| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,806,570 | 24,696,000 | 29.86% | ||
| 2 | MORGAN STANLEY | 548,567 | 7,498,000 | 9.07% | ||
| 3 | Oxbow Advisors, LLC | 424,075 | 5,797,000 | 7.01% | ||
| 4 | OAK HILL ADVISORS LP | 370,926 | 5,071,000 | 6.13% | ||
| 5 | Invesco Ltd. | 336,139 | 4,595,000 | 5.56% | ||
| 6 | 1607 Capital Partners, LLC | 239,477 | 3,274,000 | 3.96% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 236,207 | 3,229,000 | 3.90% | ||
| 8 | UBS AG | 225,804 | 3,087,000 | 3.73% | ||
| 9 | Global Endowment Management, LP | 222,020 | 3,035,000 | 3.67% | ||
| 10 | BB&T SECURITIES, LLC | 17,850 | 2,440,000 | 2.95% | ||
| 11 | NEW VERNON INVESTMENT MANAGEMENT LLC | 150,000 | 2,051,000 | 2.48% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 149,381 | 2,042,000 | 2.47% | ||
| 13 | COHEN & STEERS, INC. | 126,420 | 1,728,000 | 2.09% | ||
| 14 | PNC FINANCIAL SERVICES GROUP, INC. | 121,834 | 1,666,000 | 2.01% | ||
| 15 | AQR CAPITAL MANAGEMENT LLC | 107,633 | 1,471,000 | 1.78% | ||
| 16 | GOLDMAN SACHS GROUP INC | 97,953 | 1,339,000 | 1.62% | ||
| 17 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 88,427 | 1,209,000 | 1.46% | ||
| 18 | GOODWIN DANIEL L | 49,758 | 680,000 | 0.82% | ||
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 42,091 | 575,000 | 0.70% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 40,697 | 556,000 | 0.67% | ||
| 21 | DOLIVER ADVISORS, LP | 40,525 | 554,000 | 0.67% | ||
| 22 | WELLS FARGO & COMPANY/MN | 39,350 | 538,000 | 0.65% | ||
| 23 | CORNERSTONE ADVISORS INC | 37,570 | 514,000 | 0.62% | ||
| 24 | VAN ECK ASSOCIATES CORP | 37,500 | 513,000 | 0.62% | ||
| 25 | Essex Financial Services, Inc. | 34,610 | 473,000 | 0.57% | ||
| 26 | Private Advisor Group, LLC | 34,373 | 470,000 | 0.57% | ||
| 27 | Advisors Asset Management, Inc. | 31,429 | 430,000 | 0.52% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 22,105 | 302,000 | 0.37% | ||
| 29 | INVESTMENT CENTERS OF AMERICA INC | 21,913 | 300,000 | 0.36% | ||
| 30 | BENJAMIN F. EDWARDS & COMPANY, INC. | 18,590 | 254,000 | 0.31% | ||
| 31 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,881 | 231,000 | 0.28% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 16,750 | 228,973 | 0.28% | ||
| 33 | VICUS CAPITAL | 16,130 | 220,000 | 0.27% | ||
| 34 | HOLLENCREST CAPITAL MANAGEMENT | 16,100 | 220,000 | 0.27% | ||
| 35 | WEDBUSH SECURITIES INC | 14,986 | 205,000 | 0.25% | ||
| 36 | Tradewinds Capital Management, LLC | 12,400 | 170,000 | 0.21% | ||
| 37 | CAPTRUST FINANCIAL ADVISORS | 12,083 | 165,000 | 0.20% | ||
| 38 | Robert W. Baird & Co. Inc | 11,717 | 160,000 | 0.19% | SH | |
| 39 | Thomas J. Herzfeld Advisors, Inc. | 7,200 | 98,000 | 0.12% | ||
| 40 | DELTA ASSET MANAGEMENT LLC/TN | 7,000 | 96,000 | 0.12% | ||
| 41 | CITIGROUP INC | 6,509 | 89,000 | 0.11% | ||
| 42 | NEW ENGLAND SECURITIES CORP /MA/ | 5,000 | 68,000 | 0.08% | ||
| 43 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,750 | 65,000 | 0.08% | ||
| 44 | SECURITY NATIONAL TRUST CO | 3,749 | 51,000 | 0.06% | ||
| 45 | Apriem Advisors | 3,500 | 48,000 | 0.06% | ||
| 46 | US BANCORP \DE\ | 3,253 | 44,000 | 0.05% | ||
| 47 | ROYAL BANK OF CANADA | 2,866 | 39,000 | 0.05% | ||
| 48 | OPTIMUM INVESTMENT ADVISORS | 1,825 | 25,000 | 0.03% | ||
| 49 | First City Capital Management, Inc. | 1,400 | 19,138 | 0.02% | ||
| 50 | Creative Planning | 1,400 | 19,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
