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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
1051 CLEAN POWER CONCEPTS INC COM 2,000 0 0.00%
1052 CALL (UA) UNDER ARMOUR INC MAR 0 0 0.00% Call
1053 CALL (VIG) VANGUARD SPECIALIZE 0 0 0.00% Call
1054 WASHINGTON NAT GAS CO W VA 500 0 0.00%
1055 AMERICARE HEALTH SCAN INC COM 18 0 0.00%
1056 WORLD MOTO INC COM 3,500 0 0.00%
1057 KRISPY KREME DOUGHNT 25 0 0.00%
1058 PGMI INC 200 0 0.00%
1059 CALL (WM) WASTE MANAGEMENT INC 0 0 0.00% Call
1060 AMERICAN HOME MORTGAGE 22 0 0.00%
1061 Wellstar International Inc (NV) 7,500 0 0.00%
1062 CALL (IDV) ISHARES APR 19 14 $ 0 0 0.00% Call
1063 CALL (IDV) ISHARES APR 19 14 $ 0 0 0.00% Call
1064 DIREXION SHS ETF TR 5 0 0.00%
1065 CALL (HDV) ISHARES TRUST HIGH 0 0 0.00% Call
1066 CALL (JNJ) JOHNSON & JOHNSON A 0 0 0.00% Call
1067 NORTEL NETWORKS 127 0 0.00%
1068 KONINKLIJKE AHOLD NV-SP ADR 126 0 0.00%
1069 CALL (KMB) KIMBERLY CLARK CORP 2 0 0.00% Call
1070 Spyglass Resources 188 0 0.00%
1071 CALL (HDV) ISHARES TRUST HIGH 0 0 0.00% Call
1072 CALL (KMP) KINDER MORGAN ENERG 0 0 0.00% Call
1073 CALL (HCP) HCP INC COM APR 19 0 0 0.00% Call
1074 CALL (GE) GENERAL ELECTRIC CO 13 0 0.00% Call
1075 CALL (KO) COCA COLA CO FEB 22 0 0 0.00% Call
1076 CALL (KO) COCA COLA CO MAY 17 0 0 0.00% Call
1077 CALL (GE) GENERAL ELECTRIC CO 0 0 0.00% Call
1078 CALL (LEG) LEGGETT & PLATT INC 0 0 0.00% Call
1079 KODIAK OIL & GAS CORP 25 0 0.00%
1080 CALL (MCD) MCDONALDS CORP APR 3 0 0.00% Call
1081 CALL (FB) FACEBOOK INC COM MAR 0 0 0.00% Call
1082 PEREGRINE PHARMACEUTICALS IN 100 0 0.00%
1083 CALL (MCD) MCDONALDS CORP MAR 0 0 0.00% Call
1084 CALL (ETR) ENTERGY CORP NEW MA 0 0 0.00% Call
1085 Corinthian Colleges, Inc. 260 0 0.00%
1086 Evergreen Solar Inc 34 0 0.00%
1087 CALL (MMM) 3M COMPANY APR 19 1 0 0 0.00% Call
1088 CALL (ETR) ENTERGY CORP NEW MA 0 0 0.00% Call
1089 CALL (MO) ALTRIA GROUP INC MAR 1 0 0.00% Call
1090 SOVEREIGN LITHIUM INC COM 250 0 0.00%
1091 CALL (MO) ALTRIA GROUP INC MAR 0 0 0.00% Call
1092 CITADEL BROADCASTING 13 0 0.00%
1093 SURECARE INC COM 1,000 0 0.00%
1094 CALL (ETR) ENTERGY CORP NEW MA 0 0 0.00% Call
1095 NICO TELCOM INC XXX 50 0 0.00%
1096 CALL (ETR) ENTERGY CORP NEW JU 0 0 0.00% Call
1097 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 58 0 0.00%
1098 CALL (ETR) ENTERGY CORP NEW JU 3 0 0.00% Call
1099 CALL (EMR) EMERSON ELECTRIC CO 0 0 0.00% Call
Page 22 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 PROTHENA CORP PLC 3 0 0.00%
2 Quantum Fuel Systems Tech Worl 4 0 0.00%
3 RARE ELEMENT RES LTD 100 0 0.00%
4 ROYAL BK SCOTLAND GROUP PLC 15 0 0.00%
5 SONY GROUP CORP 10 0 0.00%
6 TIM PARTICIPACOES S A 5 0 0.00%
7 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 40 0 0.00%
8 Corinthian Colleges, Inc. 260 0 0.00%
9 ELECTRONIC ARTS INC 2 0 0.00%
10 KODIAK OIL & GAS CORP 25 0 0.00%
11 FOREST OIL CORP 200 0 0.00%
12 KRISPY KREME DOUGHNT 25 0 0.00%
13 GAIAM INC 51 0 0.00%
14 LIFE STORAGE INC 20 0 0.00%
15 LULULEMON ATHLETICA INC 490 0 0.00%
16 MALLINCKRODT PUB LTD CO 5 0 0.00%
17 Chimera Investment Corp REIT 65 0 0.00%
18 MARTHA STEWART LIVING OMNIME 108 0 0.00%
19 DIREXION SHS ETF TR 5 0 0.00%
20 Neo Performance Materials 100 0 0.00%
21 NANOMETRICS INC 20 0 0.00%
22 NU SKIN ENTERPRISES INC 6 0 0.00%
23 OI S.A. SPN ADR 312 0 0.00%
24 OI S A SPONSORED ADR 80 0 0.00%
25 PEREGRINE PHARMACEUTICALS IN 100 0 0.00%
26 ETFS PHYSICAL PLATINUM SHARES 10 1 0.00%
27 YAHOO INC 15 1 0.00%
28 TELEFONICA BRASIL SA 26 1 0.00%
29 Cimpress NV 30 1 0.00%
30 Adt Corp 20 1 0.00%
31 UNISYS CORP 32 1 0.00%
32 SUNTRUST BKS INC 29 1 0.00%
33 STMICROELECTRONICS N V 130 1 0.00%
34 AMERICAN INTL GROUP INC 68 1 0.00%
35 IAMGOLD CORP 180 1 0.00%
36 POWERSHARES ETF TRUST II 75 1 0.00%
37 ZIMMER BIOMET HLDGS INC 12 1 0.00%
38 BROOKFIELD PPTY PARTNERS L P 57 1 0.00%
39 C&J ENERGY SVCS INC 33 1 0.00%
40 CAPELLA EDUCATION 12 1 0.00%
41 CARLYLE GROUP L P 35 1 0.00%
42 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 429 1 0.00%
43 Nam Tai Property Inc 190 1 0.00%
44 MACATAWA BK CORP 200 1 0.00%
45 LUBYS INC COM 130 1 0.00%
46 LOGITECH INTL S A 100 1 0.00%
47 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
48 LIME ENERGY CO COM 357 1 0.00%
49 LAWSON PRODS INC COM 85 1 0.00%
50 KENNAMETAL INC 20 1 0.00%
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