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HARVEST NATURAL RESOURCES IN
HARVEST NATURAL RESOURCES IN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 36 Institutional holders with a total value of $4,810,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 1,407,011 1,131,000 23.51%
2 BlackRock Institutional Trust Company, N.A. 1,190,267 965,000 20.06%
3 DEUTSCHE BANK AG\ 882,241 715,000 14.86%
4 RENAISSANCE TECHNOLOGIES LLC 329,400 267,000 5.55%
5 Yakira Capital Management, Inc. 314,707 255,000 5.30% SH
6 REDWOOD CAPITAL MANAGEMENT, LLC 303,396 246,000 5.11%
7 NORTHERN TRUST CORP 241,663 196,000 4.07%
8 BRIDGEWAY CAPITAL MANAGEMENT, LLC 229,400 184,000 3.83%
9 GEODE CAPITAL MANAGEMENT, LLC 212,524 170,000 3.53%
10 COMMERZBANK AKTIENGESELLSCHAFT /FI 172,364 140,000 2.91%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 152,500 124,000 2.58%
12 BRANDES INVESTMENT PARTNERS, LP 100,000 81,000 1.68%
13 BlackRock Fund Advisors 68,635 56,000 1.16%
14 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 53,900 43,000 0.89%
15 Bank of New York Mellon Corp 50,981 41,000 0.85%
16 MILLENNIUM MANAGEMENT LLC 40,214 32,000 0.67%
17 STIFEL FINANCIAL CORP 35,000 28,000 0.58%
18 UBS Group AG 28,028 23,000 0.48%
19 GOLDMAN SACHS GROUP INC 24,458 20,000 0.42%
20 ROYAL BANK OF CANADA 23,400 19,000 0.40%
21 NATIXIS 20,000 16,000 0.33%
22 GUGGENHEIM CAPITAL LLC 18,065 15,000 0.31%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,900 14,000 0.29% Call
24 Private Advisor Group, LLC 10,000 8,000 0.17%
25 BLACKROCK ADVISORS LLC 9,380 8,000 0.17%
26 BANK OF AMERICA CORP /DE/ 5,738 5,000 0.10%
27 BARCLAYS PLC 4,000 3,000 0.06% Call
28 WELLS FARGO & COMPANY/MN 1,860 2,000 0.04%
29 GROUP ONE TRADING LLC 1,652 1,000 0.02%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,261 1,000 0.02%
31 MORGAN STANLEY 1,885 1,000 0.02%
32 JACOBI CAPITAL MANAGEMENT LLC 100 0 0.00%
33 Creative Planning 60 0 0.00%
34 Advisory Services Network, LLC 5 0 0.00%
35 ADVISOR GROUP, INC. 287 0 0.00%
36 JPMORGAN CHASE & CO 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.