| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,327,521 | 13,514,000 | 38.29% | ||
| 2 | MORGAN STANLEY | 415,637 | 4,235,000 | 12.00% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 406,996 | 4,147,000 | 11.75% | ||
| 4 | Bulldog Investors, LLP | 343,787 | 3,503,000 | 9.93% | ||
| 5 | DEUTSCHE BANK AG\ | 180,481 | 1,838,000 | 5.21% | ||
| 6 | Invesco Ltd. | 139,063 | 1,417,000 | 4.01% | ||
| 7 | AQR CAPITAL MANAGEMENT LLC | 136,783 | 1,394,000 | 3.95% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 79,589 | 811,000 | 2.30% | ||
| 9 | CORNERSTONE ADVISORS INC | 71,551 | 728,000 | 2.06% | ||
| 10 | SG Americas Securities, LLC | 69,780 | 710,000 | 2.01% | ||
| 11 | DOLIVER ADVISORS, LP | 61,927 | 631,000 | 1.79% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 50,449 | 514,000 | 1.46% | ||
| 13 | WELLS FARGO & COMPANY/MN | 45,047 | 459,000 | 1.30% | ||
| 14 | Thomas J. Herzfeld Advisors, Inc. | 26,901 | 274,000 | 0.78% | ||
| 15 | ROBINSON CAPITAL MANAGEMENT, LLC | 23,017 | 235,000 | 0.67% | ||
| 16 | SHEPHERD KAPLAN KROCHUK, LLC | 14,200 | 145,000 | 0.41% | ||
| 17 | LPL Financial LLC | 13,113 | 134,000 | 0.38% | ||
| 18 | OPPENHEIMER & CO INC | 11,450 | 117,000 | 0.33% | ||
| 19 | SUSQUEHANNA TRUST & INVESTMENT CO | 11,190 | 114,000 | 0.32% | ||
| 20 | GARRISON BRADFORD & ASSOCIATES INC | 10,500 | 107,000 | 0.30% | ||
| 21 | ROYAL BANK OF CANADA | 8,037 | 82,000 | 0.23% | ||
| 22 | CITIGROUP INC | 5,500 | 56,000 | 0.16% | ||
| 23 | AMERICAN INTERNATIONAL GROUP, INC. | 3,900 | 39,737 | 0.11% | ||
| 24 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,405 | 35,000 | 0.10% | ||
| 25 | Hudock, Inc. | 3,244 | 33,000 | 0.09% | ||
| 26 | UBS AG | 770 | 8,000 | 0.02% | ||
| 27 | Capital Analysts, LLC | 750 | 7,641 | 0.02% | ||
| 28 | Regal Investment Advisors LLC | 325 | 3,000 | 0.01% | ||
| 29 | WFG Advisors, LP | 224 | 2,000 | 0.01% | ||
| 30 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
