| # | % | |||||
|---|---|---|---|---|---|---|
| 1101 | DELCATH SYS INC | 13,624 | 34,000 | 0.00% | ||
| 1102 | PLUG POWER INC COM | 19,672 | 34,000 | 0.00% | ||
| 1103 | MANNKIND CORPORATION | 51,157 | 32,000 | 0.00% | ||
| 1104 | ATHERSYS INC | 14,168 | 30,000 | 0.00% | ||
| 1105 | MFS INTERMEDIATE HIGH INC FD | 10,888 | 28,000 | 0.00% | ||
| 1106 | SALESFORCE COM | 22,000 | 26,000 | 0.00% | PRN | |
| 1107 | CITRIX SYS INC | 21,000 | 24,000 | 0.00% | PRN | |
| 1108 | Microchip Technology Inc | 18,000 | 23,000 | 0.00% | PRN | |
| 1109 | Intel Corp | 12,000 | 22,000 | 0.00% | PRN | |
| 1110 | LIBERTY MEDIA CORP DELAWARE | 19,000 | 20,000 | 0.00% | PRN | |
| 1111 | Red Hat Inc | 16,000 | 20,000 | 0.00% | PRN | |
| 1112 | MOLINA HEALTHCARE INC | 17,000 | 20,000 | 0.00% | PRN | |
| 1113 | UNITED MICROELECTRONICS CORP SPON ADR NEW | 10,037 | 19,000 | 0.00% | ||
| 1114 | WEBMD HEALTH CORP NOTE | 17,000 | 18,000 | 0.00% | PRN | |
| 1115 | HOVNANIAN ENTERPRISES, INC. | 10,050 | 17,000 | 0.00% | ||
| 1116 | QUICKLOGIC CORP | 19,623 | 16,000 | 0.00% | ||
| 1117 | WORKDAY INC | 13,000 | 16,000 | 0.00% | PRN | |
| 1118 | RYLAND GROUP INC | 13,000 | 16,000 | 0.00% | PRN | |
| 1119 | Workday Inc | 12,000 | 16,000 | 0.00% | PRN | |
| 1120 | SEACOR HOLDINGS INC | 15,000 | 15,000 | 0.00% | PRN | |
| 1121 | SYNCHRONOSS TECHNOLOGIES INC NOTE 0.750 8/1 | 13,000 | 14,000 | 0.00% | PRN | |
| 1122 | YAHOO INC | 14,000 | 14,000 | 0.00% | PRN | |
| 1123 | STARWOOD WAYPOINT RESIDENTL | 10,000 | 11,000 | 0.00% | PRN | |
| 1124 | TIMMINS GOLD CORP | 22,000 | 10,000 | 0.00% | ||
| 1125 | AMPIO PHARMACEUTICALS INC | 12,605 | 10,000 | 0.00% | ||
| 1126 | Ares Capital Corp | 10,000 | 10,000 | 0.00% | PRN | |
| 1127 | GOLDEN STAR RES LIMITED CDA | 10,150 | 9,000 | 0.00% | ||
| 1128 | HARVEST NATURAL RESOURCES IN | 10,000 | 8,000 | 0.00% | ||
| 1129 | NEURALSTEM INCORPORATED | 16,627 | 5,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004731, filed 2016.11.10).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
