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Institutional Investment Manager
ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC (CIK: 0001549408) incorporated in California, located at 6384 Montez Villa Rd, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001221073-15-000016) filed in 2015.02.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 399 48 0.05%
2 WISDOMTREE TR 413 20 0.02%
3 SPDR S&P 500 ETF TR 1,541 316 0.32%
4 QUALCOMM INC 2,000 2 0.00% Call
5 HOME DEPOT INC 2,700 283 0.29%
6 NORTHROP GRUMMAN CORP 2,933 432 0.44%
7 CATERPILLAR INC 3,000 275 0.28%
8 AIR PRODS & CHEMS INC 3,227 465 0.47%
9 DEVON ENERGY CORP NEW 3,500 214 0.22%
10 DOW CHEM CO 3,500 160 0.16%
11 Medtronic Inc 4,000 289 0.29%
12 METLIFE INC 4,000 216 0.22%
13 APPLE INC 5,000 12 0.01% Call
14 3M CO 5,700 936 0.95%
15 QUALCOMM INC 6,450 479 0.49%
16 DEERE & CO 6,500 575 0.59%
17 KIMBERLY CLARK CORP 6,900 797 0.81%
18 MERCK & CO INC 7,030 399 0.41%
19 JOHNSON & JOHNSON 7,105 743 0.76%
20 BP PLC 7,500 286 0.29%
21 DISNEY WALT CO 7,788 733 0.75%
22 DISNEY WALT CO 8,000 16 0.02% Call
23 SPDR SER TR 8,421 486 0.50%
24 HONEYWELL INTL INC 8,600 859 0.88%
25 APPLE INC 8,744 965 0.98%
26 SELECT SECTOR SPDR TR 9,376 455 0.46%
27 POWERSHARES QQQ TRUST 9,782 1,010 1.03%
28 WASTE MGMT INC DEL 10,000 513 0.52%
29 DOW CHEM CO 10,000 1 0.00% Call
30 DEERE & CO 11,500 85 0.09% Call
31 SELECT SECTOR SPDR TR 11,833 937 0.95%
32 CHICAGO BRIDGE & IRON CO N V 12,200 1 0.00% Call
33 VERIZON COMMUNICATIONS INC 12,394 580 0.59%
34 VALE S A 12,517 102 0.10%
35 ISHARES TR 12,630 638 0.65%
36 POWERSHARES QQQ TRUST 12,700 132 0.13% Call
37 ESSEX PPTY TR INC 13,280 2,744 2.80%
38 EQUITY RESIDENTIAL 13,390 962 0.98%
39 SELECT SECTOR SPDR TR 13,507 975 0.99%
40 ALTRIA GROUP INC 13,662 673 0.69%
41 MICROSOFT CORP 14,842 689 0.70%
42 CHICAGO BRIDGE & IRON CO N V 15,000 630 0.64%
43 SELECT SECTOR SPDR TR 15,292 1,046 1.07%
44 Safeway Inc - Safeway PDC LLC CVR 16,036 563 0.57%
45 AVALONBAY COMM 16,942 2,768 2.82%
46 DIAMOND OFFSHR DRILLING 17,551 644 0.66%
47 CSX CORP 19,500 707 0.72%
48 ROYAL DUTCH SHELL PLC 19,830 1,379 1.41%
49 HALLIBURTON CO 20,000 2 0.00% Call
50 KLA-TENCOR CORP 20,049 1,410 1.44%
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