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PIMCO HIGH INCOME FD
PIMCO HIGH INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 64 Institutional holders with a total value of $60,059,990.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 1,790,270 22,522,000 37.50%
2 MORGAN STANLEY 425,653 5,313,000 8.85%
3 Cetera Advisor Networks LLC 397,642 4,960,000 8.26%
4 MSI Financial Services Inc 345,554 4,313,000 7.18%
5 ROYAL BANK OF CANADA 210,855 2,632,000 4.38%
6 WELLS FARGO & COMPANY/MN 190,811 2,381,000 3.96%
7 Commonwealth Equity Services, Inc 137,898 1,721,000 2.87%
8 UBS Group AG 133,736 1,669,000 2.78%
9 NATIONAL PLANNING CORP 118,290 1,399,000 2.33%
10 BANK OF MONTREAL /CAN/ 84,745 1,058,000 1.76%
11 BANK OF AMERICA CORP /DE/ 83,263 1,040,000 1.73%
12 PNC FINANCIAL SERVICES GROUP, INC. 74,898 935,000 1.56%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 63,390 792,000 1.32%
14 NEXT Financial Group, Inc 54,270 677,000 1.13%
15 Perigon Wealth Management, LLC 50,891 635,000 1.06%
16 First Allied Advisory Services, Inc. 46,149 577,000 0.96%
17 VestGen Investment Management 45,000 562,000 0.94%
18 Transamerica Financial Advisors, LLC 43,141 539,000 0.90%
19 CITY NATIONAL BANK 40,000 499,000 0.83%
20 Aviance Capital Partners, LLC 38,125 476,000 0.79%
21 IFC Holdings Incorporated/FL 35,861 443,000 0.74%
22 AMERICAN INTERNATIONAL GROUP, INC. 34,915 435,745 0.73%
23 Investors Capital Advisory Services 32,573 406,000 0.68%
24 Creative Planning 25,995 324,000 0.54%
25 Traynor Capital Management, Inc. 24,263 302,000 0.50%
26 UNITED CAPITAL FINANCIAL ADVISORS, LLC 24,305 285,000 0.47%
27 VSR Financial Services, Inc. 22,247 278,000 0.46%
28 Cambridge Investment Research Advisors, Inc. 19,563 244,000 0.41%
29 TRUSTMARK BANK TRUST DEPARTMENT 18,448 230,000 0.38%
30 WFG Advisors, LP 16,568 207,000 0.34%
31 AMERICAFIRST CAPITAL MANAGEMENT, LLC 16,300 203,424 0.34%
32 Roof Eidam Maycock Peralta, LLC 15,517 194,000 0.32%
33 AMERIPRISE FINANCIAL INC 14,394 180,000 0.30%
34 Private Advisor Group, LLC 14,154 177,000 0.29%
35 Bank of New York Mellon Corp 14,047 176,000 0.29%
36 Apriem Advisors 14,077 176,000 0.29%
37 JANE STREET GROUP, LLC 12,849 160,000 0.27%
38 Essex Financial Services, Inc. 11,370 142,000 0.24%
39 OPPENHEIMER & CO INC 10,547 132,000 0.22%
40 KEYBANK NATIONAL ASSOCIATION/OH 10,200 127,000 0.21%
41 DEUTSCHE BANK AG\ 9,048 112,000 0.19%
42 BRUDERMAN ASSET MANAGEMENT, LLC 8,600 107,000 0.18%
43 CITIGROUP INC 7,687 96,000 0.16%
44 Hudock, Inc. 3,208 40,000 0.07%
45 Sunbelt Securities, Inc. 2,630 32,821 0.05%
46 FIFTH THIRD BANCORP 2,154 27,000 0.04%
47 WHITTIER TRUST CO 2,000 25,000 0.04%
48 B. Riley Wealth Management, Inc. 1,500 18,000 0.03%
49 Financial Management Professionals, Inc. 1,000 12,000 0.02%
50 Glassman Wealth Services 847 11,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.