Dark
Light
System
Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
1 JDS UNIPHASE CORP COM PAR $0.001 256 4 0.00%
2 REVOLUTION LIGHTING TECHNOLO COM 500 2 0.00%
3 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 4,325 32 0.01%
4 FRONTLINE LTD ORD 760 3 0.00%
5 LIFE STORAGE INC 20 0 0.00%
6 OI S.A. SPN ADR 312 0 0.00%
7 PEABODY ENERGY CORP 1,181 19 0.01%
8 Williams Partners Lp 400 20 0.01%
9 3-D SYS CORP DEL 2,960 175 0.07%
10 3M CO 2,710 368 0.15%
11 51JOB INC SP ADR REP COM 479 34 0.01%
12 ABBVIE INC 36,868 1,895 0.80%
13 ACCENTURE PLC IRELAND 406 32 0.01%
14 ACE LTD 364 36 0.02%
15 ACUITY BRANDS INC 130 17 0.01%
16 ACUSPHERE INC COM NEW 55 0 0.00%
17 ADOBE INC 100 7 0.00%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.03%
19 ADVENT CLAYMORE CV SECS & INCORPORATED 300 6 0.00%
20 ADVENT CLAYMORE ENH GRW & IN 325 3 0.00%
21 ADVISORSHARES TR 62 3 0.00%
22 ADVISORSHARES TRUST NEWFLT MULSINC ETF 1,521 76 0.03%
23 AEGON N V 221 2 0.00%
24 AETNA INC NEW 415 31 0.01%
25 AFLAC Inc 7,561 477 0.20%
26 AGL Resources 100 5 0.00%
27 AGRIUM INC 150 15 0.01%
28 AK STL HLDG CORP 3,245 23 0.01%
29 AKAMAI TECHNOLOGIES INC 400 23 0.01%
30 AKZO NOBEL NV-ADR 75 2 0.00%
31 ALLIANCE RES PARTNER L P 28,148 2,368 0.99%
32 ALLIANCEBERNSTEIN GLOBAL HIG 2,205 33 0.01%
33 ALLIANCEBERNSTEIN HLDG L P 600 15 0.01%
34 ALPS ETF TR 95,086 1,679 0.70%
35 ALPS ETF TR 300 9 0.00%
36 ALTRIA GROUP INC 43,314 1,621 0.68%
37 AMBEV SA 11,915 88 0.04%
38 AMEREN CORP 2,550 105 0.04%
39 AMERICAN ELECTRIC POWER 4,304 218 0.09%
40 AMERICAN HOME MORTGAGE 22 0 0.00%
41 AMERICAN LD LEASE INC PFDSER A 250 6 0.00%
42 AMERICAN RLTY CAP PPTYS INC 61,322 860 0.36%
43 AMERICAN RLTY CAP PPTYS INC PF 9,752 222 0.09%
44 AMERICARE HEALTH SCAN INC COM 18 0 0.00%
45 AMETEK INC 1,350 70 0.03%
46 AMGEN INC 308 38 0.02%
47 ANADARKO PETROLE 205 17 0.01%
48 ANHEUSER BUSCH INBEV SA/NV 200 21 0.01%
49 ANIKA THERAPEUTICS INC 325 13 0.01%
50 ANNALY CAP MGMT INC 18,388 202 0.08%
Page 1 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
151 FISERV INC 5,850 332 0.14%
152 HUNTINGTON BANCSHARES INC 33,270 332 0.14%
153 SYSCO CORP 8,900 322 0.14%
154 VANGUARD SCOTTSDALE FDS 5,053 308 0.13%
155 AIR PRODS & CHEMS INC 2,498 297 0.13%
156 SPECTRA ENERGY PARTNERS LP 5,952 291 0.12%
157 VANGUARD WORLD FDS 2,619 290 0.12%
158 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 3,062 289 0.12%
159 INTEL CORP 11,120 287 0.12%
160 PIEDMONT OFFICE REALTY TR INC COM CL A 16,036 275 0.12%
161 PFIZER INC 8,484 273 0.12%
162 BAKER HUGHES INC 4,103 267 0.11%
163 ISHARES TR 2,168 261 0.11%
164 STRATASYS LTD 2,400 255 0.11%
165 STERICYCLE INC 2,200 250 0.11%
166 FIRST TRUST EXCH TRADED FUND 2 ENERGY ALPHADX ETF 9,500 249 0.11%
167 EBAY INC 4,486 248 0.10%
168 Walgreens 3,679 243 0.10%
169 FEDEX CORP 1,799 238 0.10%
170 ISHARES TR 966 228 0.10%
171 VANGUARD INDEX FDS 2,638 224 0.09%
172 CHEVRON CORP NEW 1,872 223 0.09%
173 ISHARES TR 2,632 222 0.09%
174 ILLINOIS TOOL WKS INC 2,722 221 0.09%
175 AMERICAN ELEC PWR INC 4,304 218 0.09%
176 VANGUARD SCOTTSDALE FDS 3,326 211 0.09%
177 UNITED STATES STL CORP NEW 7,547 208 0.09%
178 ENTERPRISE PRODS PARTNERS L 2,966 206 0.09%
179 HELIX ENERGY SOLUTIONS GRP INC COM 8,970 206 0.09%
180 ANNALY CAP MGMT INC 18,388 202 0.09%
181 WAL-MART STORES INC 2,625 201 0.09%
182 CINTAS CORP 3,300 197 0.08%
183 POTASH CORP SASK INC 5,400 196 0.08%
184 WELLS FARGO & CO NEW 3,898 194 0.08%
185 TARGET CORP 3,179 192 0.08%
186 TOTAL S A 2,900 190 0.08%
187 ISHARES TR 1,669 189 0.08%
188 FIFTH THIRD BANCORP 8,151 187 0.08%
189 CISCO SYS INC 8,332 187 0.08%
190 ABBOTT LABS 4,859 187 0.08%
191 ISHARES TR 1,743 185 0.08%
192 HESS CORP 2,217 184 0.08%
193 ROYAL DUTCH SHELL PLC 2,330 182 0.08%
194 BAXTER INTL INC 2,414 178 0.08%
195 HSBC HLDGS PLC 6,900 176 0.07%
196 ISHARES TR 2,054 176 0.07%
197 ISHARES TR 3,431 175 0.07%
198 3-D SYS CORP DEL 2,960 175 0.07%
199 RETAIL PPTYS AMER INC CL A 12,870 174 0.07%
200 INTERNATIONAL BUSINESS MACHS 900 173 0.07%
Page 4 of 19