SPDR SERIES TRUST 8,500 225 0.16% Put
122 ESSEX PPTY TR INC 1,000 223 0.16% Call
123 EXXON MOBIL CORP 2,500 218 0.16% Put
124 BLUEBIRD BIO INC COM 3,200 217 0.16% Put
125 ISHARES TR 2,500 202 0.14% Call
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