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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
251 ORACLE CORP 2,794 114 0.05%
252 MORGAN STANLEY 3,618 113 0.05%
253 NUVEEN MICH QUALITY MUN INCO 8,279 112 0.05%
254 PLAINS ALL AMERN PIPELINE L 2,040 112 0.05%
255 ISHARES TR 1,010 112 0.05%
256 SPIRIT RLTY CAP INC NEW 10,089 111 0.05%
257 KINDER MORGAN INC DEL 3,400 110 0.05%
258 ISHARES TR 2,649 110 0.05%
259 MAGELLAN MIDSTREAM PRTNRS LP 1,560 109 0.05%
260 MGM RESORTS INTERNATIONAL 4,200 109 0.05%
261 ROYAL DUTCH SHELL PLC 1,476 108 0.05%
262 Archer-Daniels-Midland 2,500 108 0.05%
263 American States Water Co 3,325 107 0.04%
264 WESTPORT FUEL SYSTEMS INC 7,350 106 0.04%
265 AMEREN CORP 2,550 105 0.04%
266 NATIONAL FUEL GAS CO N J 1,477 103 0.04%
267 ISHARES TR 1,263 103 0.04%
268 ISHARES TR 863 103 0.04%
269 CONAGRA BRANDS INC 3,300 102 0.04%
270 JPMORGAN CHASE & CO 1,660 101 0.04%
271 Alliant Energy Corp 1,715 97 0.04%
272 PHILIP MORRIS INTL INC 1,189 97 0.04%
273 E M C CORP MASS COM 3,508 96 0.04%
274 SELECT SECTOR SPDR TR 2,188 94 0.04%
275 POWERSHARES ETF TRUST 1,657 94 0.04%
276 ISHARES RUSSELL 2000 GROWTH ETF 681 93 0.04%
277 ISHARES TR 1,372 93 0.04%
278 ISHARES NASDAQ BIOTECHNOLOGY ETF 83 93 0.04%
279 ISHARES TR 1,113 93 0.04%
280 WERNER ENTERPRISES INC 3,600 92 0.04%
281 SIRIUS XM HOLDINGS INC 28,300 91 0.04%
282 PIMCO ETF TR 841 90 0.04%
283 FREEPORT-MCMORAN INC 2,714 90 0.04%
284 COMCAST CORP NEW 1,788 89 0.04%
285 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 5,186 89 0.04%
286 AMBEV SA 11,915 88 0.04%
287 PATTERSON COS INC 2,095 87 0.04%
288 BRISTOL MYERS SQUIBB CO 1,637 85 0.04%
289 COACH INC 1,689 84 0.04%
290 FMC TECHNOLOGIES INC 1,600 84 0.04%
291 DTE ENERGY CO 1,116 83 0.03%
292 VANGUARD WORLD FD 913 83 0.03%
293 Crestwood Equity Partners LP 6,000 83 0.03%
294 HUNT J B TRANS SVCS INC 1,148 83 0.03%
295 WILLIAMS COS INC DEL 2,000 81 0.03%
296 STANLEY BLACK &DECKER INC 1,000 81 0.03%
297 SPDR INDEX SHS FDSDJ GLB RL ES ETF 1,841 80 0.03%
298 RESMED INC 1,800 80 0.03%
299 POWERSHARES ETF TRUST 3,832 79 0.03%
300 EOG RES INC 781 77 0.03%
Page 6 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 PROTHENA CORP PLC 3 0 0.00%
2 Quantum Fuel Systems Tech Worl 4 0 0.00%
3 RARE ELEMENT RES LTD 100 0 0.00%
4 ROYAL BK SCOTLAND GROUP PLC 15 0 0.00%
5 SONY GROUP CORP 10 0 0.00%
6 TIM PARTICIPACOES S A 5 0 0.00%
7 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 40 0 0.00%
8 Corinthian Colleges, Inc. 260 0 0.00%
9 ELECTRONIC ARTS INC 2 0 0.00%
10 KODIAK OIL & GAS CORP 25 0 0.00%
11 FOREST OIL CORP 200 0 0.00%
12 KRISPY KREME DOUGHNT 25 0 0.00%
13 GAIAM INC 51 0 0.00%
14 LIFE STORAGE INC 20 0 0.00%
15 LULULEMON ATHLETICA INC 490 0 0.00%
16 MALLINCKRODT PUB LTD CO 5 0 0.00%
17 Chimera Investment Corp REIT 65 0 0.00%
18 MARTHA STEWART LIVING OMNIME 108 0 0.00%
19 DIREXION SHS ETF TR 5 0 0.00%
20 Neo Performance Materials 100 0 0.00%
21 NANOMETRICS INC 20 0 0.00%
22 NU SKIN ENTERPRISES INC 6 0 0.00%
23 OI S.A. SPN ADR 312 0 0.00%
24 OI S A SPONSORED ADR 80 0 0.00%
25 PEREGRINE PHARMACEUTICALS IN 100 0 0.00%
26 ETFS PHYSICAL PLATINUM SHARES 10 1 0.00%
27 YAHOO INC 15 1 0.00%
28 TELEFONICA BRASIL SA 26 1 0.00%
29 Cimpress NV 30 1 0.00%
30 Adt Corp 20 1 0.00%
31 UNISYS CORP 32 1 0.00%
32 SUNTRUST BKS INC 29 1 0.00%
33 STMICROELECTRONICS N V 130 1 0.00%
34 AMERICAN INTL GROUP INC 68 1 0.00%
35 IAMGOLD CORP 180 1 0.00%
36 POWERSHARES ETF TRUST II 75 1 0.00%
37 ZIMMER BIOMET HLDGS INC 12 1 0.00%
38 BROOKFIELD PPTY PARTNERS L P 57 1 0.00%
39 C&J ENERGY SVCS INC 33 1 0.00%
40 CAPELLA EDUCATION 12 1 0.00%
41 CARLYLE GROUP L P 35 1 0.00%
42 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 429 1 0.00%
43 Nam Tai Property Inc 190 1 0.00%
44 MACATAWA BK CORP 200 1 0.00%
45 LUBYS INC COM 130 1 0.00%
46 LOGITECH INTL S A 100 1 0.00%
47 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
48 LIME ENERGY CO COM 357 1 0.00%
49 LAWSON PRODS INC COM 85 1 0.00%
50 KENNAMETAL INC 20 1 0.00%
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