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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 Aberdeen Asia Pac Income Fd 6,216,910 27,976 5.84%
2 CENTER COAST MLP & INFRASTRU 2,170,494 25,330 5.28%
3 TALLGRASS ENERGY PARTNERS LP 526,170 20,673 4.31%
4 TARGA RESOURCES 625,862 18,175 3.79%
5 Oneok Partners LP 557,023 16,299 3.40%
6 GAMCO GLOBAL GOLD NAT RES & 2,636,386 13,156 2.74%
7 EXXON MOBIL CORP 174,401 12,967 2.71%
8 AT&T INC 356,460 11,614 2.42%
9 Kinder Morgan Inc. 413,625 11,450 2.39%
10 HATTERAS FINL CORP COM 725,015 10,984 2.29%
11 BLACKROCK CREDIT ALLOCATION 862,088 10,492 2.19%
12 NUVEEN AMT-FR QU MUNI INC FD 780,287 10,167 2.12%
13 Flaherty and Crumrine Dynamic 432,982 9,690 2.02%
14 NUVEEN PREM INCOME MUN FD 2 636,271 8,685 1.81%
15 Enbridge Energy Mgmt. 347,727 8,269 1.73%
16 RYDEX ETF TRUST 109,252 8,037 1.68%
17 NUVEEN PREM INCOME MUN FD 516,356 6,919 1.44%
18 GAMCO NAT RES GOLD & INCOME 1,138,136 6,590 1.37%
19 ENBRIDGE ENERGY PARTNERSLP 252,617 6,245 1.30%
20 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.26%
21 TALLGRASS ENERGY GP LP 298,436 5,930 1.24%
22 Invesco Senior Income Trust 1,373,135 5,740 1.20%
23 FLAHERTY & CRUMRINE PFD INC 285,995 5,362 1.12%
24 Tortoise MLP Fund 266,787 4,888 1.02%
25 SENIOR HOUSING PROP TRUST 292,751 4,743 0.99%
26 MCCORMICK & CO INC 57,245 4,704 0.98%
27 JPMORGAN CHASE & CO 77,096 4,701 0.98%
28 UNDER ARMOUR INC 46,010 4,453 0.93%
29 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.91%
30 CLOUGH GLOBAL OPPORTUNIT 406,546 4,350 0.91%
31 ENTERPRISE PRODS PARTNERS L 173,730 4,326 0.90%
32 MICROSOFT CORP 94,445 4,182 0.87%
33 BRISTOL MYERS SQUIBB CO 65,120 3,855 0.80%
34 Nuveen Build America Bond Oppo 195,337 3,793 0.79%
35 BANK AMER CORP 240,095 3,741 0.78%
36 VERIZON COMMUNICATIONS 80,646 3,509 0.73%
37 Merck & Co Inc New 69,368 3,426 0.71%
38 TORONTO DOMINION BK ONT 85,935 3,388 0.71%
39 NUVEEN QUALITY MUN FD INC 256,407 3,338 0.70%
40 Plains All American Pipline LP 108,643 3,301 0.69%
41 JOHNSON & JOHNSON 34,731 3,242 0.68%
42 NUVEEN PERFORMANCE PLUS MUN 221,387 3,139 0.65%
43 APPLE INC 28,322 3,124 0.65%
44 ALLERGAN PLC 11,462 3,115 0.65%
45 iShares Dow Jones Select Divid 39,145 2,848 0.59%
46 WESTERN UN CO 154,370 2,834 0.59%
47 CISCO SYS INC 102,670 2,695 0.56%
48 Alphabet Inc. Class C 4,108 2,622 0.55%
49 TYSON FOODS INC 60,750 2,618 0.55%
50 Nuveen Build America Bond Fund 131,663 2,587 0.54%
Page 1 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
201 NUVEEN PERFORMANCE PLUS MUN 221,387 3,139 0.52%
202 AVIS BUDGET GROUP INC 72,720 3,176 0.52%
203 EXPRESS SCRIPTS HLDG CO 39,838 3,218 0.53%
204 Chicago Bridge & Iron 81,140 3,218 0.53%
205 JOHNSON & JOHNSON 34,927 3,261 0.54%
206 VERIZON COMMUNICATIONS 75,671 3,292 0.54%
207 NUVEEN QUALITY MUN FD INC 256,407 3,338 0.55%
208 ZOETIS INC 81,578 3,348 0.55%
209 HERTZ GLOBAL HOLDINGS INC COM 203,230 3,403 0.56%
210 TORONTO DOMINION BK ONT 86,848 3,424 0.56%
211 MERCK & CO INC 69,863 3,450 0.57%
212 HALLIBURTON CO 98,330 3,472 0.57%
213 SINCLAIR BROADCAST GROUP INC 137,800 3,489 0.57%
214 NCR CORP NEW 154,705 3,522 0.58%
215 DISCOVERY COMMUNICATNS NEW 136,480 3,557 0.59%
216 Plains All American Pipline LP 120,728 3,668 0.60%
217 BANK AMER CORP 238,795 3,721 0.61%
218 Nuveen Build America Bond Oppo 195,337 3,793 0.62%
219 PAYCHEX INC 68,265 3,897 0.64%
220 BRISTOL MYERS SQUIBB CO 65,998 3,907 0.64%
221 CITIGROUP INC 83,666 4,151 0.68%
222 ALLY FINANCIAL INC 206,020 4,192 0.69%
223 Adt Corp 142,880 4,271 0.70%
224 CLOUGH GLOBAL OPPORTUNIT 406,546 4,350 0.72%
225 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.72%
226 UNDER ARMOUR INC 46,010 4,453 0.73%
227 KKR & Co. LP 267,567 4,487 0.74%
228 MCCORMICK & CO INC 57,245 4,704 0.77%
229 SENIOR HOUSING PROP TRUST 292,751 4,743 0.78%
230 IAC INTERACTIVECORP 73,370 4,793 0.79%
231 AMC NETWORKS INC-A 65,800 4,809 0.79%
232 JPMORGAN CHASE & CO 79,700 4,860 0.80%
233 Tortoise MLP Fund 266,787 4,888 0.80%
234 ENTERPRISE PRODS PARTNERS L 197,960 4,930 0.81%
235 Westpac Banking Spn Adrf Spons 252,742 5,322 0.88%
236 FLAHERTY & CRUMRINE PFD INC 285,995 5,362 0.88%
237 AT&T INC 164,781 5,368 0.88%
238 POPULAR INC 179,175 5,416 0.89%
239 GILEAD SCIENCES INC 56,715 5,563 0.92%
240 INVESCO SR INCOME TR 1,379,375 5,766 0.95%
241 TALLGRASS ENERGY GP LP 298,436 5,930 0.98%
242 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.00%
243 ENBRIDGE ENERGY PARTNERSLP 252,617 6,245 1.03%
244 GAMCO NAT RES GOLD & INCOME 1,138,136 6,590 1.08%
245 NUVEEN PREM INCOME MUN FD 516,356 6,919 1.14%
246 APPLE INC 72,222 7,970 1.31%
247 RYDEX ETF TRUST 109,252 8,037 1.32%
248 Enbridge Energy Mgmt. 347,727 8,269 1.36%
249 NUVEEN PREM INCOME MUN FD 2 636,271 8,685 1.43%
250 Flaherty and Crumrine Dynamic 432,982 9,690 1.59%
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