Dark
Light
System
Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 922 holdings with a total value of $304,885,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 794,211 28,631,000 9.39%
2 POWERSHARES N/C 6/4/18 46137V613 184,731 15,636,000 5.13%
3 EXXON MOBIL CORP 158,406 15,473,000 5.08%
4 JOHNSON & JOHNSON 104,234 10,239,000 3.36%
5 MICROSOFT CORP 245,895 10,079,000 3.31%
6 ISHARES TR 154,310 9,311,000 3.05%
7 JPMORGAN CHASE & CO 192,614 8,964,000 2.94%
8 SPDR S&P 500 ETF TR 45,205 8,454,000 2.77%
9 BERKSHIRE HATHAWAY INC DEL 65,620 8,201,000 2.69%
10 APPLE INC 13,654 7,329,000 2.40%
11 GENERAL ELECTRIC CO 269,860 6,987,000 2.29%
12 SPECTRA ENERGY CORP 170,578 6,301,000 2.07%
13 POWERSHARES ETF TR II 140,974 6,186,000 2.03%
14 JPMORGAN CHASE & CO 97,064 5,893,000 1.93%
15 DOW CHEM CO 118,914 5,778,000 1.90%
16 HATTERAS FINL CORP 299,550 5,647,000 1.85%
17 VANGUARD SPECIALIZED FUNDS 61,878 4,655,000 1.53%
18 ISHARES TR 46,928 3,654,000 1.20%
19 PFIZER INC 111,550 3,583,000 1.18%
20 Park Sterling Corp 527,768 3,510,000 1.15%
21 DUKE ENERGY CORP NEW 46,275 3,296,000 1.08%
22 SPDR INDEX SHS FDS 72,520 3,094,000 1.01%
23 COCA COLA CO 79,006 3,054,000 1.00%
24 BB&T CORP 71,454 2,870,000 0.94%
25 APPLIED MATLS INC 126,317 2,579,000 0.85%
26 FIFTH STREET 268,900 2,544,000 0.83%
27 AUTOMATIC DATA PROCESSING IN 32,643 2,522,000 0.83%
28 LOWES COS INC 48,001 2,347,000 0.77%
29 ISHARES TR 12,161 2,288,000 0.75%
30 UBS AG JERSEY BRH 56,875 2,265,000 0.74%
31 BANK NEW YORK MELLON CORP 62,589 2,209,000 0.72%
32 QUALCOMM INC 27,542 2,172,000 0.71%
33 PROCTER AND GAMBLE CO 25,727 2,074,000 0.68%
34 WELLS FARGO & CO NEW 38,394 1,910,000 0.63%
35 SYSCO CORP 52,394 1,893,000 0.62%
36 GRAMERCY PPTY TR 235,001 1,826,000 0.60%
37 3M CO 13,214 1,793,000 0.59%
38 NUCOR CORP 34,480 1,743,000 0.57%
39 CISCO SYS INC 76,035 1,704,000 0.56%
40 RANGE RES CORP 20,296 1,684,000 0.55%
41 CHEVRON CORP NEW 14,163 1,684,000 0.55%
42 PEPSICO INC 18,959 1,583,000 0.52%
43 CLAYMORE EXCHANGE TRD FD TR 53,350 1,458,000 0.48%
44 BANK AMER CORP 84,439 1,452,000 0.48%
45 MCDONALDS CORP 14,226 1,395,000 0.46%
46 CSX CORP 47,916 1,388,000 0.46%
47 VANGUARD INTL EQUITY INDEX F 25,507 1,283,000 0.42%
48 INTERNATIONAL BUSINESS MACHS 6,632 1,277,000 0.42%
49 ISHARES 21,840 1,249,000 0.41%
50 UNITED PARCEL SERVICE INC 12,677 1,234,000 0.40%
Page 1 of 19

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-14-000205, filed 2014.05.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.