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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
901 CARLYLE GROUP L P 35 1 0.00%
902 CAPELLA EDUCATION 12 1 0.00%
903 CALL (WWAV) WHITEWAVE FOODS CO 3 1 0.00% Call
904 CALL (WWAV) WHITEWAVE FOODS CO 2 1 0.00% Call
905 CALL (T) AT&T INC MAY 17 14 $3 6 1 0.00% Call
906 ZIMMER BIOMET HLDGS INC 12 1 0.00%
907 YAHOO INC 15 1 0.00%
908 ENDOCYTE INC 60 1 0.00%
909 INGERSOLL-RAND PLC 20 1 0.00%
910 ETFS PHYSICAL PLATINUM SHARES 10 1 0.00%
911 CALL (HDV) ISHARES TRUST HIGH 5 1 0.00% Call
912 CALL (FEYE) FIREEYE INC COM MA 3 1 0.00% Call
913 STMICROELECTRONICS N V 130 1 0.00%
914 ISHARES TR 35 1 0.00%
915 SUNTRUST BKS INC 29 1 0.00%
916 Intl Game Technology 100 1 0.00%
917 FASTENAL CO 30 1 0.00%
918 TINTINA RES INC COM 5,000 1 0.00%
919 CALL (DVY) ISHARES SELECT JUN 7 1 0.00% Call
920 ISHARES TR 10 1 0.00%
921 Nam Tai Property Inc 190 1 0.00%
922 Municipal Mtg & Eqty 350 1 0.00%
923 UNISYS CORP 32 1 0.00%
924 MS & AD Insurance Group Holdings 120 1 0.00%
925 C&J ENERGY SVCS INC 33 1 0.00%
926 BROOKFIELD PPTY PARTNERS L P 57 1 0.00%
927 MACATAWA BK CORP 200 1 0.00%
928 LUBYS INC COM 130 1 0.00%
929 LOGITECH INTL S A 100 1 0.00%
930 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
931 Cimpress NV 30 1 0.00%
932 TELEFONICA BRASIL SA 26 1 0.00%
933 LIME ENERGY CO COM 357 1 0.00%
934 LAWSON PRODS INC COM 85 1 0.00%
935 American Intl Group Inc Wt Exp 011921 68 1 0.00%
936 HILLSHIRE BRANDS COMPANY 36 1 0.00%
937 KENNAMETAL INC 20 1 0.00%
938 Hitachi Ltd ADR 20 1 0.00%
939 HORMEL FOODS CORP 20 1 0.00%
940 J Sainsbury PLC 45 1 0.00%
941 Adt Corp 20 1 0.00%
942 HUNTINGTON INGALLS INDS INC 5 1 0.00%
943 HUTCHINSON PORT HOLDINGS TRUST 1,000 1 0.00%
944 IAMGOLD CORP 180 1 0.00%
945 POWERSHARES ETF TRUST II 75 1 0.00%
946 CROCS INC 62 1 0.00%
947 CST BRANDS INC 45 1 0.00%
948 CALL (MSFT) MICROSOFT CORP FEB 0 0 0.00% Call
949 CALL (NS) NUSTAR ENERGY LP MAR 0 0 0.00% Call
950 CALL (EEM) ISHARES MSCI MAY 17 3 0 0.00% Call
Page 19 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 PROTHENA CORP PLC 3 0 0.00%
2 Quantum Fuel Systems Tech Worl 4 0 0.00%
3 RARE ELEMENT RES LTD 100 0 0.00%
4 ROYAL BK SCOTLAND GROUP PLC 15 0 0.00%
5 SONY GROUP CORP 10 0 0.00%
6 TIM PARTICIPACOES S A 5 0 0.00%
7 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 40 0 0.00%
8 Corinthian Colleges, Inc. 260 0 0.00%
9 ELECTRONIC ARTS INC 2 0 0.00%
10 KODIAK OIL & GAS CORP 25 0 0.00%
11 FOREST OIL CORP 200 0 0.00%
12 KRISPY KREME DOUGHNT 25 0 0.00%
13 GAIAM INC 51 0 0.00%
14 LIFE STORAGE INC 20 0 0.00%
15 LULULEMON ATHLETICA INC 490 0 0.00%
16 MALLINCKRODT PUB LTD CO 5 0 0.00%
17 Chimera Investment Corp REIT 65 0 0.00%
18 MARTHA STEWART LIVING OMNIME 108 0 0.00%
19 DIREXION SHS ETF TR 5 0 0.00%
20 Neo Performance Materials 100 0 0.00%
21 NANOMETRICS INC 20 0 0.00%
22 NU SKIN ENTERPRISES INC 6 0 0.00%
23 OI S.A. SPN ADR 312 0 0.00%
24 OI S A SPONSORED ADR 80 0 0.00%
25 PEREGRINE PHARMACEUTICALS IN 100 0 0.00%
26 ETFS PHYSICAL PLATINUM SHARES 10 1 0.00%
27 YAHOO INC 15 1 0.00%
28 TELEFONICA BRASIL SA 26 1 0.00%
29 Cimpress NV 30 1 0.00%
30 Adt Corp 20 1 0.00%
31 UNISYS CORP 32 1 0.00%
32 SUNTRUST BKS INC 29 1 0.00%
33 STMICROELECTRONICS N V 130 1 0.00%
34 AMERICAN INTL GROUP INC 68 1 0.00%
35 IAMGOLD CORP 180 1 0.00%
36 POWERSHARES ETF TRUST II 75 1 0.00%
37 ZIMMER BIOMET HLDGS INC 12 1 0.00%
38 BROOKFIELD PPTY PARTNERS L P 57 1 0.00%
39 C&J ENERGY SVCS INC 33 1 0.00%
40 CAPELLA EDUCATION 12 1 0.00%
41 CARLYLE GROUP L P 35 1 0.00%
42 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 429 1 0.00%
43 Nam Tai Property Inc 190 1 0.00%
44 MACATAWA BK CORP 200 1 0.00%
45 LUBYS INC COM 130 1 0.00%
46 LOGITECH INTL S A 100 1 0.00%
47 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
48 LIME ENERGY CO COM 357 1 0.00%
49 LAWSON PRODS INC COM 85 1 0.00%
50 KENNAMETAL INC 20 1 0.00%
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