| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Oxbow Advisors, LLC | 6,048,318 | 30,302,000 | 8.75% | ||
| 2 | UBS Group AG | 5,331,241 | 26,709,000 | 7.72% | ||
| 3 | McGowan Group Asset Management, Inc. | 5,014,059 | 25,120,000 | 7.26% | ||
| 4 | TERRIL BROTHERS, INC. | 4,309,386 | 21,590,000 | 6.24% | ||
| 5 | MORGAN STANLEY | 3,994,206 | 20,012,000 | 5.78% | ||
| 6 | 1607 Capital Partners, LLC | 3,451,640 | 17,293,000 | 5.00% | ||
| 7 | STIFEL FINANCIAL CORP | 3,107,692 | 15,570,000 | 4.50% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,092,759 | 15,495,000 | 4.48% | ||
| 9 | Trust Asset Management LLC | 2,876,767 | 14,413,000 | 4.16% | ||
| 10 | Invesco Ltd. | 2,862,751 | 14,342,000 | 4.14% | ||
| 11 | PENN MUTUAL LIFE INSURANCE CO | 2,405,000 | 12,049,000 | 3.48% | ||
| 12 | WELLS FARGO & COMPANY/MN | 2,249,768 | 11,272,000 | 3.26% | ||
| 13 | Saba Capital Management, L.P. | 2,089,275 | 10,467,000 | 3.02% | ||
| 14 | Tortoise Investment Management, LLC | 1,915,551 | 9,597,000 | 2.77% | ||
| 15 | NEWGATE CAPITAL MANAGEMENT LLC | 1,580,373 | 7,865,000 | 2.27% | ||
| 16 | ROYAL BANK OF CANADA | 1,460,155 | 7,315,000 | 2.11% | ||
| 17 | Evanson Asset Management, LLC | 1,197,317 | 5,999,000 | 1.73% | ||
| 18 | CITIGROUP INC | 1,177,021 | 5,897,000 | 1.70% | ||
| 19 | LPL Financial LLC | 1,000,969 | 5,115,000 | 1.48% | ||
| 20 | Arlington Capital Management, Inc. | 933,742 | 4,678,000 | 1.35% | ||
| 21 | Vident Investment Advisory, LLC | 813,442 | 4,075,000 | 1.18% | ||
| 22 | BANK OF MONTREAL /CAN/ | 811,000 | 4,063,000 | 1.17% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 737,479 | 3,694,000 | 1.07% | ||
| 24 | Granite Investment Advisors, LLC | 698,545 | 3,500,000 | 1.01% | ||
| 25 | BAR HARBOR TRUST SERVICES | 614,785 | 3,074,000 | 0.89% | ||
| 26 | Janney Montgomery Scott LLC | 620,203 | 2,834,000 | 0.82% | ||
| 27 | Commonwealth Equity Services, Inc | 544,444 | 2,728,000 | 0.79% | ||
| 28 | Merriman Wealth Management, LLC | 529,277 | 2,652,000 | 0.77% | ||
| 29 | Ancora Advisors LLC | 413,200 | 2,070,000 | 0.60% | ||
| 30 | PRING TURNER CAPITAL GROUP INC | 410,100 | 2,055,000 | 0.59% | ||
| 31 | HUNTINGTON NATIONAL BANK | 398,334 | 1,996,000 | 0.58% | PRN | |
| 32 | THRIVENT FINANCIAL FOR LUTHERANS | 392,617 | 1,967,000 | 0.57% | ||
| 33 | SeaBridge Investment Advisors LLC | 292,525 | 1,466,000 | 0.42% | ||
| 34 | A. D. Beadell Investment Counsel, Inc. | 287,061 | 1,438,000 | 0.42% | ||
| 35 | CEDAR HILL ASSOCIATES, LLC | 280,525 | 1,405,000 | 0.41% | ||
| 36 | WealthTrust Axiom LLC | 240,782 | 1,206,000 | 0.35% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 234,952 | 1,176,000 | 0.34% | ||
| 38 | US BANCORP \DE\ | 234,593 | 1,176,000 | 0.34% | ||
| 39 | SCOTIA CAPITAL INC. | 222,548 | 1,115,000 | 0.32% | ||
| 40 | Laurion Capital Management LP | 200,948 | 1,007,000 | 0.29% | ||
| 41 | Advisors Asset Management, Inc. | 189,513 | 949,000 | 0.27% | ||
| 42 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 183,724 | 920,000 | 0.27% | ||
| 43 | Private Harbour Investment Management & Counsel, LLC | 157,297 | 788,000 | 0.23% | ||
| 44 | CARNICK & KUBIK GROUP, LLC | 153,000 | 767,000 | 0.22% | ||
| 45 | Mengis Capital Management, Inc. | 152,850 | 765,000 | 0.22% | ||
| 46 | NWAM LLC | 152,363 | 763,000 | 0.22% | ||
| 47 | D.A. DAVIDSON & CO. | 151,034 | 756,000 | 0.22% | ||
| 48 | BAIRD FINANCIAL GROUP, INC. | 114,132 | 590,000 | 0.17% | ||
| 49 | ADVISOR GROUP, INC. | 109,224 | 546,000 | 0.16% | ||
| 50 | PINNACLE ASSOCIATES LTD | 108,350 | 543,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
