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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
151 NUVEEN VIRGINIA QLTY MUNCPL 36,295 484 0.06%
152 National Australia Bank ADR 3,960 204 0.03%
153 Nuveen Build America Bond Fund 137,425 2,817 0.37%
154 Nuveen Build America Bond Oppo 231,443 4,983 0.66%
155 OLIN CORP 46,441 1,250 0.17%
156 OMEGA HEALTHCARE INVS INC 71,140 2,622 0.35%
157 ORACLE CORPORATION 6,683 271 0.04%
158 Oaktree Cap Grp Llc 4,125 206 0.03%
159 Oneok Partners LP 35,156 2,060 0.27%
160 PAR PACIFIC HOLDINGS INC 10,010 203 0.03%
161 PENNANTPARK INVT CORP 57,840 663 0.09%
162 PEPSICO INC 4,940 441 0.06%
163 PETROLEO BRASILEIRO SA PETRO 10,000 146 0.02%
164 PEYTO EXPLORATION & DEV CORP 19,922 749 0.10%
165 PFIZER INC 69,703 2,069 0.27%
166 PHILLIPS 66 7,802 628 0.08%
167 PLAINS ALL AMERN PIPELINE L 86,990 5,224 0.69%
168 POTASH CORP SASK INC 207,400 7,873 1.05%
169 PROCTER AND GAMBLE CO 6,957 547 0.07%
170 PROSHARES TR 12,955 597 0.08%
171 PROSHARES ULTRASHORT EURO ETF 16,700 285 0.04%
172 PROSPERITY BANCSHARES INC 7,369 461 0.06%
173 PowerShares CEF Income Composi 43,710 1,115 0.15%
174 PowerShares Preferred 26,730 391 0.05%
175 Powershares QQQ Trust 20,675 1,942 0.26%
176 RACKSPACE HOSTING INC 27,575 928 0.12%
177 REDWOOD TR INC 33,570 654 0.09%
178 ROUNDYS INC 25,000 138 0.02%
179 ROYAL DUTCH SHELL PLC 4,024 331 0.04%
180 RUSH ENTERPRISES INC CL A 11,650 404 0.05%
181 RYDEX ETF TRUST 105,712 8,109 1.08%
182 S&P MidCap 400 Spdrs 829 216 0.03%
183 SAN JUAN BASIN RTY TR 383,311 7,394 0.98%
184 SEAGATE TECHNOLOGY SHS 4,325 246 0.03%
185 SPDR S&P 500 Fund 10,315 2,019 0.27%
186 STARWOOD PPTY TR INC 25,560 608 0.08%
187 SUSSER PETROLEUM PARTNERS LP 12,950 608 0.08%
188 SYMANTEC CORP 248,215 5,684 0.75%
189 TALLGRASS ENERGY PAR 300,413 11,656 1.55%
190 TARGA RESOURCES 17,505 1,259 0.17%
191 TC PIPELINES LP 12,600 651 0.09%
192 TOOTIE PIE CO LTD 17,300 1 0.00%
193 TOWERSTREAM CORP 176,950 343 0.05%
194 TRANSOCEAN INC NEW F 119,759 5,393 0.72%
195 TUPPERWARE BRANDS CORP 6,640 556 0.07%
196 Teekay LNG Partners LP 315,263 14,546 1.93%
197 Telstra Corp ADR 40,559 998 0.13%
198 Texas Capital Bancshares Inc 22,000 1,187 0.16%
199 UNION PAC CORP 3,200 319 0.04%
200 VANGUARD INDEX FDS 5,450 638 0.08%
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New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc 1,004,467 38,511 5.45%
2 KINDER MORGAN MANAGEMENT LLC 376,257 35,425 5.01%
3 GAMCO GLOBAL GOLD NAT RES & 2,512,857 23,244 3.29%
4 Kinder Morgan Inc. 248,916 23,219 3.29%
5 ABERDEEN ASIA PACIFIC INCOM 3,347,560 19,751 2.80%
6 EXXON MOBIL CORP 172,530 16,226 2.30%
7 TALLGRASS ENERGY PAR 340,344 15,421 2.18%
8 Goldman Sachs Ser D 753,672 15,089 2.14%
9 Alliance Bernstein Income Fund 2,011,715 15,088 2.14%
10 Teekay LNG Partners LP 313,057 13,637 1.93%
11 SENIOR HOUSING PROPERTIES TRUST 606,100 12,680 1.79%
12 NUVEEN PREM INCOME MUN FD 2 915,224 12,584 1.78%
13 NUVEEN PREM INCOME MUN FD 937,588 12,564 1.78%
14 BLACKROCK CR ALLOCATION INCO 940,500 12,518 1.77%
15 Enbridge Energy Management LLC 313,063 11,649 1.65%
16 NUVEEN AMT FREE QLTY MUN INC 785,944 10,634 1.50%
17 NUVEEN MUN OPPTY FD INC 743,791 10,599 1.50%
18 Enbridge Energy Partners LP 252,741 9,819 1.39%
19 NUVEEN QUALITY MUN FD INC 757,276 9,799 1.39%
20 MORGAN STANLEY 6.875% PFD FIX 369,190 9,647 1.37%
21 Crestwood Midstream Partners LP 424,270 9,618 1.36%
22 CLOUGH GLOBAL OPPORTUNIT 747,915 8,923 1.26%
23 GAMCO NAT RES GOLD & INCOME 867,161 8,455 1.20%
24 FLAHERTY CRUMRINE PFD SECS 432,437 8,350 1.18%
25 RYDEX ETF TRUST 106,062 8,038 1.14%
26 SAN JUAN BASIN RTY TR 422,952 8,036 1.14%
27 BLACKROCK TAXABL MUNI BN 381,745 8,024 1.14%
28 Flaherty and Crumrine Dynamic 353,401 7,983 1.13%
29 CISCO SYS INC 311,946 7,852 1.11%
30 GENERAL ELECTRIC CO 303,072 7,765 1.10%
31 MICROSOFT CORP 167,347 7,758 1.10%
32 WESTPAC BKG CORP 268,668 7,552 1.07%
33 ADVENT CLAYMORE CV SECS & IN 429,040 7,440 1.05%
34 POTASH CORP SASK INC 210,670 7,281 1.03%
35 NEWMONT CORP 309,755 7,140 1.01%
36 ENTERPRISE PRODS PARTNERS L 165,917 6,686 0.95%
37 HATTERAS FINL CORP COM 364,429 6,545 0.93%
38 MERCK & CO INC 108,239 6,416 0.91%
39 KINDER MORGAN INC 17WTS EXP 05 1,758,644 6,401 0.91%
40 SYMANTEC CORP 251,260 5,907 0.84%
41 NUVEEN SELECT QUALITY MUN FD 424,075 5,797 0.82%
42 ALLIANZGI CONV & INCOME FD 580,207 5,541 0.78%
43 NUVEEN PREMIER MUN INCOME FD COM 403,511 5,427 0.77%
44 AT&T Inc New 153,892 5,423 0.77%
45 CHESAPEAKE ENERGY CORP 235,425 5,412 0.77%
46 INTEL CORP 146,887 5,115 0.72%
47 PLAINS ALL AMERN PIPELINE L 86,446 5,088 0.72%
48 Wendy's Co Class A 615,697 5,086 0.72%
49 Nuveen Build America Bond Oppo 231,236 4,902 0.69%
50 STAPLES INC 387,006 4,683 0.66%
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