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NEURALSTEM INCORPORATED
NEURALSTEM INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 84 Institutional holders with a total value of $58,017,884.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PUTNAM INVESTMENTS LLC 4,456,767 12,123,000 20.90%
2 VANGUARD GROUP INC 2,830,313 7,698,000 13.27%
3 ALETHEA CAPITAL MANAGEMENT, LLC 2,134,442 5,806,000 10.01%
4 BlackRock Fund Advisors 1,961,011 5,334,000 9.19%
5 FRED ALGER MANAGEMENT, LLC 1,364,592 3,712,000 6.40%
6 BlackRock Institutional Trust Company, N.A. 816,607 2,221,000 3.83%
7 STATE STREET CORP 793,901 2,157,000 3.72%
8 NORTHERN TRUST CORP 768,557 2,091,000 3.60%
9 GEODE CAPITAL MANAGEMENT, LLC 506,414 1,377,000 2.37%
10 J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD 470,820 1,281,000 2.21%
11 CREDIT SUISSE AG/ 439,759 1,197,000 2.06%
12 I.G. INVESTMENT MANAGEMENT, LTD. 378,570 1,030,000 1.78%
13 B. Riley Wealth Advisors, Inc. 78,182 1,009,000 1.74%
14 Bank of New York Mellon Corp 306,533 834,000 1.44%
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 271,983 740,000 1.28%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 248,984 677,000 1.17%
17 TIAA CREF INVESTMENT MANAGEMENT LLC 228,833 622,000 1.07%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 204,300 556,000 0.96% Put
19 BlackRock Investment Management, LLC 201,816 549,000 0.95%
20 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 155,700 509,000 0.88%
21 D. E. Shaw & Co., Inc. 147,522 401,000 0.69%
22 MACKENZIE FINANCIAL CORP 140,700 383,000 0.66%
23 LPL Financial LLC 129,748 353,000 0.61%
24 AQR CAPITAL MANAGEMENT LLC 128,600 350,000 0.60%
25 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 127,463 347,000 0.60%
26 MORGAN STANLEY 120,151 327,000 0.56%
27 FIFTH THIRD BANCORP 120,000 326,000 0.56%
28 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 100,900 275,000 0.47%
29 TFS CAPITAL LLC 99,182 270,000 0.47%
30 SSI INVESTMENT MANAGEMENT LLC 99,000 269,000 0.46%
31 TEACHERS ADVISORS, LLC 96,503 262,000 0.45%
32 WELLS FARGO & COMPANY/MN 84,057 229,000 0.39%
33 Nationwide Fund Advisors 53,810 146,000 0.25%
34 Commonwealth Equity Services, Inc 52,309 142,000 0.24%
35 Westend Capital Management, LLC 50,000 136,000 0.23%
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 49,542 135,000 0.23%
37 VOYA INVESTMENT MANAGEMENT LLC 45,254 123,000 0.21%
38 Eagle Ridge Investment Management 45,000 122,000 0.21%
39 BLACKROCK ADVISORS LLC 44,398 121,000 0.21%
40 AMERICAN INTERNATIONAL GROUP, INC. 43,228 117,580 0.20%
41 RHUMBLINE ADVISERS 41,875 114,000 0.20%
42 GREENLEAF TRUST 40,000 109,000 0.19%
43 Virtu KCG Holdings LLC 34,897 95,000 0.16%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 30,700 84,000 0.14%
45 J.P. Turner & Co Capital Mnagement, LLC 30,000 82,000 0.14%
46 DAVENPORT & Co LLC 28,800 78,336 0.14%
47 CITADEL ADVISORS LLC 26,155 71,000 0.12%
48 PNC FINANCIAL SERVICES GROUP, INC. 24,900 67,000 0.12%
49 Creative Planning 22,400 61,000 0.11%
50 GUGGENHEIM CAPITAL LLC 22,247 60,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.