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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 875 holdings with a total value of $227,589,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 HYDROGENICS CORP NEW 4 0 0.00%
2 SANOFI 42 0 0.00%
3 FIRSTMERIT CORPORATION 24 0 0.00%
4 PLUG POWER INC 10 0 0.00%
5 ALLEGHANY CORP 0 0 0.00%
6 Paragon Offshore PLC 83 0 0.00%
7 PENNEY J C 25 0 0.00%
8 SEVENTY SEVEN ENERGY INC - escrow shares 14 0 0.00%
9 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 12 0 0.00%
10 POWERSHARES ETF TRUST 0 0 0.00%
11 KRISPY KREME DOUGHNT 14 0 0.00%
12 NRG ENERGY INC 8 0 0.00%
13 INTERVAL LEISURE GROUP INC 11 0 0.00%
14 KENNAMETAL INC 0 0 0.00%
15 INTELIQUENT ORD 30 0 0.00%
16 VALMONT INDS INC 0 0 0.00%
17 GENERAL MTRS CO 7 0 0.00%
18 TELEFONAKTIEBOLAGET LM ERICS 25 0 0.00%
19 PETROLEO BRASILEIRO SA PETRO 32 0 0.00%
20 WELLS FARGO MULTI SECTOR INC 20 0 0.00%
21 ROYCE GLOBAL VALUE TR INC 62 0 0.00%
22 SASOL LTD 9 0 0.00%
23 FUELCELL ENERGY INC COM 100 0 0.00%
24 EATON VANCE TAX MANAGED GLOB 0 0 0.00%
25 ISHARES TR 0 0 0.00%
26 AVIAT NETWORKS INC COM 22 0 0.00%
27 SHIRE PLC 2 0 0.00%
28 JDS UNIPHASE CORP COM PAR $0.001 2 0 0.00%
29 PIMCO HIGH INCOME FD 7 0 0.00%
30 VALE S A 26 0 0.00%
31 PHOTOMEDEX INC COM PAR $0.01 2 0 0.00%
32 ION GEOPHYSICAL CORP 10 0 0.00%
33 TRANSOCEAN LTD 13 0 0.00%
34 VECTRUS INC 11 0 0.00%
35 CERAGON NETWORKS LTD 25 0 0.00%
36 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 29 0 0.00%
37 CABOT MICROELECTRONICS CP 10 0 0.00%
38 SIMPSON MFG INC COM 10 0 0.00%
39 ISHARES U.S. OIL & GAS EXPLORATION & PRODUCTION ETF 0 0 0.00%
40 MEDCATH ESCROW 500 0 0.00%
41 AMERICA MOVIL SAB DE CV 22 0 0.00%
42 PIPER JAFFRAY COS 4 0 0.00%
43 TWENTY FIRST CENTY FOX INC 10 0 0.00%
44 LENDINGTREE INC NEW COM 6 0 0.00%
45 VALE S A 57 0 0.00%
46 ALLEGION PUB LTD CO 7 0 0.00%
47 BLACKBERRY LTD 15 0 0.00%
48 ROBERT HALF INTL INC 5 0 0.00%
49 ACTUA CORP 1 0 0.00%
50 KNOWLES CORP COM 21 0 0.00%
Page 1 of 18

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-15-000182, filed 2015.04.23).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.