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Institutional Investment Manager
ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC (CIK: 0001549408) incorporated in California, located at 6384 Montez Villa Rd, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001221073-15-000016) filed in 2015.02.09
#
Name
Shares
Value ($)
%
Options
Notes
51 KLA-TENCOR CORP 20,049 1,410 1.44%
52 MERCK & CO INC 7,030 399 0.41%
53 METLIFE INC 4,000 216 0.22%
54 MICROSOFT CORP 14,842 689 0.70%
55 MOBILE TELESYSTEMS PJSC 105,984 761 0.78%
56 Medtronic Inc 4,000 289 0.29%
57 NEURALSTEM INC COM 2,134,442 5,806 5.92%
58 NORTHROP GRUMMAN CORP 2,933 432 0.44%
59 NUVEEN AMT FREE QLTY MUN INC 33,163 458 0.47%
60 POWERSHARES QQQ TRUST 9,782 1,010 1.03%
61 POWERSHARES QQQ TRUST 12,700 132 0.13% Call
62 QUALCOMM INC 6,450 479 0.49%
63 QUALCOMM INC 2,000 2 0.00% Call
64 REPUBLIC SVCS INC 62,239 2,505 2.55%
65 ROYAL DUTCH SHELL PLC 19,830 1,379 1.41%
66 SELECT SECTOR SPDR TR 9,376 455 0.46%
67 SELECT SECTOR SPDR TR 13,507 975 0.99%
68 SELECT SECTOR SPDR TR 20,803 1,009 1.03%
69 SELECT SECTOR SPDR TR 15,292 1,046 1.07%
70 SELECT SECTOR SPDR TR 11,833 937 0.95%
71 SELECT SECTOR SPDR TR 39,709 982 1.00%
72 SELECT SECTOR SPDR TR 25,524 1,444 1.47%
73 SELECT SECTOR SPDR TR 31,453 1,485 1.51%
74 SELECT SECTOR SPDR TR 23,445 969 0.99%
75 SPDR S&P 500 ETF TR 1,541 316 0.32%
76 SPDR SER TR 8,421 486 0.50%
77 SYMANTEC CORP 102,449 2,628 2.68%
78 Safeway Inc - Safeway PDC LLC CVR 16,036 563 0.57%
79 VALE S A 12,517 102 0.10%
80 VERIZON COMMUNICATIONS INC 12,394 580 0.59%
81 WASTE MGMT INC DEL 10,000 513 0.52%
82 WESTERN ASSET HIGH INCM FD I 36,140 300 0.31%
83 WESTERN ASSET HIGH INCOME OP 128,922 692 0.71%
84 WESTERN UN CO 46,916 840 0.86%
85 WEYERHAEUSER CO 24,533 880 0.90%
86 WILLIAMS COS INC DEL 28,066 1,261 1.28%
87 WISDOMTREE TR 111,700 414 0.42% Call
88 WISDOMTREE TR 413 20 0.02%
89 WindStream Corp (win) 144,739 1,193 1.22%
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