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PEREGRINE PHARMACEUTICALS IN
PEREGRINE PHARMACEUTICALS IN. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 80 Institutional holders with a total value of $63,820,971.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Institutional Trust Company, N.A. 5,524,734 10,497,000 16.45%
2 BlackRock Fund Advisors 4,874,832 9,262,000 14.51%
3 VANGUARD GROUP INC 4,764,111 9,052,000 14.18%
4 SABBY MANAGEMENT, LLC 238,409 6,017,000 9.43%
5 STATE STREET CORP 2,153,838 4,092,000 6.41%
6 NORTHERN TRUST CORP 2,074,922 3,943,000 6.18%
7 Bank of New York Mellon Corp 882,805 1,677,000 2.63%
8 GEODE CAPITAL MANAGEMENT, LLC 809,484 1,538,000 2.41%
9 BLACKROCK ADVISORS LLC 684,524 1,301,000 2.04%
10 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 671,900 1,277,000 2.00%
11 SPHERA FUNDS MANAGEMENT LTD. 640,000 1,216,000 1.91%
12 TIAA CREF INVESTMENT MANAGEMENT LLC 583,812 1,109,000 1.74%
13 NOMURA HOLDINGS INC 542,670 1,032,000 1.62%
14 Commonwealth Equity Services, Inc 505,386 960,000 1.50%
15 BlackRock Investment Management, LLC 483,227 918,000 1.44%
16 SCHRODER INVESTMENT MANAGEMENT GROUP 367,788 698,797 1.09%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 350,426 666,000 1.04%
18 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 321,026 610,000 0.96%
19 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 290,800 549,000 0.86%
20 AQR CAPITAL MANAGEMENT LLC 281,291 534,000 0.84%
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 255,100 485,000 0.76%
22 TEACHERS ADVISORS, LLC 226,164 430,000 0.67%
23 BANK OF AMERICA CORP /DE/ 217,145 413,000 0.65%
24 METROPOLITAN LIFE INSURANCE CO/NY 172,055 327,000 0.51%
25 ProShare Advisors LLC 162,329 308,000 0.48%
26 MORGAN STANLEY 154,713 294,000 0.46%
27 BAXTER BROS INC 148,006 281,000 0.44%
28 VOYA INVESTMENT MANAGEMENT LLC 134,571 256,000 0.40%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 132,900 253,000 0.40% Put
30 CREDIT SUISSE AG/ 130,391 248,000 0.39%
31 Nationwide Fund Advisors 128,125 243,000 0.38%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 125,979 239,000 0.37%
33 Weiss Multi-Strategy Advisers LLC 109,370 208,000 0.33%
34 AMERICAN INTERNATIONAL GROUP, INC. 109,039 207,174 0.32%
35 UBS AG 101,331 192,000 0.30%
36 GUGGENHEIM CAPITAL LLC 95,650 181,000 0.28%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 91,750 174,000 0.27%
38 First Heartland Consultants, Inc. 86,204 164,000 0.26%
39 RHUMBLINE ADVISERS 85,710 163,000 0.26%
40 DEUTSCHE BANK AG\ 72,742 137,000 0.21%
41 Virtu KCG Holdings LLC 72,162 136,000 0.21%
42 Investors Capital Advisory Services 64,788 123,000 0.19%
43 GROUP ONE TRADING LLC 59,101 112,000 0.18%
44 CITADEL ADVISORS LLC 51,604 98,000 0.15%
45 BANK OF AMERICA CORP /DE/ 48,900 93,000 0.15% Call
46 First Allied Advisory Services, Inc. 47,600 91,000 0.14%
47 STIFEL FINANCIAL CORP 46,357 88,000 0.14%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 45,400 86,000 0.13% Call
49 Nine Chapters Capital Management LLC 42,900 82,000 0.13%
50 GOLDMAN SACHS GROUP INC 33,049 63,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.