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ADVENT CLAYMORE CV SECS & INCORPORATED
ADVENT CLAYMORE CV SECS & INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 45 Institutional holders with a total value of $72,713,932.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 537,816 9,993,000 13.74%
2 Windsor Capital Management, LLC 460,540 8,557,000 11.77%
3 GUGGENHEIM CAPITAL LLC 420,951 7,822,000 10.76%
4 WELLS FARGO & COMPANY/MN 381,415 7,086,000 9.75%
5 PARAMETRIC PORTFOLIO ASSOCIATES LLC 361,200 6,711,000 9.23%
6 AMERIPRISE FINANCIAL INC 265,464 4,939,000 6.79%
7 MORGAN STANLEY 232,204 4,314,000 5.93%
8 EATON VANCE MANAGEMENT 205,871 4,144,000 5.70%
9 CREDIT SUISSE AG/ 173,821 3,230,000 4.44%
10 Formidable Asset Management, LLC 145,872 2,650,000 3.64%
11 Invesco Ltd. 116,160 2,158,000 2.97%
12 LPL Financial LLC 80,388 1,494,000 2.05%
13 Capital Investment Advisors, LLC 71,390 1,326,418 1.82%
14 RAYMOND JAMES & ASSOCIATES 70,703 1,314,000 1.81%
15 Thomas J. Herzfeld Advisors, Inc. 62,527 1,162,000 1.60%
16 Raymond James Financial Services Advisors, Inc. 49,252 915,000 1.26%
17 FIRST TRUST ADVISORS LP 45,998 855,000 1.18%
18 UBS AG 29,358 545,000 0.75%
19 AQR CAPITAL MANAGEMENT LLC 28,110 522,000 0.72%
20 Shaker Financial Services, LLC 25,813 480,000 0.66%
21 BANK OF AMERICA CORP /DE/ 24,792 460,000 0.63%
22 DOLIVER ADVISORS, LP 14,587 271,000 0.37%
23 Janney Montgomery Scott LLC 13,100 243,398 0.33%
24 STEEL GROVE CAPITAL ADVISORS, LLC 13,058 243,000 0.33%
25 Beacon Capital Management, Inc. 11,225 209,000 0.29%
26 Arete Wealth Advisors, LLC 10,928 203,000 0.28%
27 UNITED CAPITAL FINANCIAL ADVISORS, LLC 10,756 200,000 0.28%
28 D.A. DAVIDSON & CO. 9,360 173,000 0.24%
29 ROYAL BANK OF CANADA 7,245 135,000 0.19%
30 WHITTIER TRUST CO 6,416 119,000 0.16%
31 AMERICAN INTERNATIONAL GROUP, INC. 4,834 89,816 0.12%
32 BANK OF MONTREAL /CAN/ 1,500 28,000 0.04%
33 ALLIANCEBERNSTEIN L.P. 1,457 27,000 0.04%
34 DEUTSCHE BANK AG\ 1,276 23,000 0.03%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,152 21,000 0.03%
36 B. Riley Wealth Management, Inc. 399 7,000 0.01%
37 MUFG Americas Holdings Corp 387 7,000 0.01%
38 Bartlett & Co. LLC 382 7,000 0.01%
39 Winch Advisory Services, LLC 369 7,000 0.01%
40 Tower Research Capital LLC (TRC) 315 6,000 0.01%
41 Regal Investment Advisors LLC 300 6,000 0.01%
42 CITIGROUP INC 250 5,000 0.01%
43 North Star Investment Management Corp. 200 4,000 0.01%
44 Capital Analysts, LLC 70 1,300 0.00%
45 First Horizon Advisors, Inc. 42 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.