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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 5.84%
2 CENTER COAST MLP & INFRSTR FD COM SHS 2,170,494 25,330 5.28%
3 TALLGRASS ENERGY PAR 526,170 20,673 4.31%
4 TARGA RESOURCES 625,862 18,175 3.79%
5 Oneok Partners LP 557,023 16,299 3.40%
6 GAMCO GLOBAL GOLD NAT RES & 2,636,386 13,156 2.74%
7 EXXON MOBIL CORP 174,401 12,967 2.71%
8 AT&T INC 356,460 11,614 2.42%
9 Kinder Morgan Inc 413,625 11,450 2.39%
10 HATTERAS FINL CORP COM 725,015 10,984 2.29%
11 BLACKROCK CR ALLOCATION INCO 862,088 10,492 2.19%
12 NUVEEN AMT FREE QLTY MUN INC 780,287 10,167 2.12%
13 Flaherty and Crumrine Dynamic 432,982 9,690 2.02%
14 NUVEEN PREM INCOME MUN FD 2 636,271 8,685 1.81%
15 Enbridge Energy Management LLC 347,727 8,269 1.73%
16 RYDEX ETF TRUST 109,252 8,037 1.68%
17 NUVEEN PREM INCOME MUN FD 516,356 6,919 1.44%
18 GAMCO NAT RES GOLD & INCOME 1,138,136 6,590 1.37%
19 Enbridge Energy Partners LP 252,617 6,245 1.30%
20 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.26%
21 TALLGRASS ENERGY GP LP SHS CLASS A 298,436 5,930 1.24%
22 Invesco Senior Income Trust 1,373,135 5,740 1.20%
23 FLAHERTY CRUMRINE PFD SECS 285,995 5,362 1.12%
24 Tortoise MLP Fund 266,787 4,888 1.02%
25 SENIOR HOUSING PROPERTIES TRUST 292,751 4,743 0.99%
26 MCCORMICK & CO INC 57,245 4,704 0.98%
27 JPMorgan Chase & Co 77,096 4,701 0.98%
28 UNDER ARMOUR INC 46,010 4,453 0.93%
29 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.91%
30 CLOUGH GLOBAL OPPORTUNIT 406,546 4,350 0.91%
31 ENTERPRISE PRODS PARTNERS L 173,730 4,326 0.90%
32 MICROSOFT CORP 94,445 4,182 0.87%
33 BRISTOL MYERS SQUIBB CO 65,120 3,855 0.80%
34 Nuveen Build America Bond Oppo 195,337 3,793 0.79%
35 BANK AMER CORP 240,095 3,741 0.78%
36 Verizon Communications Inc 80,646 3,509 0.73%
37 MERCK & CO INC 69,368 3,426 0.71%
38 TORONTO DOMINION BK ONT 85,935 3,388 0.71%
39 NUVEEN QUALITY MUN FD INC 256,407 3,338 0.70%
40 PLAINS ALL AMERN PIPELINE L 108,643 3,301 0.69%
41 JOHNSON & JOHNSON 34,731 3,242 0.68%
42 NUVEEN PERFORMANCE PLUS MUN 221,387 3,139 0.65%
43 APPLE INC 28,322 3,124 0.65%
44 Allergan PLC 11,462 3,115 0.65%
45 ISHARES TR 39,145 2,848 0.59%
46 WESTERN UN CO 154,370 2,834 0.59%
47 CISCO SYS INC 102,670 2,695 0.56%
48 Alphabet Inc. Class C 4,108 2,622 0.55%
49 TYSON FOODS INC 60,750 2,618 0.55%
50 Nuveen Build America Bond Fund 131,663 2,587 0.54%
Page 1 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
101 BAKER HUGHES INC 10,000 520 0.09%
102 GENERAL MLS INC 9,354 525 0.09%
103 APOLLO COML REAL EST FIN INC 33,671 528 0.09%
104 NUVEEN MUN OPPTY FD INC 38,531 543 0.09%
105 ROYAL DUTCH SHELL PLC 11,937 566 0.09%
106 STARWOOD PPTY TR INC 565 568 0.09%
107 FOOT LOCKER INC 7,904 569 0.09%
108 AUTOMATIC DATA PROCESSING IN 7,145 574 0.09%
109 VANGUARD INDEX FDS 5,450 588 0.10%
110 DEVON ENERGY CORP NEW 15,885 589 0.10%
111 TC PIPELINES LP 12,600 600 0.10%
112 PHILLIPS 66 8,271 636 0.10%
113 PJT PARTNERS INC COM CL A 40,325 645 0.11%
114 BLACKSTONE GROUP L P 20,295 645 0.11%
115 Powershares QQQ Trust 6,660 678 0.11%
116 FORT DEARBORN INCOME SECS INC COM 48,778 688 0.11%
117 SPDR S&P 500 Fund 3,655 700 0.12%
118 GRAINGER W W INC 3,308 711 0.12%
119 APOLLO INVT CORP 5.75% 01/15/2016 715 717 0.12%
120 TOTAL S A 16,219 723 0.12%
121 ANADARKO PETE CORP 12,052 728 0.12%
122 PROSHARES TR 15,773 733 0.12%
123 DR PEPPER SNAPPLE GROUP INC 9,288 735 0.12%
124 HANCOCK WHITNEY CORPORATION 27,207 740 0.12%
125 INTERNATIONAL BUSINESS MACHS 5,153 747 0.12%
126 WILLIAMS PARTNERS L P NEW 23,658 756 0.12%
127 KRAFT HEINZ CO 10,702 756 0.12%
128 VANGUARD INDEX FDS 7,860 776 0.13%
129 COACH INC 28,405 822 0.14%
130 AVENUE FINL HLDGS INC 63,260 835 0.14%
131 ROYAL DUTCH SHELL PLC 18,114 864 0.14%
132 NUVEEN FLOATG RATE INCM 87,952 875 0.14%
133 MAGELLAN MIDSTREAM PRTNRS LP 14,598 879 0.14%
134 FEDERATED HERMES INC CL B 30,716 888 0.15%
135 ULTRA PETROLEUM CORP 139,556 892 0.15%
136 EMERSON ELEC CO 20,585 907 0.15%
137 KIMBERLY CLARK CORP 8,745 954 0.16%
138 PowerShares CEF Income Composi 45,545 956 0.16%
139 HARTFORD FINL SVCS GROUP INC 21,221 971 0.16%
140 RYDEX ETF TRUST 21,125 1,046 0.17%
141 FORD MTR CO DEL 78,105 1,060 0.17%
142 LEGGETT &PLATT INC 26,546 1,095 0.18%
143 PEPSICO INC 12,182 1,147 0.19%
144 Texas Capital Bancshares Inc 22,000 1,153 0.19%
145 POTASH CORP SASK INC 56,570 1,162 0.19%
146 NUVEEN REAL ESTATE INCOME FD 117,800 1,184 0.19%
147 BHP BILLITON LTD 39,000 1,233 0.20%
148 CONOCOPHILLIPS 25,917 1,243 0.20%
149 NUVEEN PREFERRED INCOME OPPORT 157,005 1,411 0.23%
150 DOW CHEM CO 33,505 1,421 0.23%
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