| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 5,907,443 | 78,628,000 | 14.16% | ||
| 2 | Relative Value Partners, LLC | 4,871,163 | 64,835,000 | 11.68% | ||
| 3 | Saba Capital Management, L.P. | 3,734,621 | 49,708,000 | 8.95% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,225,278 | 42,928,000 | 7.73% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 2,559,026 | 34,061,000 | 6.13% | ||
| 6 | 1607 Capital Partners, LLC | 1,549,159 | 20,619,000 | 3.71% | ||
| 7 | MORGAN STANLEY | 1,509,606 | 20,093,000 | 3.62% | ||
| 8 | Karpus Management, Inc. | 1,450,519 | 19,306,000 | 3.48% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,369,857 | 18,233,000 | 3.28% | ||
| 10 | UBS AG | 1,315,222 | 17,506,000 | 3.15% | ||
| 11 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,190,385 | 15,844,000 | 2.85% | ||
| 12 | SIT INVESTMENT ASSOCIATES INC | 1,111,460 | 14,794,000 | 2.66% | ||
| 13 | Spectrum Asset Management, Inc. | 1,105,193 | 14,710,000 | 2.65% | ||
| 14 | Invesco Ltd. | 994,151 | 13,232,000 | 2.38% | ||
| 15 | Oxbow Advisors, LLC | 940,500 | 12,518,000 | 2.25% | ||
| 16 | ROYAL BANK OF CANADA | 809,542 | 10,775,000 | 1.94% | ||
| 17 | AQR CAPITAL MANAGEMENT LLC | 726,483 | 9,669,000 | 1.74% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 725,400 | 9,656,000 | 1.74% | ||
| 19 | NWAM LLC | 647,671 | 8,620,000 | 1.55% | ||
| 20 | BESSEMER GROUP INC | 511,890 | 6,813,000 | 1.23% | ||
| 21 | M&R CAPITAL MANAGEMENT INC | 355,727 | 4,735,000 | 0.85% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 343,000 | 4,565,000 | 0.82% | ||
| 23 | MID CONTINENT CAPITAL LLC/IL | 321,426 | 4,278,000 | 0.77% | ||
| 24 | THIRD AVENUE MANAGEMENT LLC | 263,340 | 3,505,000 | 0.63% | ||
| 25 | Carlson Capital, L.P. | 260,000 | 3,461,000 | 0.62% | ||
| 26 | DIALECTIC CAPITAL MANAGEMENT, LP | 256,921 | 3,420,000 | 0.62% | ||
| 27 | 1832 Asset Management L.P. | 252,396 | 3,363,000 | 0.61% | ||
| 28 | BlackRock Group LTD | 251,598 | 3,349,000 | 0.60% | ||
| 29 | LPL Financial LLC | 249,129 | 3,317,000 | 0.60% | ||
| 30 | Nuveen Asset Management, LLC | 220,900 | 2,940,000 | 0.53% | ||
| 31 | Horizon Kinetics LLC | 209,298 | 2,785,000 | 0.50% | ||
| 32 | ALLSTATE CORP | 204,412 | 2,721,000 | 0.49% | ||
| 33 | Thomas J. Herzfeld Advisors, Inc. | 187,746 | 2,499,000 | 0.45% | ||
| 34 | Index Management Solutions, LLC | 180,601 | 2,404,000 | 0.43% | ||
| 35 | Independence Trust CO | 161,286 | 2,147,000 | 0.39% | ||
| 36 | Kamunting Street Capital Management, L.P. | 117,447 | 1,563,000 | 0.28% | ||
| 37 | Global Endowment Management, LP | 100,000 | 1,331,000 | 0.24% | ||
| 38 | VSR Financial Services, Inc. | 94,264 | 1,255,000 | 0.23% | ||
| 39 | Advisors Asset Management, Inc. | 86,619 | 1,153,000 | 0.21% | ||
| 40 | FIRST TRUST ADVISORS LP | 84,457 | 1,124,000 | 0.20% | ||
| 41 | FIRST FOUNDATION ADVISORS | 62,410 | 831,000 | 0.15% | ||
| 42 | PARK NATIONAL CORP /OH/ | 62,125 | 826,884 | 0.15% | ||
| 43 | Narwhal Capital Management | 61,022 | 812,000 | 0.15% | ||
| 44 | BARCLAYS PLC | 59,376 | 772,000 | 0.14% | ||
| 45 | Shaker Financial Services, LLC | 56,352 | 750,000 | 0.14% | ||
| 46 | DOLIVER ADVISORS, LP | 56,081 | 746,000 | 0.13% | ||
| 47 | HighTower Advisors, LLC | 54,803 | 729,000 | 0.13% | ||
| 48 | BNP PARIBAS FINANCIAL MARKETS | 54,312 | 722,893 | 0.13% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 51,768 | 689,032 | 0.12% | ||
| 50 | STEPHENS INC /AR/ | 50,672 | 674,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
