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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 500 10,815 3.36% Put
2 SPDR S&P 500 ETF TR 500 10,815 3.36% Put
3 STELLAR ACQUISITION III INC 800,000 7,976 2.48%
4 KLR ENERGY ACQUISITION CORP 635,330 6,430 2.00%
5 M I ACQUISITIONS INC 600,000 6,012 1.87%
6 SPDR S&P 500 ETF TR 250 5,408 1.68% Put
7 JENSYN ACQUISITION CORP 465,190 4,666 1.45%
8 FIDELITY NATL INFORMATION SV 40,430 3,114 0.97%
9 SPDR S&P 500 ETF TR 11,993 2,594 0.81%
10 SHUTTERFLY INC 49,885 2,227 0.69%
11 CIMAREX ENERGY 14,781 1,986 0.62%
12 CONSOLIDATED TOMOKA LD CO 38,082 1,949 0.61%
13 QEP RES INC 97,179 1,898 0.59%
14 AMAZON COM INC 2,241 1,876 0.58%
15 ALPHABET INC 2,399 1,865 0.58%
16 ISHARES TR 14,873 1,847 0.57%
17 CALLON PETE CO DEL 117,412 1,843 0.57%
18 IHS MARKIT LTD SHS 48,435 1,819 0.57%
19 ANADARKO PETE CORP 27,941 1,770 0.55%
20 OWENS RLTY MTG INC 99,373 1,721 0.54%
21 AMERIPRISE FINANCIAL, INC. 64,122 1,695 0.53%
22 Red Lion Hotels 200,083 1,669 0.52%
23 AV HOMES INC 96,942 1,613 0.50%
24 AMDOCS LTD 27,669 1,601 0.50%
25 WESTAR ENERGY 282 1,600 0.50% Call
26 RMR GROUP INC 41,854 1,588 0.49%
27 PACIFIC SPL ACQUISITION CORP 151,680 1,555 0.48%
28 DIAMONDBACK ENERGY INC 16,089 1,553 0.48%
29 ALLIANCE DATA SYSTEMS CORP 7,224 1,550 0.48%
30 MCKESSON CORP 8,897 1,484 0.46%
31 FLEETCOR TECHNOLOGIES INC 8,433 1,465 0.46%
32 REXNORD CORP NEW COM 68,352 1,463 0.45%
33 RSP PERMIAN INC COM 37,712 1,462 0.45%
34 EXPEDIA INC DEL 12,492 1,458 0.45%
35 YELP INC 34,729 1,448 0.45%
36 ENCANA CORP 135,081 1,414 0.44%
37 KIRBY CORP 22,216 1,381 0.43%
38 CROWN CASTLE INTL CORP NEW 14,113 1,330 0.41%
39 LIFE STORAGE INC 14,900 1,325 0.41%
40 HEWLETT PACKARD ENTERPRISE C 57,771 1,314 0.41%
41 APPLE INC 11,384 1,287 0.40%
42 ADOBE INC 11,830 1,284 0.40%
43 AUTODESK INC 17,677 1,279 0.40%
44 RAMCO-GERSHENSON PPTYS TR 67,196 1,259 0.39%
45 ISLE OF CAPRI CASINOS INC COM 56,327 1,255 0.39%
46 UNION PAC CORP 12,837 1,252 0.39%
47 QUALCOMM INC 18,243 1,250 0.39%
48 RICE ENERGY INCORPORATED 47,461 1,239 0.39%
49 ANDINA ACQUISITION CORP II 117,115 1,161 0.36%
50 INTEL CORP 30,059 1,135 0.35%
Page 1 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 LIGHT & WONDER INC COM 65,200 735 0.53% Call
3 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
4 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
5 TRIMBLE INC 41,400 1,182 0.85% Call
6 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
7 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
8 QUALCOMM INC 29,300 2,007 1.44% Call
9 DISNEY WALT CO 27,100 2,517 1.80% Call
10 QUALCOMM INC 27,100 1,856 1.33% Call
11 SPDR SERIES TRUST 26,200 889 0.64% Put
12 FIREEYE INC 25,100 370 0.27% Call
13 ISHARES TR 23,900 2,969 2.13% Put
14 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
15 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
16 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
17 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
18 ISHARES TR 19,500 770 0.55% Put
19 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
20 CISCO SYS INC 17,700 561 0.40% Call
21 DIREXION SHS ETF TR 16,900 454 0.33% Put
22 SPDR SERIES TRUST 16,500 438 0.31% Put
23 IONIS PHARMACEUTICALS INC COM 16,000 586 0.42% Put
24 TWITTER INC 15,700 362 0.26% Put
25 NETAPP INC 15,700 562 0.40% Call
26 HEWLETT PACKARD ENTERPRISE C 14,700 334 0.24% Call
27 ISHARES TR 14,600 1,813 1.30% Call
28 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
29 SENSATA TECHNOLOGIES HLDG NV 14,200 551 0.39% Call
30 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
31 SALESFORCE COM INC 13,500 963 0.69% Call
32 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
33 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
34 CELGENE CORP 12,800 1,338 0.96% Call
35 COCA COLA CO 12,600 533 0.38% Call
36 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
37 GOLAR LNG LTD 12,500 265 0.19% Put
38 ISHARES TR 12,100 976 0.70% Call
39 ISHARES TR 11,800 698 0.50% Call
40 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
41 SELECT SECTOR SPDR TR 11,600 554 0.40% Call
42 FORTINET INC 11,400 421 0.30% Call
43 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
44 SAP SE 11,100 1,015 0.73% Put
45 VANTIV INC 11,100 625 0.45% Call
46 SPDR SERIES TRUST 10,700 363 0.26% Put
47 ORACLE CORP 10,400 409 0.29% Call
48 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
49 ACCELERATE DIAGNOSTICS INC 10,000 273 0.20% Put
50 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
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