| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DXI ENERGY INC | 10,000 | 1,000 | 0.00% | ||
| 2 | NEURALSTEM INC COM | 16,627 | 5,000 | 0.00% | ||
| 3 | LIBERTY INTERACTIVE LLC | 12,000 | 5,000 | 0.00% | PRN | |
| 4 | HARVEST NATURAL RESOURCES IN | 10,000 | 8,000 | 0.00% | ||
| 5 | TIMMINS GOLD CORP | 20,000 | 8,000 | 0.00% | ||
| 6 | Ares Capital Corp | 10,000 | 10,000 | 0.00% | PRN | |
| 7 | STARWOOD WAYPOINT RESIDENTL | 10,000 | 11,000 | 0.00% | PRN | |
| 8 | SYNCHRONOSS TECHNOLOGIES INC | 13,000 | 13,000 | 0.00% | PRN | |
| 9 | YAHOO INC SR CV ZERO NT 18 | 14,000 | 14,000 | 0.00% | PRN | |
| 10 | WORKDAY INC | 13,000 | 14,000 | 0.00% | PRN | |
| 11 | Workday Inc | 12,000 | 14,000 | 0.00% | PRN | |
| 12 | SEACOR HOLDINGS INC | 15,000 | 15,000 | 0.00% | PRN | |
| 13 | RYLAND GROUP INC | 13,000 | 17,000 | 0.00% | PRN | |
| 14 | SYNTHETIC BIOLOGICS INCORPORATED | 10,033 | 18,000 | 0.00% | ||
| 15 | INTEL CORP JR SB CONV DB 39 | 12,000 | 19,000 | 0.00% | PRN | |
| 16 | LIBERTY MEDIA CORP DELAWARE | 19,000 | 19,000 | 0.00% | PRN | |
| 17 | QUICKLOGIC CORP | 19,623 | 19,000 | 0.00% | ||
| 18 | Red Hat Inc | 16,000 | 19,000 | 0.00% | PRN | |
| 19 | MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 | 18,000 | 20,000 | 0.00% | PRN | |
| 20 | CITRIX SYS INC | 21,000 | 24,000 | 0.00% | PRN | |
| 21 | LINKEDIN CORP | 26,000 | 26,000 | 0.00% | PRN | |
| 22 | MFS INTERMEDIATE HIGH INC FD | 10,888 | 27,000 | 0.00% | ||
| 23 | SALESFORCE COM INC SR CV NT 0.25 18 | 22,000 | 28,000 | 0.00% | PRN | |
| 24 | MANNKIND CORP. | 25,412 | 29,000 | 0.00% | ||
| 25 | PENN WEST PETE LTD NEW | 20,047 | 29,000 | 0.00% | ||
| 26 | ATHERSYS INC NEW | 14,168 | 31,000 | 0.00% | ||
| 27 | RAIT FINANCIAL TRUST | 10,602 | 32,000 | 0.00% | ||
| 28 | NAVIOS MARITIME ACQUIS CORP SHS | 21,600 | 32,000 | 0.00% | ||
| 29 | Priceline Group Inc/The | 28,000 | 33,000 | 0.00% | PRN | |
| 30 | PLUG POWER INC | 20,172 | 34,000 | 0.00% | ||
| 31 | DIGITAL TURBINE INC | 40,000 | 41,000 | 0.00% | ||
| 32 | PDL BIOPHARMA INC | 13,064 | 42,000 | 0.00% | ||
| 33 | GENWORTH FINL INC | 17,680 | 42,000 | 0.00% | ||
| 34 | IDERA PHARMACEUTICALS INCORPORATED COM NEW | 27,200 | 44,000 | 0.00% | ||
| 35 | Lloyds Banking Group Plc | 18,578 | 49,000 | 0.00% | ||
| 36 | PUTNAM PREMIER INCOME TR | 10,966 | 51,000 | 0.00% | ||
| 37 | DELCATH SYS INC COM NEW | 206,670 | 52,000 | 0.00% | ||
| 38 | SUNOPTA INC | 11,492 | 53,000 | 0.00% | ||
| 39 | ORGANOVO HLDGS INC | 13,773 | 54,000 | 0.00% | ||
| 40 | AVON PRODS INC | 14,900 | 56,000 | 0.00% | ||
| 41 | REPUBLIC FIRST BANCORP INC | 13,437 | 57,000 | 0.00% | ||
| 42 | WEATHERFORD INTL PLC | 10,848 | 59,000 | 0.00% | ||
| 43 | ROYAL BK SCOTLAND GROUP PLC | 15,218 | 63,000 | 0.00% | ||
| 44 | ORASURE TECHNOLOGIES INC | 10,200 | 64,000 | 0.00% | ||
| 45 | BLACKROCK INTL GRWTH & INC T | 12,325 | 69,000 | 0.00% | ||
| 46 | PSIVIDA CORP | 22,700 | 69,000 | 0.00% | ||
| 47 | ABERDEEN ASIA PACIFIC INCOM | 12,216 | 69,000 | 0.00% | ||
| 48 | MGIC INVT CORP WIS | 12,516 | 72,000 | 0.00% | ||
| 49 | VOYA GLBL EQTY DIV & PREM OP | 10,800 | 73,000 | 0.00% | ||
| 50 | PENGROWTH ENERGY CORP | 39,692 | 73,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004210, filed 2016.08.09).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
