Dark
Light
System
Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 909 holdings with a total value of $236,216,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 PEREGRINE PHARMACEUTICALS IN 100 0 0.00%
2 Chimera Investment Corp REIT 65 0 0.00%
3 ELECTRONIC ARTS INC 2 0 0.00%
4 Neo Performance Materials 100 0 0.00%
5 NANOMETRICS INC 20 0 0.00%
6 TIM PARTICIPACOES S A 5 0 0.00%
7 KRISPY KREME DOUGHNT 25 0 0.00%
8 OI S A SPONSORED ADR 80 0 0.00%
9 OI S.A. SPN ADR 312 0 0.00%
10 LULULEMON ATHLETICA INC 490 0 0.00%
11 MARTHA STEWART LIVING OMNIME 108 0 0.00%
12 LIFE STORAGE INC 20 0 0.00%
13 ROYAL BK SCOTLAND GROUP PLC 15 0 0.00%
14 DIREXION SHS ETF TR 5 0 0.00%
15 MALLINCKRODT PUB LTD CO 5 0 0.00%
16 KODIAK OIL & GAS CORP 25 0 0.00%
17 NU SKIN ENTERPRISES INC 6 0 0.00%
18 PROTHENA CORP PLC 3 0 0.00%
19 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 40 0 0.00%
20 Corinthian Colleges, Inc. 260 0 0.00%
21 GAIAM INC 51 0 0.00%
22 FOREST OIL CORP 200 0 0.00%
23 Quantum Fuel Systems Tech Worl 4 0 0.00%
24 SONY GROUP CORP 10 0 0.00%
25 RARE ELEMENT RES LTD 100 0 0.00%
26 LUBYS INC COM 130 1,000 0.00%
27 ISHARES TR 35 1,000 0.00%
28 HORMEL FOODS CORP 20 1,000 0.00%
29 YAHOO INC 15 1,000 0.00%
30 CST BRANDS INC 45 1,000 0.00%
31 LOGITECH INTL S A 100 1,000 0.00%
32 AMERICAN INTL GROUP INC 68 1,000 0.00%
33 CROCS INC 62 1,000 0.00%
34 HUNTINGTON INGALLS INDS INC 5 1,000 0.00%
35 IAMGOLD CORP 180 1,000 0.00%
36 FIRST MAJESTIC SILVER CORP 110 1,000 0.00%
37 Intl Game Technology 100 1,000 0.00%
38 POWERSHARES ETF TRUST II 75 1,000 0.00%
39 LINN ENERGY LLC UNIT LTD LIAB 25 1,000 0.00%
40 ETFS PHYSICAL PLATINUM SHARES 10 1,000 0.00%
41 SUNTRUST BKS INC 29 1,000 0.00%
42 UNISYS CORP 32 1,000 0.00%
43 KENNAMETAL INC 20 1,000 0.00%
44 CARLYLE GROUP L P 35 1,000 0.00%
45 FASTENAL CO 30 1,000 0.00%
46 CAPELLA EDUCATION 12 1,000 0.00%
47 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 429 1,000 0.00%
48 ZIMMER BIOMET HLDGS INC 12 1,000 0.00%
49 LAWSON PRODS INC COM 85 1,000 0.00%
50 TELEFONICA BRASIL SA 26 1,000 0.00%
Page 1 of 19

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001606587-15-000070, filed 2015.02.17).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.