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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 Alliance Bernstein Income Fund 2,882,381 21,676 2.88%
2 ABERDEEN ASIA PACIFIC INCOM 2,778,762 17,451 2.32%
3 KINDER MORGAN INC 17WTS EXP 05 2,437,505 6,776 0.90%
4 GAMCO GLOBAL GOLD NAT RES & 2,337,631 25,667 3.41%
5 Kinder Morgan Inc 1,039,182 37,681 5.01%
6 NUVEEN PREM INCOME MUN FD 940,948 12,787 1.70%
7 BLACKROCK CR ALLOCATION INCO 936,975 12,883 1.71%
8 NUVEEN PREM INCOME MUN FD 2 905,872 12,537 1.67%
9 GAMCO NAT RES GOLD & INCOME 866,502 9,982 1.33%
10 CLOUGH GLOBAL OPPORTUNIT 851,258 11,066 1.47%
11 Goldman Sachs Ser D 735,095 15,003 1.99%
12 NUVEEN MUN OPPTY FD INC 725,533 10,237 1.36%
13 NUVEEN AMT FREE QLTY MUN INC 719,642 9,701 1.29%
14 NUVEEN QUALITY MUN FD INC 620,255 8,132 1.08%
15 ALLIANZGI CONV & INCOME FD 577,691 6,118 0.81%
16 ANNALY CAP MGMT INC 532,045 6,081 0.81%
17 Kinder Morgan Inc. 469,077 38,563 5.12%
18 ADVENT CLAYMORE CV SECS & IN 464,191 8,745 1.16%
19 FLAHERTY CRUMRINE PFD SECS 437,422 8,573 1.14%
20 El Paso Partners Pipeline 422,166 15,295 2.03%
21 NUVEEN SELECT QUALITY MUN FD 413,088 5,725 0.76%
22 NUVEEN QUALITY INCOME MUNI FUND 395,184 5,422 0.72%
23 NEW GOLD INC CDA 394,330 2,512 0.33%
24 KINDER MORGAN MANAGEMENT LLC 386,565 30,512 4.05%
25 SAN JUAN BASIN RTY TR 383,311 7,394 0.98%
26 BLACKROCK TAXABL MUNI BN 380,635 8,260 1.10%
27 NUVEEN PREMIER MUN INCOME FD COM 379,868 5,178 0.69%
28 MORGAN STANLEY 6.875% PFD FIX 368,080 9,975 1.32%
29 HATTERAS FINL CORP COM 362,596 7,183 0.95%
30 Flaherty and Crumrine Dynamic 354,098 8,343 1.11%
31 NUVEEN CREDIT STRATEGIES INCOM 325,626 3,048 0.40%
32 Invesco Senior Income Trust 323,571 1,621 0.22%
33 Teekay LNG Partners LP 315,263 14,546 1.93%
34 CISCO SYS INC 309,086 7,681 1.02%
35 Enbridge Energy Management LLC 307,356 10,834 1.44%
36 NEWMONT CORP 306,585 7,800 1.04%
37 GENERAL ELECTRIC CO 304,929 8,014 1.06%
38 TALLGRASS ENERGY PAR 300,413 11,656 1.55%
39 NOKIA CORP 279,048 2,110 0.28%
40 WESTPAC BKG CORP 267,408 8,589 1.14%
41 NUVEEN PERFORMANCE PLUS MUN 264,627 3,879 0.52%
42 NUVEEN QUALITY PFD INC FD 3 262,819 2,281 0.30%
43 Enbridge Energy Partners LP 252,426 9,322 1.24%
44 BANK AMER CORP 250,901 3,856 0.51%
45 SYMANTEC CORP 248,215 5,684 0.75%
46 CHESAPEAKE ENERGY CORP 237,921 7,395 0.98%
47 Genworth Financial Inc - Cl A 235,555 4,099 0.54%
48 Nuveen Build America Bond Oppo 231,443 4,983 0.66%
49 DIVIDEND & INCOME FD COM NEW 209,469 3,343 0.44%
50 POTASH CORP SASK INC 207,400 7,873 1.05%
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New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc 1,004,467 38,511 5.45%
2 KINDER MORGAN MANAGEMENT LLC 376,257 35,425 5.01%
3 GAMCO GLOBAL GOLD NAT RES & 2,512,857 23,244 3.29%
4 Kinder Morgan Inc. 248,916 23,219 3.29%
5 ABERDEEN ASIA PACIFIC INCOM 3,347,560 19,751 2.80%
6 EXXON MOBIL CORP 172,530 16,226 2.30%
7 TALLGRASS ENERGY PAR 340,344 15,421 2.18%
8 Goldman Sachs Ser D 753,672 15,089 2.14%
9 Alliance Bernstein Income Fund 2,011,715 15,088 2.14%
10 Teekay LNG Partners LP 313,057 13,637 1.93%
11 SENIOR HOUSING PROPERTIES TRUST 606,100 12,680 1.79%
12 NUVEEN PREM INCOME MUN FD 2 915,224 12,584 1.78%
13 NUVEEN PREM INCOME MUN FD 937,588 12,564 1.78%
14 BLACKROCK CR ALLOCATION INCO 940,500 12,518 1.77%
15 Enbridge Energy Management LLC 313,063 11,649 1.65%
16 NUVEEN AMT FREE QLTY MUN INC 785,944 10,634 1.50%
17 NUVEEN MUN OPPTY FD INC 743,791 10,599 1.50%
18 Enbridge Energy Partners LP 252,741 9,819 1.39%
19 NUVEEN QUALITY MUN FD INC 757,276 9,799 1.39%
20 MORGAN STANLEY 6.875% PFD FIX 369,190 9,647 1.37%
21 Crestwood Midstream Partners LP 424,270 9,618 1.36%
22 CLOUGH GLOBAL OPPORTUNIT 747,915 8,923 1.26%
23 GAMCO NAT RES GOLD & INCOME 867,161 8,455 1.20%
24 FLAHERTY CRUMRINE PFD SECS 432,437 8,350 1.18%
25 RYDEX ETF TRUST 106,062 8,038 1.14%
26 SAN JUAN BASIN RTY TR 422,952 8,036 1.14%
27 BLACKROCK TAXABL MUNI BN 381,745 8,024 1.14%
28 Flaherty and Crumrine Dynamic 353,401 7,983 1.13%
29 CISCO SYS INC 311,946 7,852 1.11%
30 GENERAL ELECTRIC CO 303,072 7,765 1.10%
31 MICROSOFT CORP 167,347 7,758 1.10%
32 WESTPAC BKG CORP 268,668 7,552 1.07%
33 ADVENT CLAYMORE CV SECS & IN 429,040 7,440 1.05%
34 POTASH CORP SASK INC 210,670 7,281 1.03%
35 NEWMONT CORP 309,755 7,140 1.01%
36 ENTERPRISE PRODS PARTNERS L 165,917 6,686 0.95%
37 HATTERAS FINL CORP COM 364,429 6,545 0.93%
38 MERCK & CO INC 108,239 6,416 0.91%
39 KINDER MORGAN INC 17WTS EXP 05 1,758,644 6,401 0.91%
40 SYMANTEC CORP 251,260 5,907 0.84%
41 NUVEEN SELECT QUALITY MUN FD 424,075 5,797 0.82%
42 ALLIANZGI CONV & INCOME FD 580,207 5,541 0.78%
43 NUVEEN PREMIER MUN INCOME FD COM 403,511 5,427 0.77%
44 AT&T Inc New 153,892 5,423 0.77%
45 CHESAPEAKE ENERGY CORP 235,425 5,412 0.77%
46 INTEL CORP 146,887 5,115 0.72%
47 PLAINS ALL AMERN PIPELINE L 86,446 5,088 0.72%
48 Wendy's Co Class A 615,697 5,086 0.72%
49 Nuveen Build America Bond Oppo 231,236 4,902 0.69%
50 STAPLES INC 387,006 4,683 0.66%
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