| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 9,322,631 | 113,456,000 | 22.08% | ||
| 2 | RELATIVE VALUE PARTNERS GROUP, LLC | 4,815,919 | 58,610,000 | 11.41% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,151,198 | 38,350,000 | 7.46% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 2,527,796 | 30,763,000 | 5.99% | ||
| 5 | Karpus Management, Inc. | 2,000,424 | 24,345,000 | 4.74% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 1,775,549 | 21,608,000 | 4.21% | ||
| 7 | 1607 Capital Partners, LLC | 1,550,059 | 18,864,000 | 3.67% | ||
| 8 | MORGAN STANLEY | 1,479,412 | 18,004,000 | 3.50% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,345,019 | 16,369,000 | 3.19% | ||
| 10 | Invesco Ltd. | 1,143,205 | 13,912,000 | 2.71% | ||
| 11 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,141,585 | 13,893,000 | 2.70% | ||
| 12 | Spectrum Asset Management, Inc. | 966,571 | 11,763,000 | 2.29% | ||
| 13 | Saba Capital Management, L.P. | 902,401 | 10,982,000 | 2.14% | ||
| 14 | Oxbow Advisors, LLC | 862,088 | 10,492,000 | 2.04% | ||
| 15 | UBS Group AG | 804,626 | 9,792,000 | 1.91% | ||
| 16 | BESSEMER GROUP INC | 706,890 | 8,603,000 | 1.67% | ||
| 17 | ROYAL BANK OF CANADA | 613,913 | 7,472,000 | 1.45% | ||
| 18 | Carlson Capital, L.P. | 525,000 | 6,389,000 | 1.24% | ||
| 19 | Edgemoor Investment Advisors, Inc. | 431,484 | 5,251,000 | 1.02% | ||
| 20 | THIRD AVENUE MANAGEMENT LLC | 409,999 | 4,990,000 | 0.97% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 360,690 | 4,390,000 | 0.85% | ||
| 22 | M&R CAPITAL MANAGEMENT INC | 354,645 | 4,316,000 | 0.84% | ||
| 23 | AQR ARBITRAGE LLC | 346,312 | 4,215,000 | 0.82% | ||
| 24 | MID CONTINENT CAPITAL LLC/IL | 316,826 | 3,856,000 | 0.75% | ||
| 25 | GUGGENHEIM CAPITAL LLC | 308,093 | 3,750,000 | 0.73% | ||
| 26 | FIRST FOUNDATION ADVISORS | 254,230 | 3,094,000 | 0.60% | ||
| 27 | BlackRock Group LTD | 251,598 | 3,062,000 | 0.60% | ||
| 28 | LPL Financial LLC | 239,088 | 2,919,000 | 0.57% | ||
| 29 | ASHFORD CAPITAL MANAGEMENT INC | 235,557 | 2,867,000 | 0.56% | ||
| 30 | CLEARY GULL HOLDINGS INC. | 227,198 | 2,765,000 | 0.54% | ||
| 31 | HighTower Advisors, LLC | 216,644 | 2,641,000 | 0.51% | ||
| 32 | Nuveen Asset Management, LLC | 215,400 | 2,621,000 | 0.51% | ||
| 33 | Yorktown Management & Research Co Inc | 170,000 | 2,069,000 | 0.40% | ||
| 34 | ProVise Management Group, LLC | 153,258 | 1,865,000 | 0.36% | ||
| 35 | LUMINUS MANAGEMENT LLC | 131,053 | 1,595,000 | 0.31% | ||
| 36 | Horizon Kinetics LLC | 121,237 | 1,476,000 | 0.29% | ||
| 37 | Thomas J. Herzfeld Advisors, Inc. | 109,443 | 1,332,000 | 0.26% | ||
| 38 | NEWGATE CAPITAL MANAGEMENT LLC | 107,760 | 1,303,000 | 0.25% | ||
| 39 | Global Endowment Management, LP | 100,000 | 1,217,000 | 0.24% | ||
| 40 | CUE ADVISORY SERVICES, INC. | 94,474 | 1,150,000 | 0.22% | ||
| 41 | FIRST TRUST ADVISORS LP | 92,832 | 1,130,000 | 0.22% | ||
| 42 | Curi Capital, LLC | 90,652 | 1,103,000 | 0.21% | ||
| 43 | AMERIPRISE FINANCIAL INC | 82,367 | 1,002,000 | 0.20% | ||
| 44 | Independence Trust CO | 79,786 | 971,000 | 0.19% | ||
| 45 | AMERICAN INTERNATIONAL GROUP, INC. | 70,847 | 862,000 | 0.17% | ||
| 46 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 61,151 | 744,000 | 0.14% | ||
| 47 | VSR Financial Services, Inc. | 59,500 | 724,000 | 0.14% | ||
| 48 | Raymond James Financial Services Advisors, Inc. | 55,218 | 672,000 | 0.13% | ||
| 49 | McGowan Group Asset Management, Inc. | 51,769 | 630,000 | 0.12% | ||
| 50 | Clear Harbor Asset Management, LLC | 51,157 | 623,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
