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Institutional Investment Manager
ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC (CIK: 0001549408) incorporated in California, located at 6384 Montez Villa Rd, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0001221073-15-000079) filed in 2015.07.24
#
Name
Shares
Value ($)
%
Options
Notes
1 CAPITAL ONE FINL CORP 181,229 15,943 24.49%
2 NEURALSTEM INCORPORATED 2,137,061 4,146 6.37%
3 CME GROUP INC 28,950 2,694 4.14%
4 HASBRO INC 33,626 2,515 3.86%
5 KOHLS 37,885 2,372 3.64%
6 SMUCKER J M CO 21,546 2,336 3.59%
7 VALERO ENERGY CORP NEW 36,627 2,293 3.52%
8 ONEOK INC NEW 49,965 1,973 3.03%
9 DELAWARE ENHANCED GBL DIV & 178,334 1,928 2.96%
10 COACH INC 48,806 1,689 2.59%
11 ISHARES TR 12,086 1,509 2.32%
12 ALTRIA GROUP INC 20,696 1,012 1.55%
13 POWERSHS DB US DOLLAR INDEX 39,669 993 1.53%
14 EATON VANCE LTD COM 70,527 950 1.46%
15 EATON VANCE CALIF MUN BD FD 83,097 938 1.44%
16 DOUBLELINE OPPORTUNISTIC CR 40,336 935 1.44%
17 DU PONT E I DE NEMOURS & CO 14,105 902 1.39%
18 WESTERN ASSET HIGH INCOME OP 136,609 704 1.08%
19 WISDOMTREE TR 12,182 697 1.07%
20 BRISTOL MYERS SQUIBB CO 10,215 680 1.04%
21 ISHARES TR 12,630 640 0.98%
22 HARRIS CORP 8,119 624 0.96%
23 FRONTIER COMM 113,902 564 0.87%
24 SELECT SECTOR SPDR TR 7,117 529 0.81%
25 SPDR SER TR 8,743 503 0.77%
26 PFIZER INC 14,803 496 0.76%
27 INTERPUBLIC GROUP COS INC 25,475 491 0.75%
28 SELECT SECTOR SPDR TR 11,707 485 0.75%
29 SELECT SECTOR SPDR TR 6,339 485 0.75%
30 SELECT SECTOR SPDR TR 19,585 477 0.73%
31 SELECT SECTOR SPDR TR 9,959 474 0.73%
32 SELECT SECTOR SPDR TR 9,745 472 0.73%
33 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 30,859 468 0.72%
34 SELECT SECTOR SPDR TR 6,093 458 0.70%
35 SELECT SECTOR SPDR TR 8,448 457 0.70%
36 MACERICH CO 6,020 449 0.69%
37 MCDONALDS CORP 4,712 448 0.69%
38 NUVEEN AMT FREE QLTY MUN INC 34,200 436 0.67%
39 MICROSOFT CORP 9,842 435 0.67%
40 CANADIAN NAT RES LTD 15,991 434 0.67%
41 SELECT SECTOR SPDR TR 10,317 428 0.66%
42 ISHARES TR 10,233 401 0.62%
43 MERCK & CO INC 7,030 400 0.61%
44 MOSAIC CO NEW 7,656 359 0.55%
45 AIRGAS INC 3,345 354 0.54%
46 Hewlett Packard Co 11,182 336 0.52%
47 ALLIANZGI DIVIDEND INT PRM 21,881 331 0.51%
48 BOEING CO 2,380 330 0.51%
49 STAPLES INC 21,481 329 0.51%
50 DR PEPPER SNAPPLE GROUP INC 4,492 327 0.50%
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