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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 875 holdings with a total value of $227,589,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 CATERPILLAR INC 1,974 158,000 0.07%
152 SUNTRUST BKS INC 3,809 157,000 0.07%
153 POWERSHARES ETF TRUST 1,500 156,000 0.07%
154 GRUMA SAB DE CV ADR EACH REPR 4 SER B 3,000 152,000 0.07%
155 ARCHER DANIELS MIDLAND CO 3,190 151,000 0.07%
156 LABORATORY CORP AMER HLDGS 1,183 149,000 0.07%
157 POWERSHARES GLOBAL ETF FD 7,000 147,000 0.06%
158 ZIMMER BIOMET HLDGS INC 1,240 146,000 0.06%
159 KRAFT HEINZ CO COM 1,675 146,000 0.06%
160 STARBUCKS CORP 1,531 145,000 0.06%
161 TEVA PHARMACEUTICAL INDS LTD 2,289 143,000 0.06%
162 GLAXOSMITHKLINE PLC 3,103 143,000 0.06%
163 SCHWAB CHARLES CORP 4,600 140,000 0.06%
164 POWERSHARES ETF TRUST II 6,000 139,000 0.06%
165 ITC HOLDINGS 3,618 135,000 0.06%
166 SELECT SECTOR SPDR TR 1,868 135,000 0.06%
167 GENUINE PARTS CO 1,435 134,000 0.06%
168 ROSS STORES INC 1,258 133,000 0.06%
169 GILEAD SCIENCES INC 1,346 132,000 0.06%
170 MAGELLAN MIDSTREAM PRTNRS LP 1,719 132,000 0.06%
171 ISHARES TR 1,270 131,000 0.06%
172 VALERO ENERGY CORP NEW 2,025 129,000 0.06%
173 US BANCORP DEL 2,957 129,000 0.06%
174 ABBVIE INC 2,192 128,000 0.06%
175 TJX COS INC NEW 1,829 128,000 0.06%
176 ISHARES TR 1,154 128,000 0.06%
177 TABLEAU SOFTWARE INC 1,354 125,000 0.05%
178 VANGUARD WORLD FD 1,780 125,000 0.05%
179 POWERSHARES ETF TRUST 2,500 123,000 0.05%
180 ROYAL GOLD INC 1,932 122,000 0.05%
181 HERSHEY CO 1,190 120,000 0.05%
182 ADOBE INC 1,595 118,000 0.05%
183 AMERICAN ELEC PWR INC 2,020 114,000 0.05%
184 NORDSTROM INC 1,412 113,000 0.05%
185 YUM BRANDS INC 1,440 113,000 0.05%
186 CATO CORP NEW CL A 2,763 109,000 0.05%
187 SPECTRA ENERGY PARTNERS LP 2,107 109,000 0.05%
188 AMERIGAS PARTNERS L P 2,259 108,000 0.05%
189 ABBOTT LABS 2,247 104,000 0.05%
190 O REILLY AUTOMOTIVE INC NEW 479 104,000 0.05%
191 ISHARES NASDAQ BIOTECHNOLOGY ETF 186 103,000 0.05%
192 E M C CORP MASS COM 4,028 103,000 0.05%
193 PAYCHEX INC 2,019 100,000 0.04%
194 CMS Energy Corp 1,800 98,000 0.04%
195 UNITEDHEALTH GROUP INC 810 96,000 0.04%
196 PRUDENTIAL FINL INC 1,197 96,000 0.04%
197 ACE LTD 859 96,000 0.04%
198 ISHARES TR 975 95,000 0.04%
199 DR PEPPER SNAPPLE GROUP INC 1,200 94,000 0.04%
200 CITIGROUPINC 1,796 93,000 0.04%
Page 4 of 18

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-15-000182, filed 2015.04.23).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.